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Addressing ethical issues in your research proposal
This article explores the ethical issues that may arise in your proposed study during your doctoral research degree.
What ethical principles apply when planning and conducting research?
Research ethics are the moral principles that govern how researchers conduct their studies (Wellcome Trust, 2014). As there are elements of uncertainty and risk involved in any study, every researcher has to consider how they can uphold these ethical principles and conduct the research in a way that protects the interests and welfare of participants and other stakeholders (such as organisations).
You will need to consider the ethical issues that might arise in your proposed study. Consideration of the fundamental ethical principles that underpin all research will help you to identify the key issues and how these could be addressed. As you are probably a practitioner who wants to undertake research within your workplace, consider how your role as an ‘insider’ influences how you will conduct your study. Think about the ethical issues that might arise when you become an insider researcher (for example, relating to trust, confidentiality and anonymity).
What key ethical principles do you think will be important when planning or conducting your research, particularly as an insider? Principles that come to mind might include autonomy, respect, dignity, privacy, informed consent and confidentiality. You may also have identified principles such as competence, integrity, wellbeing, justice and non-discrimination.
Key ethical issues that you will address as an insider researcher include:
- Gaining trust
- Avoiding coercion when recruiting colleagues or other participants (such as students or service users)
- Practical challenges relating to ensuring the confidentiality and anonymity of organisations and staff or other participants.
(Heslop et al, 2018)
A fuller discussion of ethical principles is available from the British Psychological Society’s Code of Human Research Ethics (BPS, 2021).
You can also refer to guidance from the British Educational Research Association and the British Association for Applied Linguistics .
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Ethical principles are essential for protecting the interests of research participants, including maximising the benefits and minimising any risks associated with taking part in a study. These principles describe ethical conduct which reflects the integrity of the researcher, promotes the wellbeing of participants and ensures high-quality research is conducted (Health Research Authority, 2022).
Research ethics is therefore not simply about gaining ethical approval for your study to be conducted. Research ethics relates to your moral conduct as a doctoral researcher and will apply throughout your study from design to dissemination (British Psychological Society, 2021). When you apply to undertake a doctorate, you will need to clearly indicate in your proposal that you understand these ethical principles and are committed to upholding them.
Where can I find ethical guidance and resources?
Professional bodies, learned societies, health and social care authorities, academic publications, Research Ethics Committees and research organisations provide a range of ethical guidance and resources. International codes such as the Universal Declaration of Human Rights underpin ethical frameworks (United Nations, 1948).
You may be aware of key legislation in your own country or the country where you plan to undertake the research, including laws relating to consent, data protection and decision-making capacity, for example, the Data Protection Act, 2018 (UK). If you want to find out more about becoming an ethical researcher, check out this Open University short course: Becoming an ethical researcher: Introduction and guidance: What is a badged course? - OpenLearn - Open University
You should be able to justify the research decisions you make. Utilising these resources will guide your ethical judgements when writing your proposal and ultimately when designing and conducting your research study. The Ethical Guidelines for Educational Research (British Educational Research Association, 2018) identifies the key responsibilities you will have when you conduct your research, including the range of stakeholders that you will have responsibilities to, as follows:
- to your participants (e.g. to appropriately inform them, facilitate their participation and support them)
- clients, stakeholders and sponsors
- the community of educational or health and social care researchers
- for publication and dissemination
- your wellbeing and development
The National Institute for Health and Care Research (no date) has emphasised the need to promote equality, diversity and inclusion when undertaking research, particularly to address long-standing social and health inequalities. Research should be informed by the diversity of people’s experiences and insights, so that it will lead to the development of practice that addresses genuine need. A commitment to equality, diversity and inclusion aims to eradicate prejudice and discrimination on the basis of an individual or group of individuals' protected characteristics such as sex (gender), disability, race, sexual orientation, in line with the Equality Act 2010.
The NIHR has produced guidance for enhancing the inclusion of ‘under-served groups’ when designing a research study (2020). Although the guidance refers to clinical research it is relevant to research more broadly.
You should consider how you will promote equality and diversity in your planned study, including through aspects such as your research topic or question, the methodology you will use, the participants you plan to recruit and how you will analyse and interpret your data.
What ethical issues do I need to consider when writing my research proposal?
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You might be planning to undertake research in a health, social care, educational or other setting, including observations and interviews. The following prompts should help you to identify key ethical issues that you need to bear in mind when undertaking research in such settings.
1. Imagine you are a potential participant. Think about the questions and concerns that you might have:
- How would you feel if a researcher sat in your space and took notes, completed a checklist, or made an audio or film recording?
- What harm might a researcher cause by observing or interviewing you and others?
- What would you want to know about the researcher and ask them about the study before giving consent?
- When imagining you are the participant, how could the researcher make you feel more comfortable to be observed or interviewed?
2. Having considered the perspective of your potential participant, how would you take account of concerns such as privacy, consent, wellbeing and power in your research proposal?
[Adapted from OpenLearn course: Becoming an ethical researcher, Week 2 Activity 3: Becoming an ethical researcher - OpenLearn - Open University ]
The ethical issues to be considered will vary depending on your organisational context/role, the types of participants you plan to recruit (for example, children, adults with mental health problems), the research methods you will use, and the types of data you will collect. You will need to decide how to recruit your participants so you do not inappropriately exclude anyone. Consider what methods may be necessary to facilitate their voice and how you can obtain their consent to taking part or ensure that consent is obtained from someone else as necessary, for example, a parent in the case of a child.
You should also think about how to avoid imposing an unnecessary burden or costs on your participants. For example, by minimising the length of time they will have to commit to the study and by providing travel or other expenses. Identify the measures that you will take to store your participants’ data safely and maintain their confidentiality and anonymity when you report your findings. You could do this by storing interview and video recordings in a secure server and anonymising their names and those of their organisations using pseudonyms.
Professional codes such as the Code of Human Research Ethics (BPS, 2021) provide guidance on undertaking research with children. Being an ‘insider’ researching within your own organisation has advantages. However, you should also consider how this might impact on your research, such as power dynamics, consent, potential bias and any conflict of interest between your professional and researcher roles (Sapiro and Matthews, 2020).
How have other researchers addressed any ethical challenges?
The literature provides researchers’ accounts explaining how they addressed ethical challenges when undertaking studies. For example, Turcotte-Tremblay and McSween-Cadieux (2018) discuss strategies for protecting participants’ confidentiality when disseminating findings locally, such as undertaking fieldwork in multiple sites and providing findings in a generalised form. In addition, professional guidance includes case studies illustrating how ethical issues can be addressed, including when researching online forums (British Sociological Association, no date).
Watch the videos below and consider what insights the postgraduate researcher and supervisor provide regarding issues such as being an ‘insider researcher’, power relations, avoiding intrusion, maintaining participant anonymity and complying with research ethics and professional standards. How might their experiences inform the design and conduct of your own study?
Postgraduate researcher and supervisor talk about ethical considerations
Your thoughtful consideration of the ethical issues that might arise and how you would address these should enable you to propose an ethically informed study and conduct it in a responsible, fair and sensitive manner.
British Educational Research Association (2018) Ethical Guidelines for Educational Research. Available at: https://www.bera.ac.uk/publication/ethical-guidelines-for-educational-research-2018 (Accessed: 9 June 2023).
British Psychological Society (2021) Code of Human Research Ethics . Available at: https://cms.bps.org.uk/sites/default/files/2022-06/BPS%20Code%20of%20Human%20Research%20Ethics%20%281%29.pdf (Accessed: 9 June 2023).
British Sociological Association (2016) Researching online forums . Available at: https://www.britsoc.co.uk/media/24834/j000208_researching_online_forums_-cs1-_v3.pdf (Accessed: 9 June 2023).
Health Research Authority (2022) UK Policy Framework for Health and Social Care Research . Available at: https://www.hra.nhs.uk/planning-and-improving-research/policies-standards-legislation/uk-policy-framework-health-social-care-research/uk-policy-framework-health-and-social-care-research/#chiefinvestigators (Accessed: 9 June 2023).
Heslop, C., Burns, S., Lobo, R. (2018) ‘Managing qualitative research as insider-research in small rural communities’, Rural and Remote Health , 18: pp. 4576.
Equality Act 2010, c. 15. Available at: https://www.legislation.gov.uk/ukpga/2010/15/introduction (Accessed: 9 June 2023).
National Institute for Health and Care Research (no date) Equality, Diversity and Inclusion (EDI) . Available at: https://arc-kss.nihr.ac.uk/public-and-community-involvement/pcie-guide/how-to-do-pcie/equality-diversity-and-inclusion-edi (Accessed: 9 June 2023).
National Institute for Health and Care Research (2020) Improving inclusion of under-served groups in clinical research: Guidance from INCLUDE project. Available at: https://www.nihr.ac.uk/documents/improving-inclusion-of-under-served-groups-in-clinical-research-guidance-from-include-project/25435 (Accessed: 9 June 2023).
Sapiro, B. and Matthews, E. (2020) ‘Both Insider and Outsider. On Conducting Social Work Research in Mental Health Settings’, Advances in Social Work , 20(3). Available at: https://doi.org/10.18060/23926
Turcotte-Tremblay, A. and McSween-Cadieux, E. (2018) ‘A reflection on the challenge of protecting confidentiality of participants when disseminating research results locally’, BMC Medical Ethics, 19(supplement 1), no. 45. Available at: https://bmcmedethics.biomedcentral.com/articles/10.1186/s12910-018-0279-0
United Nations General Assembly (1948) The Universal Declaration of Human Rights . Resolution A/RES/217/A. Available at: https://www.un.org/en/about-us/universal-declaration-of-human-rights#:~:text=Drafted%20by%20representatives%20with%20different,all%20peoples%20and%20all%20nations . (Accessed: 9 June 2023).
Wellcome Trust (2014) Ensuring your research is ethical: A guide for Extended Project Qualification students . Available at: https://wellcome.org/sites/default/files/wtp057673_0.pdf (Accessed: 9 June 2023).
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- Ethical Considerations in Research | Types & Examples
Ethical Considerations in Research | Types & Examples
Published on October 18, 2021 by Pritha Bhandari . Revised on May 9, 2024.
Ethical considerations in research are a set of principles that guide your research designs and practices. Scientists and researchers must always adhere to a certain code of conduct when collecting data from people.
The goals of human research often include understanding real-life phenomena, studying effective treatments, investigating behaviors, and improving lives in other ways. What you decide to research and how you conduct that research involve key ethical considerations.
These considerations work to
- protect the rights of research participants
- enhance research validity
- maintain scientific or academic integrity
Table of contents
Why do research ethics matter, getting ethical approval for your study, types of ethical issues, voluntary participation, informed consent, confidentiality, potential for harm, results communication, examples of ethical failures, other interesting articles, frequently asked questions about research ethics.
Research ethics matter for scientific integrity, human rights and dignity, and collaboration between science and society. These principles make sure that participation in studies is voluntary, informed, and safe for research subjects.
You’ll balance pursuing important research objectives with using ethical research methods and procedures. It’s always necessary to prevent permanent or excessive harm to participants, whether inadvertent or not.
Defying research ethics will also lower the credibility of your research because it’s hard for others to trust your data if your methods are morally questionable.
Even if a research idea is valuable to society, it doesn’t justify violating the human rights or dignity of your study participants.
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Before you start any study involving data collection with people, you’ll submit your research proposal to an institutional review board (IRB) .
An IRB is a committee that checks whether your research aims and research design are ethically acceptable and follow your institution’s code of conduct. They check that your research materials and procedures are up to code.
If successful, you’ll receive IRB approval, and you can begin collecting data according to the approved procedures. If you want to make any changes to your procedures or materials, you’ll need to submit a modification application to the IRB for approval.
If unsuccessful, you may be asked to re-submit with modifications or your research proposal may receive a rejection. To get IRB approval, it’s important to explicitly note how you’ll tackle each of the ethical issues that may arise in your study.
There are several ethical issues you should always pay attention to in your research design, and these issues can overlap with each other.
You’ll usually outline ways you’ll deal with each issue in your research proposal if you plan to collect data from participants.
Voluntary participation | Your participants are free to opt in or out of the study at any point in time. |
---|---|
Informed consent | Participants know the purpose, benefits, risks, and funding behind the study before they agree or decline to join. |
Anonymity | You don’t know the identities of the participants. Personally identifiable data is not collected. |
Confidentiality | You know who the participants are but you keep that information hidden from everyone else. You anonymize personally identifiable data so that it can’t be linked to other data by anyone else. |
Potential for harm | Physical, social, psychological and all other types of harm are kept to an absolute minimum. |
Results communication | You ensure your work is free of or research misconduct, and you accurately represent your results. |
Voluntary participation means that all research subjects are free to choose to participate without any pressure or coercion.
All participants are able to withdraw from, or leave, the study at any point without feeling an obligation to continue. Your participants don’t need to provide a reason for leaving the study.
It’s important to make it clear to participants that there are no negative consequences or repercussions to their refusal to participate. After all, they’re taking the time to help you in the research process , so you should respect their decisions without trying to change their minds.
Voluntary participation is an ethical principle protected by international law and many scientific codes of conduct.
Take special care to ensure there’s no pressure on participants when you’re working with vulnerable groups of people who may find it hard to stop the study even when they want to.
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Informed consent refers to a situation in which all potential participants receive and understand all the information they need to decide whether they want to participate. This includes information about the study’s benefits, risks, funding, and institutional approval.
You make sure to provide all potential participants with all the relevant information about
- what the study is about
- the risks and benefits of taking part
- how long the study will take
- your supervisor’s contact information and the institution’s approval number
Usually, you’ll provide participants with a text for them to read and ask them if they have any questions. If they agree to participate, they can sign or initial the consent form. Note that this may not be sufficient for informed consent when you work with particularly vulnerable groups of people.
If you’re collecting data from people with low literacy, make sure to verbally explain the consent form to them before they agree to participate.
For participants with very limited English proficiency, you should always translate the study materials or work with an interpreter so they have all the information in their first language.
In research with children, you’ll often need informed permission for their participation from their parents or guardians. Although children cannot give informed consent, it’s best to also ask for their assent (agreement) to participate, depending on their age and maturity level.
Anonymity means that you don’t know who the participants are and you can’t link any individual participant to their data.
You can only guarantee anonymity by not collecting any personally identifying information—for example, names, phone numbers, email addresses, IP addresses, physical characteristics, photos, and videos.
In many cases, it may be impossible to truly anonymize data collection . For example, data collected in person or by phone cannot be considered fully anonymous because some personal identifiers (demographic information or phone numbers) are impossible to hide.
You’ll also need to collect some identifying information if you give your participants the option to withdraw their data at a later stage.
Data pseudonymization is an alternative method where you replace identifying information about participants with pseudonymous, or fake, identifiers. The data can still be linked to participants but it’s harder to do so because you separate personal information from the study data.
Confidentiality means that you know who the participants are, but you remove all identifying information from your report.
All participants have a right to privacy, so you should protect their personal data for as long as you store or use it. Even when you can’t collect data anonymously, you should secure confidentiality whenever you can.
Some research designs aren’t conducive to confidentiality, but it’s important to make all attempts and inform participants of the risks involved.
As a researcher, you have to consider all possible sources of harm to participants. Harm can come in many different forms.
- Psychological harm: Sensitive questions or tasks may trigger negative emotions such as shame or anxiety.
- Social harm: Participation can involve social risks, public embarrassment, or stigma.
- Physical harm: Pain or injury can result from the study procedures.
- Legal harm: Reporting sensitive data could lead to legal risks or a breach of privacy.
It’s best to consider every possible source of harm in your study as well as concrete ways to mitigate them. Involve your supervisor to discuss steps for harm reduction.
Make sure to disclose all possible risks of harm to participants before the study to get informed consent. If there is a risk of harm, prepare to provide participants with resources or counseling or medical services if needed.
Some of these questions may bring up negative emotions, so you inform participants about the sensitive nature of the survey and assure them that their responses will be confidential.
The way you communicate your research results can sometimes involve ethical issues. Good science communication is honest, reliable, and credible. It’s best to make your results as transparent as possible.
Take steps to actively avoid plagiarism and research misconduct wherever possible.
Plagiarism means submitting others’ works as your own. Although it can be unintentional, copying someone else’s work without proper credit amounts to stealing. It’s an ethical problem in research communication because you may benefit by harming other researchers.
Self-plagiarism is when you republish or re-submit parts of your own papers or reports without properly citing your original work.
This is problematic because you may benefit from presenting your ideas as new and original even though they’ve already been published elsewhere in the past. You may also be infringing on your previous publisher’s copyright, violating an ethical code, or wasting time and resources by doing so.
In extreme cases of self-plagiarism, entire datasets or papers are sometimes duplicated. These are major ethical violations because they can skew research findings if taken as original data.
You notice that two published studies have similar characteristics even though they are from different years. Their sample sizes, locations, treatments, and results are highly similar, and the studies share one author in common.
Research misconduct
Research misconduct means making up or falsifying data, manipulating data analyses, or misrepresenting results in research reports. It’s a form of academic fraud.
These actions are committed intentionally and can have serious consequences; research misconduct is not a simple mistake or a point of disagreement about data analyses.
Research misconduct is a serious ethical issue because it can undermine academic integrity and institutional credibility. It leads to a waste of funding and resources that could have been used for alternative research.
Later investigations revealed that they fabricated and manipulated their data to show a nonexistent link between vaccines and autism. Wakefield also neglected to disclose important conflicts of interest, and his medical license was taken away.
This fraudulent work sparked vaccine hesitancy among parents and caregivers. The rate of MMR vaccinations in children fell sharply, and measles outbreaks became more common due to a lack of herd immunity.
Research scandals with ethical failures are littered throughout history, but some took place not that long ago.
Some scientists in positions of power have historically mistreated or even abused research participants to investigate research problems at any cost. These participants were prisoners, under their care, or otherwise trusted them to treat them with dignity.
To demonstrate the importance of research ethics, we’ll briefly review two research studies that violated human rights in modern history.
These experiments were inhumane and resulted in trauma, permanent disabilities, or death in many cases.
After some Nazi doctors were put on trial for their crimes, the Nuremberg Code of research ethics for human experimentation was developed in 1947 to establish a new standard for human experimentation in medical research.
In reality, the actual goal was to study the effects of the disease when left untreated, and the researchers never informed participants about their diagnoses or the research aims.
Although participants experienced severe health problems, including blindness and other complications, the researchers only pretended to provide medical care.
When treatment became possible in 1943, 11 years after the study began, none of the participants were offered it, despite their health conditions and high risk of death.
Ethical failures like these resulted in severe harm to participants, wasted resources, and lower trust in science and scientists. This is why all research institutions have strict ethical guidelines for performing research.
If you want to know more about statistics , methodology , or research bias , make sure to check out some of our other articles with explanations and examples.
- Normal distribution
- Measures of central tendency
- Chi square tests
- Confidence interval
- Quartiles & Quantiles
- Cluster sampling
- Stratified sampling
- Thematic analysis
- Cohort study
- Peer review
- Ethnography
Research bias
- Implicit bias
- Cognitive bias
- Conformity bias
- Hawthorne effect
- Availability heuristic
- Attrition bias
- Social desirability bias
Ethical considerations in research are a set of principles that guide your research designs and practices. These principles include voluntary participation, informed consent, anonymity, confidentiality, potential for harm, and results communication.
Scientists and researchers must always adhere to a certain code of conduct when collecting data from others .
These considerations protect the rights of research participants, enhance research validity , and maintain scientific integrity.
Research ethics matter for scientific integrity, human rights and dignity, and collaboration between science and society. These principles make sure that participation in studies is voluntary, informed, and safe.
Anonymity means you don’t know who the participants are, while confidentiality means you know who they are but remove identifying information from your research report. Both are important ethical considerations .
You can only guarantee anonymity by not collecting any personally identifying information—for example, names, phone numbers, email addresses, IP addresses, physical characteristics, photos, or videos.
You can keep data confidential by using aggregate information in your research report, so that you only refer to groups of participants rather than individuals.
These actions are committed intentionally and can have serious consequences; research misconduct is not a simple mistake or a point of disagreement but a serious ethical failure.
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Ethical Considerations – Types, Examples and Writing Guide
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Ethical Considerations
Ethical considerations in research refer to the principles and guidelines that researchers must follow to ensure that their studies are conducted in an ethical and responsible manner. These considerations are designed to protect the rights, safety, and well-being of research participants, as well as the integrity and credibility of the research itself
Some of the key ethical considerations in research include:
- Informed consent: Researchers must obtain informed consent from study participants, which means they must inform participants about the study’s purpose, procedures, risks, benefits, and their right to withdraw at any time.
- Privacy and confidentiality : Researchers must ensure that participants’ privacy and confidentiality are protected. This means that personal information should be kept confidential and not shared without the participant’s consent.
- Harm reduction : Researchers must ensure that the study does not harm the participants physically or psychologically. They must take steps to minimize the risks associated with the study.
- Fairness and equity : Researchers must ensure that the study does not discriminate against any particular group or individual. They should treat all participants equally and fairly.
- Use of deception: Researchers must use deception only if it is necessary to achieve the study’s objectives. They must inform participants of the deception as soon as possible.
- Use of vulnerable populations : Researchers must be especially cautious when working with vulnerable populations, such as children, pregnant women, prisoners, and individuals with cognitive or intellectual disabilities.
- Conflict of interest : Researchers must disclose any potential conflicts of interest that may affect the study’s integrity. This includes financial or personal relationships that could influence the study’s results.
- Data manipulation: Researchers must not manipulate data to support a particular hypothesis or agenda. They should report the results of the study objectively, even if the findings are not consistent with their expectations.
- Intellectual property: Researchers must respect intellectual property rights and give credit to previous studies and research.
- Cultural sensitivity : Researchers must be sensitive to the cultural norms and beliefs of the participants. They should avoid imposing their values and beliefs on the participants and should be respectful of their cultural practices.
Types of Ethical Considerations
Types of Ethical Considerations are as follows:
Research Ethics:
This includes ethical principles and guidelines that govern research involving human or animal subjects, ensuring that the research is conducted in an ethical and responsible manner.
Business Ethics :
This refers to ethical principles and standards that guide business practices and decision-making, such as transparency, honesty, fairness, and social responsibility.
Medical Ethics :
This refers to ethical principles and standards that govern the practice of medicine, including the duty to protect patient autonomy, informed consent, confidentiality, and non-maleficence.
Environmental Ethics :
This involves ethical principles and values that guide our interactions with the natural world, including the obligation to protect the environment, minimize harm, and promote sustainability.
Legal Ethics
This involves ethical principles and standards that guide the conduct of legal professionals, including issues such as confidentiality, conflicts of interest, and professional competence.
Social Ethics
This involves ethical principles and values that guide our interactions with other individuals and society as a whole, including issues such as justice, fairness, and human rights.
Information Ethics
This involves ethical principles and values that govern the use and dissemination of information, including issues such as privacy, accuracy, and intellectual property.
Cultural Ethics
This involves ethical principles and values that govern the relationship between different cultures and communities, including issues such as respect for diversity, cultural sensitivity, and inclusivity.
Technological Ethics
This refers to ethical principles and guidelines that govern the development, use, and impact of technology, including issues such as privacy, security, and social responsibility.
Journalism Ethics
This involves ethical principles and standards that guide the practice of journalism, including issues such as accuracy, fairness, and the public interest.
Educational Ethics
This refers to ethical principles and standards that guide the practice of education, including issues such as academic integrity, fairness, and respect for diversity.
Political Ethics
This involves ethical principles and values that guide political decision-making and behavior, including issues such as accountability, transparency, and the protection of civil liberties.
Professional Ethics
This refers to ethical principles and standards that guide the conduct of professionals in various fields, including issues such as honesty, integrity, and competence.
Personal Ethics
This involves ethical principles and values that guide individual behavior and decision-making, including issues such as personal responsibility, honesty, and respect for others.
Global Ethics
This involves ethical principles and values that guide our interactions with other nations and the global community, including issues such as human rights, environmental protection, and social justice.
Applications of Ethical Considerations
Ethical considerations are important in many areas of society, including medicine, business, law, and technology. Here are some specific applications of ethical considerations:
- Medical research : Ethical considerations are crucial in medical research, particularly when human subjects are involved. Researchers must ensure that their studies are conducted in a way that does not harm participants and that participants give informed consent before participating.
- Business practices: Ethical considerations are also important in business, where companies must make decisions that are socially responsible and avoid activities that are harmful to society. For example, companies must ensure that their products are safe for consumers and that they do not engage in exploitative labor practices.
- Environmental protection: Ethical considerations play a crucial role in environmental protection, as companies and governments must weigh the benefits of economic development against the potential harm to the environment. Decisions about land use, resource allocation, and pollution must be made in an ethical manner that takes into account the long-term consequences for the planet and future generations.
- Technology development : As technology continues to advance rapidly, ethical considerations become increasingly important in areas such as artificial intelligence, robotics, and genetic engineering. Developers must ensure that their creations do not harm humans or the environment and that they are developed in a way that is fair and equitable.
- Legal system : The legal system relies on ethical considerations to ensure that justice is served and that individuals are treated fairly. Lawyers and judges must abide by ethical standards to maintain the integrity of the legal system and to protect the rights of all individuals involved.
Examples of Ethical Considerations
Here are a few examples of ethical considerations in different contexts:
- In healthcare : A doctor must ensure that they provide the best possible care to their patients and avoid causing them harm. They must respect the autonomy of their patients, and obtain informed consent before administering any treatment or procedure. They must also ensure that they maintain patient confidentiality and avoid any conflicts of interest.
- In the workplace: An employer must ensure that they treat their employees fairly and with respect, provide them with a safe working environment, and pay them a fair wage. They must also avoid any discrimination based on race, gender, religion, or any other characteristic protected by law.
- In the media : Journalists must ensure that they report the news accurately and without bias. They must respect the privacy of individuals and avoid causing harm or distress. They must also be transparent about their sources and avoid any conflicts of interest.
- In research: Researchers must ensure that they conduct their studies ethically and with integrity. They must obtain informed consent from participants, protect their privacy, and avoid any harm or discomfort. They must also ensure that their findings are reported accurately and without bias.
- In personal relationships : People must ensure that they treat others with respect and kindness, and avoid causing harm or distress. They must respect the autonomy of others and avoid any actions that would be considered unethical, such as lying or cheating. They must also respect the confidentiality of others and maintain their privacy.
How to Write Ethical Considerations
When writing about research involving human subjects or animals, it is essential to include ethical considerations to ensure that the study is conducted in a manner that is morally responsible and in accordance with professional standards. Here are some steps to help you write ethical considerations:
- Describe the ethical principles: Start by explaining the ethical principles that will guide the research. These could include principles such as respect for persons, beneficence, and justice.
- Discuss informed consent : Informed consent is a critical ethical consideration when conducting research. Explain how you will obtain informed consent from participants, including how you will explain the purpose of the study, potential risks and benefits, and how you will protect their privacy.
- Address confidentiality : Describe how you will protect the confidentiality of the participants’ personal information and data, including any measures you will take to ensure that the data is kept secure and confidential.
- Consider potential risks and benefits : Describe any potential risks or harms to participants that could result from the study and how you will minimize those risks. Also, discuss the potential benefits of the study, both to the participants and to society.
- Discuss the use of animals : If the research involves the use of animals, address the ethical considerations related to animal welfare. Explain how you will minimize any potential harm to the animals and ensure that they are treated ethically.
- Mention the ethical approval : Finally, it’s essential to acknowledge that the research has received ethical approval from the relevant institutional review board or ethics committee. State the name of the committee, the date of approval, and any specific conditions or requirements that were imposed.
When to Write Ethical Considerations
Ethical considerations should be written whenever research involves human subjects or has the potential to impact human beings, animals, or the environment in some way. Ethical considerations are also important when research involves sensitive topics, such as mental health, sexuality, or religion.
In general, ethical considerations should be an integral part of any research project, regardless of the field or subject matter. This means that they should be considered at every stage of the research process, from the initial planning and design phase to data collection, analysis, and dissemination.
Ethical considerations should also be written in accordance with the guidelines and standards set by the relevant regulatory bodies and professional associations. These guidelines may vary depending on the discipline, so it is important to be familiar with the specific requirements of your field.
Purpose of Ethical Considerations
Ethical considerations are an essential aspect of many areas of life, including business, healthcare, research, and social interactions. The primary purposes of ethical considerations are:
- Protection of human rights: Ethical considerations help ensure that people’s rights are respected and protected. This includes respecting their autonomy, ensuring their privacy is respected, and ensuring that they are not subjected to harm or exploitation.
- Promoting fairness and justice: Ethical considerations help ensure that people are treated fairly and justly, without discrimination or bias. This includes ensuring that everyone has equal access to resources and opportunities, and that decisions are made based on merit rather than personal biases or prejudices.
- Promoting honesty and transparency : Ethical considerations help ensure that people are truthful and transparent in their actions and decisions. This includes being open and honest about conflicts of interest, disclosing potential risks, and communicating clearly with others.
- Maintaining public trust: Ethical considerations help maintain public trust in institutions and individuals. This is important for building and maintaining relationships with customers, patients, colleagues, and other stakeholders.
- Ensuring responsible conduct: Ethical considerations help ensure that people act responsibly and are accountable for their actions. This includes adhering to professional standards and codes of conduct, following laws and regulations, and avoiding behaviors that could harm others or damage the environment.
Advantages of Ethical Considerations
Here are some of the advantages of ethical considerations:
- Builds Trust : When individuals or organizations follow ethical considerations, it creates a sense of trust among stakeholders, including customers, clients, and employees. This trust can lead to stronger relationships and long-term loyalty.
- Reputation and Brand Image : Ethical considerations are often linked to a company’s brand image and reputation. By following ethical practices, a company can establish a positive image and reputation that can enhance its brand value.
- Avoids Legal Issues: Ethical considerations can help individuals and organizations avoid legal issues and penalties. By adhering to ethical principles, companies can reduce the risk of facing lawsuits, regulatory investigations, and fines.
- Increases Employee Retention and Motivation: Employees tend to be more satisfied and motivated when they work for an organization that values ethics. Companies that prioritize ethical considerations tend to have higher employee retention rates, leading to lower recruitment costs.
- Enhances Decision-making: Ethical considerations help individuals and organizations make better decisions. By considering the ethical implications of their actions, decision-makers can evaluate the potential consequences and choose the best course of action.
- Positive Impact on Society: Ethical considerations have a positive impact on society as a whole. By following ethical practices, companies can contribute to social and environmental causes, leading to a more sustainable and equitable society.
About the author
Muhammad Hassan
Researcher, Academic Writer, Web developer
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Nih clinical research trials and you, guiding principles for ethical research.
Pursuing Potential Research Participants Protections
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“When people are invited to participate in research, there is a strong belief that it should be their choice based on their understanding of what the study is about, and what the risks and benefits of the study are,” said Dr. Christine Grady, chief of the NIH Clinical Center Department of Bioethics, to Clinical Center Radio in a podcast.
Clinical research advances the understanding of science and promotes human health. However, it is important to remember the individuals who volunteer to participate in research. There are precautions researchers can take – in the planning, implementation and follow-up of studies – to protect these participants in research. Ethical guidelines are established for clinical research to protect patient volunteers and to preserve the integrity of the science.
NIH Clinical Center researchers published seven main principles to guide the conduct of ethical research:
Social and clinical value
Scientific validity, fair subject selection, favorable risk-benefit ratio, independent review, informed consent.
- Respect for potential and enrolled subjects
Every research study is designed to answer a specific question. The answer should be important enough to justify asking people to accept some risk or inconvenience for others. In other words, answers to the research question should contribute to scientific understanding of health or improve our ways of preventing, treating, or caring for people with a given disease to justify exposing participants to the risk and burden of research.
A study should be designed in a way that will get an understandable answer to the important research question. This includes considering whether the question asked is answerable, whether the research methods are valid and feasible, and whether the study is designed with accepted principles, clear methods, and reliable practices. Invalid research is unethical because it is a waste of resources and exposes people to risk for no purpose
The primary basis for recruiting participants should be the scientific goals of the study — not vulnerability, privilege, or other unrelated factors. Participants who accept the risks of research should be in a position to enjoy its benefits. Specific groups of participants (for example, women or children) should not be excluded from the research opportunities without a good scientific reason or a particular susceptibility to risk.
Uncertainty about the degree of risks and benefits associated with a clinical research study is inherent. Research risks may be trivial or serious, transient or long-term. Risks can be physical, psychological, economic, or social. Everything should be done to minimize the risks and inconvenience to research participants to maximize the potential benefits, and to determine that the potential benefits are proportionate to, or outweigh, the risks.
To minimize potential conflicts of interest and make sure a study is ethically acceptable before it starts, an independent review panel should review the proposal and ask important questions, including: Are those conducting the trial sufficiently free of bias? Is the study doing all it can to protect research participants? Has the trial been ethically designed and is the risk–benefit ratio favorable? The panel also monitors a study while it is ongoing.
Potential participants should make their own decision about whether they want to participate or continue participating in research. This is done through a process of informed consent in which individuals (1) are accurately informed of the purpose, methods, risks, benefits, and alternatives to the research, (2) understand this information and how it relates to their own clinical situation or interests, and (3) make a voluntary decision about whether to participate.
Respect for potential and enrolled participants
Individuals should be treated with respect from the time they are approached for possible participation — even if they refuse enrollment in a study — throughout their participation and after their participation ends. This includes:
- respecting their privacy and keeping their private information confidential
- respecting their right to change their mind, to decide that the research does not match their interests, and to withdraw without a penalty
- informing them of new information that might emerge in the course of research, which might change their assessment of the risks and benefits of participating
- monitoring their welfare and, if they experience adverse reactions, unexpected effects, or changes in clinical status, ensuring appropriate treatment and, when necessary, removal from the study
- informing them about what was learned from the research
More information on these seven guiding principles and on bioethics in general
This page last reviewed on March 16, 2016
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Common Ethical Issues In Research And Publication
Introduction.
Research is the pillar of knowledge, and it constitutes an integral part of progress. In the fast-expanding field of biomedical research, this has improved the quality and quantity of life. Historically, medical doctors have been in the privileged position to carry out research, especially in clinical research which involves people. They are able to control “life and death” of patients and have free access to their confidential information. Moreover, medical researchers have also enjoyed immunity from accountability due to high public regard for science and medicine. This has resulted in some researchers conducting unethical researches. For instance, in World War II, medical doctors had conducted unethical experiments on human in the name of science, resulting in harm and even death in some cases. 1 More recently, the involvement of pharmaceutical industry in clinical trials have raised issues about how to safeguard patient’s care and to ensure the published research findings are objective. 2
In the light of these ethical controversies, the Declaration of Helsinki was established to inform biomedical researchers the principles of clinical research. 3 This declaration highlighted a tripartite guidelines for good clinical practice which include respect for the dignity of the person; research should not override the health, well-being and care of subjects; principles of justice. Committee on Publication Ethics (COPE) was also founded in 1997 to address the breaches of research and publication ethics. 4
How do we apply all these principles in our daily conduct of research? This paper will discuss different ethical issues in research, including study design and ethical approval, data analysis, authorship, conflict of interest and redundant publication and plagiarism. I have also included two case scenarios in this paper to illustrate common ethical issues in research and publication.
ETHICAL ISSUES IN RESEARCH
1. study design and ethics approval.
According to COPE, “good research should be well adjusted, well-planned, appropriately designed, and ethically approved. To conduct research to a lower standard may constitute misconduct.” 3 This may appear to be a stringent criterion, but it highlights the basic requirement of a researcher is to conduct a research responsibly. To achieve this, a research protocol should be developed and adhered to. It must be carefully agreed to by all contributors and collaborators, and the precise roles of each team member should be spelled out early, including matters of authorship and publications. Research should seek to answer specific questions, rather than just collect data.
It is essential to obtain approval from the Institutional Review Board, or Ethics Committee, of the respective organisations for studies involving people, medical records, and anonymised human tissues. The research proposal should discuss potential ethical issues pertaining to the research. The researchers should pay special attention to vulnerable subjects to avoid breech of ethical codes (e.g. children, prisoners, pregnant women, mentally challenged, educationally and economically disadvantaged). Patient information sheet should be given to the subjects during recruitment, detailing the objectives, procedures, potential benefits and harms, as well as rights to refuse participation in the research. Consent should be explained and obtained from the subjects or guardians, and steps should be taken to ensure confidentiality of information provided by the subjects.
2. Data analysis
It is the responsibility of the researcher to analyse the data appropriately. Although inappropriate analysis does not necessarily amount to misconduct, intentional omission of result may cause misinterpretation and mislead the readers. Fabrication and falsification of data do constitute misconduct. For example, in a clinical trial, if a drug is found to be ineffective, this study should be reported. There is a tendency for the researchers to under-report negative research findings, 5 and this is partly contributed by pressure from the pharmaceutical industry which funds the clinical trial.
To ensure appropriate data analysis, all sources and methods used to obtain and analyse data should be fully disclosed. Failure to do so may lead the readers to misinterpret the results without considering possibility of the study being underpowered. The discussion section of a paper should mention any issues of bias, and explain how they have been dealt with in the design and interpretation of the study.
3. Authorship
There is no universally agreed definition of authorship. 6 It is generally agreed that an author should have made substantial contribution to the intellectual content, including conceptualising and designing the study; acquiring, analysing and interpreting the data. The author should also take responsibility to certify that the manuscript represents valid work and take public responsibility for the work. Finally, an author is usually involved in drafting or revising the manuscript, as well as approving the submitted manuscript. Data collection, editing of grammar and language, and other routine works by itself, do not deserve an authorship.
It is crucial to decide early on in the planning of a research who will be credited as authors, as contributors, and who will be acknowledged. It is also advisable to read carefully the “Advice to Authors” of the target journal which may serve as a guide to the issue of authorship.
4. Conflicts of interest
This happens when researchers have interests that are not fully apparent and that may influence their judgments on what is published. These conflicts include personal, commercial, political, academic or financial interest. Financial interests may include employment, research funding, stock or share ownership, payment for lecture or travel, consultancies and company support for staff. This issue is especially pertinent in biomedical research where a substantial number of clinical trials are funded by pharmaceutical company.
Such interests, where relevant, should be discussed in the early stage of research. The researchers need to take extra effort to ensure that their conflicts of interest do not influence the methodology and outcome of the research. It would be useful to consult an independent researcher, or Ethics Committee, on this issue if in doubt. When publishing, these conflicts of interest should be declared to editors, and readers will judge for themselves whether the research findings are trustworthy.
5. Redundant publication and plagiarism
Redundant publication occurs when two or more papers, without full cross reference, share the same hypothesis, data, discussion points, or conclusions. However, previous publication of an abstract during the proceedings of meetings does not preclude subsequent submission for publication, but full disclosure should be made at the time of submission. This is also known as self-plagiarism. In the increasing competitive environment where appointments, promotions and grant applications are strongly influenced by publication record, researchers are under intense pressure to publish, and a growing minority is seeking to bump up their CV through dishonest means. 7
On the other hand, plagiarism ranges from unreferenced use of others’ published and unpublished ideas, including research grant applications to submission under “new” authorship of a complete paper, sometimes in different language.
Therefore, it is important to disclose all sources of information, and if large amount of other people’s written or illustrative materials is to be used, permission must be sought.
It is the duty of the researcher to ensure that research is conducted in an ethical and responsible manner from planning to publication. Researchers and authors should familiarise themselves with these principles and follows them strictly. Any potential ethical issues in research and publication should be discussed openly within the research team. If in doubt, it is advisable to consult the respective institutional review board (IRB) for their expert opinions.
Case Scenario 1:
“A community survey on prevalence of domestic violence among secondary school students.”
- To conduct this study, we need to seek approval from the Ministry of Education and permission from the school principal. However, consent should be taken from parents, who are the legal guardians of the students.
- These ethical issues should be discussed at the proposal stage, and the participants/guardians should be informed about the decision to report to the police while taking the consent. This will potentially affect the response rate; but this is also the responsibility of the researcher to protect the participants and their families.
- Yes, you can. However, you need to declare to the publisher that you have presented the paper in the conference. Redundant publication happens when an author has submitted two papers with similar objective, methodology and results, without cross referencing.
- Yes, you can. However, you have to declare to the publisher that you have published an identical paper in a different language.
Case Scenario 2:
“Does HRT improve vasomotor symptoms among menopausal women in a Malaysian primary care clinic?”
- HRT has been proven to be effective in relieving vasomotor symptoms in many well-designed studies. It is inappropriate for the researcher to repeat an established therapy which may potentially cause harm to them (e.g. deep vein thrombosis and breast cancer). However, it is appropriate to repeat research if the researchers feel that it may yield a different outcome in the local setting based on a firm theoretical basis.
- Yes, even though it is part of our normal practice, all research involving human subjects, especially when it involves drugs, should be subjected to ethics approval. (E.g. “How did the researchers ensure that they explain to the patients fully about the potential harm of HRT?”)
- As mentioned earlier, it is the duty of the researcher to ensure that the participant understands the benefits and risks of the treatment. The information should be conveyed in an objectively manner in the patient information sheet. Any queries from the patient should be answered truthfully, and it is the patient’s rights to refuse to participate in the research.
- It is acceptable to quote sentences from a paper as long as they are duly referenced.
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Ensuring ethical standards and procedures for research with human beings
Research ethics govern the standards of conduct for scientific researchers. It is important to adhere to ethical principles in order to protect the dignity, rights and welfare of research participants. As such, all research involving human beings should be reviewed by an ethics committee to ensure that the appropriate ethical standards are being upheld. Discussion of the ethical principles of beneficence, justice and autonomy are central to ethical review.
WHO works with Member States and partners to promote ethical standards and appropriate systems of review for any course of research involving human subjects. Within WHO, the Research Ethics Review Committee (ERC) ensures that WHO only supports research of the highest ethical standards. The ERC reviews all research projects involving human participants supported either financially or technically by WHO. The ERC is guided in its work by the World Medical Association Declaration of Helsinki (1964), last updated in 2013, as well as the International Ethical Guidelines for Biomedical Research Involving Human Subjects (CIOMS 2016).
WHO releases AI ethics and governance guidance for large multi-modal models
Call for proposals: WHO project on ethical climate and health research
Call for applications: Ethical issues arising in research into health and climate change
Research Ethics Review Committee
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Standards and operational guidance for ethics review of health-related research with...
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- International ethical guidelines for biomedical research involving human subjects Council for International Organizations of Medical Sciences. pdf, 1.55Mb
- International ethical guidelines for epidemiological studies Council for International Organizations of Medical Sciences. pdf, 634Kb
- World Medical Association: Declaration of Helsinki
- European Group on Ethics
- Directive 2001/20/ec of the European Parliament and of the Council pdf, 152Kb
- Council of Europe (Oviedo Convention - Protocol on biomedical research)
- Nuffield Council: The ethics of research related to healthcare in developing countries
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Your environment. your health., what is ethics in research & why is it important, by david b. resnik, j.d., ph.d..
December 23, 2020
The ideas and opinions expressed in this essay are the author’s own and do not necessarily represent those of the NIH, NIEHS, or US government.
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When most people think of ethics (or morals), they think of rules for distinguishing between right and wrong, such as the Golden Rule ("Do unto others as you would have them do unto you"), a code of professional conduct like the Hippocratic Oath ("First of all, do no harm"), a religious creed like the Ten Commandments ("Thou Shalt not kill..."), or a wise aphorisms like the sayings of Confucius. This is the most common way of defining "ethics": norms for conduct that distinguish between acceptable and unacceptable behavior.
Most people learn ethical norms at home, at school, in church, or in other social settings. Although most people acquire their sense of right and wrong during childhood, moral development occurs throughout life and human beings pass through different stages of growth as they mature. Ethical norms are so ubiquitous that one might be tempted to regard them as simple commonsense. On the other hand, if morality were nothing more than commonsense, then why are there so many ethical disputes and issues in our society?
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One plausible explanation of these disagreements is that all people recognize some common ethical norms but interpret, apply, and balance them in different ways in light of their own values and life experiences. For example, two people could agree that murder is wrong but disagree about the morality of abortion because they have different understandings of what it means to be a human being.
Most societies also have legal rules that govern behavior, but ethical norms tend to be broader and more informal than laws. Although most societies use laws to enforce widely accepted moral standards and ethical and legal rules use similar concepts, ethics and law are not the same. An action may be legal but unethical or illegal but ethical. We can also use ethical concepts and principles to criticize, evaluate, propose, or interpret laws. Indeed, in the last century, many social reformers have urged citizens to disobey laws they regarded as immoral or unjust laws. Peaceful civil disobedience is an ethical way of protesting laws or expressing political viewpoints.
Another way of defining 'ethics' focuses on the disciplines that study standards of conduct, such as philosophy, theology, law, psychology, or sociology. For example, a "medical ethicist" is someone who studies ethical standards in medicine. One may also define ethics as a method, procedure, or perspective for deciding how to act and for analyzing complex problems and issues. For instance, in considering a complex issue like global warming , one may take an economic, ecological, political, or ethical perspective on the problem. While an economist might examine the cost and benefits of various policies related to global warming, an environmental ethicist could examine the ethical values and principles at stake.
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Many different disciplines, institutions , and professions have standards for behavior that suit their particular aims and goals. These standards also help members of the discipline to coordinate their actions or activities and to establish the public's trust of the discipline. For instance, ethical standards govern conduct in medicine, law, engineering, and business. Ethical norms also serve the aims or goals of research and apply to people who conduct scientific research or other scholarly or creative activities. There is even a specialized discipline, research ethics, which studies these norms. See Glossary of Commonly Used Terms in Research Ethics and Research Ethics Timeline .
There are several reasons why it is important to adhere to ethical norms in research. First, norms promote the aims of research , such as knowledge, truth, and avoidance of error. For example, prohibitions against fabricating , falsifying, or misrepresenting research data promote the truth and minimize error.
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Second, since research often involves a great deal of cooperation and coordination among many different people in different disciplines and institutions, ethical standards promote the values that are essential to collaborative work , such as trust, accountability, mutual respect, and fairness. For example, many ethical norms in research, such as guidelines for authorship , copyright and patenting policies , data sharing policies, and confidentiality rules in peer review, are designed to protect intellectual property interests while encouraging collaboration. Most researchers want to receive credit for their contributions and do not want to have their ideas stolen or disclosed prematurely.
Third, many of the ethical norms help to ensure that researchers can be held accountable to the public . For instance, federal policies on research misconduct, conflicts of interest, the human subjects protections, and animal care and use are necessary in order to make sure that researchers who are funded by public money can be held accountable to the public.
Fourth, ethical norms in research also help to build public support for research. People are more likely to fund a research project if they can trust the quality and integrity of research.
Finally, many of the norms of research promote a variety of other important moral and social values , such as social responsibility, human rights, animal welfare, compliance with the law, and public health and safety. Ethical lapses in research can significantly harm human and animal subjects, students, and the public. For example, a researcher who fabricates data in a clinical trial may harm or even kill patients, and a researcher who fails to abide by regulations and guidelines relating to radiation or biological safety may jeopardize his health and safety or the health and safety of staff and students.
Codes and Policies for Research Ethics
Given the importance of ethics for the conduct of research, it should come as no surprise that many different professional associations, government agencies, and universities have adopted specific codes, rules, and policies relating to research ethics. Many government agencies have ethics rules for funded researchers.
- National Institutes of Health (NIH)
- National Science Foundation (NSF)
- Food and Drug Administration (FDA)
- Environmental Protection Agency (EPA)
- US Department of Agriculture (USDA)
- Singapore Statement on Research Integrity
- American Chemical Society, The Chemist Professional’s Code of Conduct
- Code of Ethics (American Society for Clinical Laboratory Science)
- American Psychological Association, Ethical Principles of Psychologists and Code of Conduct
- Statement on Professional Ethics (American Association of University Professors)
- Nuremberg Code
- World Medical Association's Declaration of Helsinki
Ethical Principles
The following is a rough and general summary of some ethical principles that various codes address*:
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886747.jpg)
Strive for honesty in all scientific communications. Honestly report data, results, methods and procedures, and publication status. Do not fabricate, falsify, or misrepresent data. Do not deceive colleagues, research sponsors, or the public.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886759.jpg)
Objectivity
Strive to avoid bias in experimental design, data analysis, data interpretation, peer review, personnel decisions, grant writing, expert testimony, and other aspects of research where objectivity is expected or required. Avoid or minimize bias or self-deception. Disclose personal or financial interests that may affect research.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886751.jpg)
Keep your promises and agreements; act with sincerity; strive for consistency of thought and action.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886743.jpg)
Carefulness
Avoid careless errors and negligence; carefully and critically examine your own work and the work of your peers. Keep good records of research activities, such as data collection, research design, and correspondence with agencies or journals.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886760.jpg)
Share data, results, ideas, tools, resources. Be open to criticism and new ideas.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img905502.jpg)
Transparency
Disclose methods, materials, assumptions, analyses, and other information needed to evaluate your research.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img905504.jpg)
Accountability
Take responsibility for your part in research and be prepared to give an account (i.e. an explanation or justification) of what you did on a research project and why.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886755.jpg)
Intellectual Property
Honor patents, copyrights, and other forms of intellectual property. Do not use unpublished data, methods, or results without permission. Give proper acknowledgement or credit for all contributions to research. Never plagiarize.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886745.jpg)
Confidentiality
Protect confidential communications, such as papers or grants submitted for publication, personnel records, trade or military secrets, and patient records.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886763.jpg)
Responsible Publication
Publish in order to advance research and scholarship, not to advance just your own career. Avoid wasteful and duplicative publication.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886762.jpg)
Responsible Mentoring
Help to educate, mentor, and advise students. Promote their welfare and allow them to make their own decisions.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886761.jpg)
Respect for Colleagues
Respect your colleagues and treat them fairly.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886764.jpg)
Social Responsibility
Strive to promote social good and prevent or mitigate social harms through research, public education, and advocacy.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886758.jpg)
Non-Discrimination
Avoid discrimination against colleagues or students on the basis of sex, race, ethnicity, or other factors not related to scientific competence and integrity.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886744.jpg)
Maintain and improve your own professional competence and expertise through lifelong education and learning; take steps to promote competence in science as a whole.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886757.jpg)
Know and obey relevant laws and institutional and governmental policies.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886742.jpg)
Animal Care
Show proper respect and care for animals when using them in research. Do not conduct unnecessary or poorly designed animal experiments.
![research proposals ethics research proposals ethics](https://www.niehs.nih.gov/sites/default/files/research/resources/bioethics/whatis/img886749.jpg)
Human Subjects protection
When conducting research on human subjects, minimize harms and risks and maximize benefits; respect human dignity, privacy, and autonomy; take special precautions with vulnerable populations; and strive to distribute the benefits and burdens of research fairly.
* Adapted from Shamoo A and Resnik D. 2015. Responsible Conduct of Research, 3rd ed. (New York: Oxford University Press).
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Ethical Decision Making in Research
Although codes, policies, and principles are very important and useful, like any set of rules, they do not cover every situation, they often conflict, and they require interpretation. It is therefore important for researchers to learn how to interpret, assess, and apply various research rules and how to make decisions and act ethically in various situations. The vast majority of decisions involve the straightforward application of ethical rules. For example, consider the following case:
The research protocol for a study of a drug on hypertension requires the administration of the drug at different doses to 50 laboratory mice, with chemical and behavioral tests to determine toxic effects. Tom has almost finished the experiment for Dr. Q. He has only 5 mice left to test. However, he really wants to finish his work in time to go to Florida on spring break with his friends, who are leaving tonight. He has injected the drug in all 50 mice but has not completed all of the tests. He therefore decides to extrapolate from the 45 completed results to produce the 5 additional results.
Many different research ethics policies would hold that Tom has acted unethically by fabricating data. If this study were sponsored by a federal agency, such as the NIH, his actions would constitute a form of research misconduct , which the government defines as "fabrication, falsification, or plagiarism" (or FFP). Actions that nearly all researchers classify as unethical are viewed as misconduct. It is important to remember, however, that misconduct occurs only when researchers intend to deceive : honest errors related to sloppiness, poor record keeping, miscalculations, bias, self-deception, and even negligence do not constitute misconduct. Also, reasonable disagreements about research methods, procedures, and interpretations do not constitute research misconduct. Consider the following case:
Dr. T has just discovered a mathematical error in his paper that has been accepted for publication in a journal. The error does not affect the overall results of his research, but it is potentially misleading. The journal has just gone to press, so it is too late to catch the error before it appears in print. In order to avoid embarrassment, Dr. T decides to ignore the error.
Dr. T's error is not misconduct nor is his decision to take no action to correct the error. Most researchers, as well as many different policies and codes would say that Dr. T should tell the journal (and any coauthors) about the error and consider publishing a correction or errata. Failing to publish a correction would be unethical because it would violate norms relating to honesty and objectivity in research.
There are many other activities that the government does not define as "misconduct" but which are still regarded by most researchers as unethical. These are sometimes referred to as " other deviations " from acceptable research practices and include:
- Publishing the same paper in two different journals without telling the editors
- Submitting the same paper to different journals without telling the editors
- Not informing a collaborator of your intent to file a patent in order to make sure that you are the sole inventor
- Including a colleague as an author on a paper in return for a favor even though the colleague did not make a serious contribution to the paper
- Discussing with your colleagues confidential data from a paper that you are reviewing for a journal
- Using data, ideas, or methods you learn about while reviewing a grant or a papers without permission
- Trimming outliers from a data set without discussing your reasons in paper
- Using an inappropriate statistical technique in order to enhance the significance of your research
- Bypassing the peer review process and announcing your results through a press conference without giving peers adequate information to review your work
- Conducting a review of the literature that fails to acknowledge the contributions of other people in the field or relevant prior work
- Stretching the truth on a grant application in order to convince reviewers that your project will make a significant contribution to the field
- Stretching the truth on a job application or curriculum vita
- Giving the same research project to two graduate students in order to see who can do it the fastest
- Overworking, neglecting, or exploiting graduate or post-doctoral students
- Failing to keep good research records
- Failing to maintain research data for a reasonable period of time
- Making derogatory comments and personal attacks in your review of author's submission
- Promising a student a better grade for sexual favors
- Using a racist epithet in the laboratory
- Making significant deviations from the research protocol approved by your institution's Animal Care and Use Committee or Institutional Review Board for Human Subjects Research without telling the committee or the board
- Not reporting an adverse event in a human research experiment
- Wasting animals in research
- Exposing students and staff to biological risks in violation of your institution's biosafety rules
- Sabotaging someone's work
- Stealing supplies, books, or data
- Rigging an experiment so you know how it will turn out
- Making unauthorized copies of data, papers, or computer programs
- Owning over $10,000 in stock in a company that sponsors your research and not disclosing this financial interest
- Deliberately overestimating the clinical significance of a new drug in order to obtain economic benefits
These actions would be regarded as unethical by most scientists and some might even be illegal in some cases. Most of these would also violate different professional ethics codes or institutional policies. However, they do not fall into the narrow category of actions that the government classifies as research misconduct. Indeed, there has been considerable debate about the definition of "research misconduct" and many researchers and policy makers are not satisfied with the government's narrow definition that focuses on FFP. However, given the huge list of potential offenses that might fall into the category "other serious deviations," and the practical problems with defining and policing these other deviations, it is understandable why government officials have chosen to limit their focus.
Finally, situations frequently arise in research in which different people disagree about the proper course of action and there is no broad consensus about what should be done. In these situations, there may be good arguments on both sides of the issue and different ethical principles may conflict. These situations create difficult decisions for research known as ethical or moral dilemmas . Consider the following case:
Dr. Wexford is the principal investigator of a large, epidemiological study on the health of 10,000 agricultural workers. She has an impressive dataset that includes information on demographics, environmental exposures, diet, genetics, and various disease outcomes such as cancer, Parkinson’s disease (PD), and ALS. She has just published a paper on the relationship between pesticide exposure and PD in a prestigious journal. She is planning to publish many other papers from her dataset. She receives a request from another research team that wants access to her complete dataset. They are interested in examining the relationship between pesticide exposures and skin cancer. Dr. Wexford was planning to conduct a study on this topic.
Dr. Wexford faces a difficult choice. On the one hand, the ethical norm of openness obliges her to share data with the other research team. Her funding agency may also have rules that obligate her to share data. On the other hand, if she shares data with the other team, they may publish results that she was planning to publish, thus depriving her (and her team) of recognition and priority. It seems that there are good arguments on both sides of this issue and Dr. Wexford needs to take some time to think about what she should do. One possible option is to share data, provided that the investigators sign a data use agreement. The agreement could define allowable uses of the data, publication plans, authorship, etc. Another option would be to offer to collaborate with the researchers.
The following are some step that researchers, such as Dr. Wexford, can take to deal with ethical dilemmas in research:
What is the problem or issue?
It is always important to get a clear statement of the problem. In this case, the issue is whether to share information with the other research team.
What is the relevant information?
Many bad decisions are made as a result of poor information. To know what to do, Dr. Wexford needs to have more information concerning such matters as university or funding agency or journal policies that may apply to this situation, the team's intellectual property interests, the possibility of negotiating some kind of agreement with the other team, whether the other team also has some information it is willing to share, the impact of the potential publications, etc.
What are the different options?
People may fail to see different options due to a limited imagination, bias, ignorance, or fear. In this case, there may be other choices besides 'share' or 'don't share,' such as 'negotiate an agreement' or 'offer to collaborate with the researchers.'
How do ethical codes or policies as well as legal rules apply to these different options?
The university or funding agency may have policies on data management that apply to this case. Broader ethical rules, such as openness and respect for credit and intellectual property, may also apply to this case. Laws relating to intellectual property may be relevant.
Are there any people who can offer ethical advice?
It may be useful to seek advice from a colleague, a senior researcher, your department chair, an ethics or compliance officer, or anyone else you can trust. In the case, Dr. Wexford might want to talk to her supervisor and research team before making a decision.
After considering these questions, a person facing an ethical dilemma may decide to ask more questions, gather more information, explore different options, or consider other ethical rules. However, at some point he or she will have to make a decision and then take action. Ideally, a person who makes a decision in an ethical dilemma should be able to justify his or her decision to himself or herself, as well as colleagues, administrators, and other people who might be affected by the decision. He or she should be able to articulate reasons for his or her conduct and should consider the following questions in order to explain how he or she arrived at his or her decision:
- Which choice will probably have the best overall consequences for science and society?
- Which choice could stand up to further publicity and scrutiny?
- Which choice could you not live with?
- Think of the wisest person you know. What would he or she do in this situation?
- Which choice would be the most just, fair, or responsible?
After considering all of these questions, one still might find it difficult to decide what to do. If this is the case, then it may be appropriate to consider others ways of making the decision, such as going with a gut feeling or intuition, seeking guidance through prayer or meditation, or even flipping a coin. Endorsing these methods in this context need not imply that ethical decisions are irrational, however. The main point is that human reasoning plays a pivotal role in ethical decision-making but there are limits to its ability to solve all ethical dilemmas in a finite amount of time.
Promoting Ethical Conduct in Science
![img886436.jpg globe decorative image](https://www.niehs.nih.gov/sites/default/files/styles/banner_image/public/research/resources/bioethics/whatis/img886436.jpg?itok=qGw64OHc)
Do U.S. research institutions meet or exceed federal mandates for instruction in responsible conduct of research? A national survey
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Read about U.S. research instutuins follow federal manadates for ethics in research
Learn more about NIEHS Research
Most academic institutions in the US require undergraduate, graduate, or postgraduate students to have some education in the responsible conduct of research (RCR) . The NIH and NSF have both mandated training in research ethics for students and trainees. Many academic institutions outside of the US have also developed educational curricula in research ethics
Those of you who are taking or have taken courses in research ethics may be wondering why you are required to have education in research ethics. You may believe that you are highly ethical and know the difference between right and wrong. You would never fabricate or falsify data or plagiarize. Indeed, you also may believe that most of your colleagues are highly ethical and that there is no ethics problem in research..
If you feel this way, relax. No one is accusing you of acting unethically. Indeed, the evidence produced so far shows that misconduct is a very rare occurrence in research, although there is considerable variation among various estimates. The rate of misconduct has been estimated to be as low as 0.01% of researchers per year (based on confirmed cases of misconduct in federally funded research) to as high as 1% of researchers per year (based on self-reports of misconduct on anonymous surveys). See Shamoo and Resnik (2015), cited above.
Clearly, it would be useful to have more data on this topic, but so far there is no evidence that science has become ethically corrupt, despite some highly publicized scandals. Even if misconduct is only a rare occurrence, it can still have a tremendous impact on science and society because it can compromise the integrity of research, erode the public’s trust in science, and waste time and resources. Will education in research ethics help reduce the rate of misconduct in science? It is too early to tell. The answer to this question depends, in part, on how one understands the causes of misconduct. There are two main theories about why researchers commit misconduct. According to the "bad apple" theory, most scientists are highly ethical. Only researchers who are morally corrupt, economically desperate, or psychologically disturbed commit misconduct. Moreover, only a fool would commit misconduct because science's peer review system and self-correcting mechanisms will eventually catch those who try to cheat the system. In any case, a course in research ethics will have little impact on "bad apples," one might argue.
According to the "stressful" or "imperfect" environment theory, misconduct occurs because various institutional pressures, incentives, and constraints encourage people to commit misconduct, such as pressures to publish or obtain grants or contracts, career ambitions, the pursuit of profit or fame, poor supervision of students and trainees, and poor oversight of researchers (see Shamoo and Resnik 2015). Moreover, defenders of the stressful environment theory point out that science's peer review system is far from perfect and that it is relatively easy to cheat the system. Erroneous or fraudulent research often enters the public record without being detected for years. Misconduct probably results from environmental and individual causes, i.e. when people who are morally weak, ignorant, or insensitive are placed in stressful or imperfect environments. In any case, a course in research ethics can be useful in helping to prevent deviations from norms even if it does not prevent misconduct. Education in research ethics is can help people get a better understanding of ethical standards, policies, and issues and improve ethical judgment and decision making. Many of the deviations that occur in research may occur because researchers simply do not know or have never thought seriously about some of the ethical norms of research. For example, some unethical authorship practices probably reflect traditions and practices that have not been questioned seriously until recently. If the director of a lab is named as an author on every paper that comes from his lab, even if he does not make a significant contribution, what could be wrong with that? That's just the way it's done, one might argue. Another example where there may be some ignorance or mistaken traditions is conflicts of interest in research. A researcher may think that a "normal" or "traditional" financial relationship, such as accepting stock or a consulting fee from a drug company that sponsors her research, raises no serious ethical issues. Or perhaps a university administrator sees no ethical problem in taking a large gift with strings attached from a pharmaceutical company. Maybe a physician thinks that it is perfectly appropriate to receive a $300 finder’s fee for referring patients into a clinical trial.
If "deviations" from ethical conduct occur in research as a result of ignorance or a failure to reflect critically on problematic traditions, then a course in research ethics may help reduce the rate of serious deviations by improving the researcher's understanding of ethics and by sensitizing him or her to the issues.
Finally, education in research ethics should be able to help researchers grapple with the ethical dilemmas they are likely to encounter by introducing them to important concepts, tools, principles, and methods that can be useful in resolving these dilemmas. Scientists must deal with a number of different controversial topics, such as human embryonic stem cell research, cloning, genetic engineering, and research involving animal or human subjects, which require ethical reflection and deliberation.
Ethical considerations in research: Best practices and examples
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To conduct responsible research, you’ve got to think about ethics. They protect participants’ rights and their well-being - and they ensure your findings are valid and reliable. This isn’t just a box for you to tick. It’s a crucial consideration that can make all the difference to the outcome of your research.
In this article, we'll explore the meaning and importance of research ethics in today's research landscape. You'll learn best practices to conduct ethical and impactful research.
Examples of ethical considerations in research
As a researcher, you're responsible for ethical research alongside your organization. Fulfilling ethical guidelines is critical. Organizations must ensure employees follow best practices to protect participants' rights and well-being.
Keep these things in mind when it comes to ethical considerations in research:
Voluntary participation
Voluntary participation is key. Nobody should feel like they're being forced to participate or pressured into doing anything they don't want to. That means giving people a choice and the ability to opt out at any time, even if they've already agreed to take part in the study.
Informed consent
Informed consent isn't just an ethical consideration. It's a legal requirement as well. Participants must fully understand what they're agreeing to, including potential risks and benefits.
The best way to go about this is by using a consent form. Make sure you include:
- A brief description of the study and research methods.
- The potential benefits and risks of participating.
- The length of the study.
- Contact information for the researcher and/or sponsor.
- Reiteration of the participant’s right to withdraw from the research project at any time without penalty.
Anonymity means that participants aren't identifiable in any way. This includes:
- Email address
- Photographs
- Video footage
You need a way to anonymize research data so that it can't be traced back to individual participants. This may involve creating a new digital ID for participants that can’t be linked back to their original identity using numerical codes.
Confidentiality
Information gathered during a study must be kept confidential. Confidentiality helps to protect the privacy of research participants. It also ensures that their information isn't disclosed to unauthorized individuals.
Some ways to ensure confidentiality include:
- Using a secure server to store data.
- Removing identifying information from databases that contain sensitive data.
- Using a third-party company to process and manage research participant data.
- Not keeping participant records for longer than necessary.
- Avoiding discussion of research findings in public forums.
Potential for harm
The potential for harm is a crucial factor in deciding whether a research study should proceed. It can manifest in various forms, such as:
- Psychological harm
- Social harm
- Physical harm
Conduct an ethical review to identify possible harms. Be prepared to explain how you’ll minimize these harms and what support is available in case they do happen.
Fair payment
One of the most crucial aspects of setting up a research study is deciding on fair compensation for your participants. Underpayment is a common ethical issue that shouldn't be overlooked. Properly rewarding participants' time is critical for boosting engagement and obtaining high-quality data. While Prolific requires a minimum payment of £6.00 / $8.00 per hour, there are other factors you need to consider when deciding on a fair payment.
First, check your institution's reimbursement guidelines to see if they already have a minimum or maximum hourly rate. You can also use the national minimum wage as a reference point.
Next, think about the amount of work you're asking participants to do. The level of effort required for a task, such as producing a video recording versus a short survey, should correspond with the reward offered.
You also need to consider the population you're targeting. To attract research subjects with specific characteristics or high-paying jobs, you may need to offer more as an incentive.
We recommend a minimum payment of £9.00 / $12.00 per hour, but we understand that payment rates can vary depending on a range of factors. Whatever payment you choose should reflect the amount of effort participants are required to put in and be fair to everyone involved.
Ethical research made easy with Prolific
At Prolific, we believe in making ethical research easy and accessible. The findings from the Fairwork Cloudwork report speak for themselves. Prolific was given the top score out of all competitors for minimum standards of fair work.
With over 25,000 researchers in our community, we're leading the way in revolutionizing the research industry. If you're interested in learning more about how we can support your research journey, sign up to get started now.
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The Research Whisperer
Just like the thesis whisperer – but with more money, how to write a successful ethics application.
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She has a particular interest in tuberculosis, viral hepatitis, adolescent health, and the health of people in criminal justice settings.
Kat advises colleagues from diverse backgrounds on research ethics, study design, and data analysis.
She tweets from @epi_punk .
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The word “ethics” strikes fear into the hearts of most early career researchers.
Some of the reasons are beyond our control, but there’s actually a lot we can do to make our own experiences of the ethics approval process less painful.
I’m writing this from two perspectives: as an early career researcher (I finished my PhD in 2019), and as a committee member (I’ve sat on an ethics advisory group since the start of my PhD in 2014).
The job of ethics committees is to identify the possible risks in a project, and then assess whether the research team:
- are aware of the risks.
- are taking appropriate steps to minimise them.
- have a plan to handle anything that does go wrong.
To do this, ethics committees need information. If you want your ethics application to get through the process as quickly as possible, you need to give the committee enough detail so that they understand your project and how you are managing any risks.
Getting your application as right as possible the first time makes the whole process go more quickly. If you don’t provide enough information, the committee will come back with questions. You may need to resubmit your application to the next meeting, which could be a month or two away.
Spending more time on your application for the first meeting can save you months later on!
Here are the main questions ethics committees will ask themselves when they assess your project:
- Are there any risks to the researchers? (e.g. Injuries in the lab, safety risks travelling to study sites, exposure to distressing topics during interviews or data analysis.)
- Are there any risks to the study participants? (From the study procedures themselves; risks to their privacy; risks of distress if they are asked about or exposed to upsetting content)
- Are there any risks to third parties? (i.e. people who aren’t directly participating)
- Could anybody’s privacy be invaded by the data collection process?
- Are there other staff in a lab who might be hurt if there were an accident?
- Are the research team aware of these risks, are they taking steps to minimise them, and do they have a plan if things go wrong?
The only way for the ethics committee to assess this is from the information you put into your application. Carefully think through your project and ask yourself those questions. And then put all of the answers into your application.
Here’s an example:
I am planning a project at the moment that involves interviewing health care providers about vulnerable people that they work with.
What are the risks to me? There aren’t any physical safety risks – I’ll be sitting in my office on the phone.
What about psychological risks? Could I be distressed by the content of the interviews? It’s possible. Some of the people I’ll interview are working with clients who have experienced child abuse, and some of their stories about their work might be upsetting.
What am I doing about these risks? I’m conducting interviews on the phone, rather than travelling to other people’s workplaces or homes. I won’t ask specifically about any distressing topics (minimising the risk), although they might come up anyway. If I get upset about the content of the interviews, I will probably be okay: I’ve worked in this area for many years, and I have strategies for dealing with it when my work upsets me (taking a break, talking to a colleague on the same project later on to help me process my feelings about it).
All of this goes into my application! I don’t write “I will conduct interviews with providers” and then say there are no risks, or that I have managed the risks. I give the committee all the details about each of the foreseeable risks I’ve identified, and exactly what I’m doing about them.
What about the risks to my participants? They could also find the content of the interviews upsetting. Again, my interview tool doesn’t ask directly about any distressing topics (minimising the risk), but it may come up. What’s my plan if my participants get upset? I’ll offer to change the topic, take a break, or stop the interview entirely. I mention this risk in the consent form, and the form will tell participants that they will have these options if they feel distressed. I will repeat this to them verbally at the start of the interview, and remind them that they don’t need to discuss anything with me that they don’t want to. Again, all these details go into my application.
What about risks to other people? Some health care providers might tell me private or sensitive information about their clients, by giving me specific examples instead of talking in general terms. To avoid this, I will ask them at the start of the interview not to talk about specific individuals, but to rather keep their answers general. If a participant does start to talk about an individual, I’ll remind them that this isn’t appropriate. I’ll also erase that part of the recording later on, so that those information isn’t transcribed. Again, all these details go into my application so that the ethics committee can see that I’m aware of the risk and I have a plan to manage it if it occurs.
As a committee member, I see applications get into trouble for a few common reasons.
The first is a lack of information , giving a very brief description of what will be done, without enough detail for the committee to understand the risks and what is being done about them.
The second is inconsistency , when a researcher says one thing on their application form, and something else in their consent form. Check carefully for consistency across all your documents before you submit.
A third is when a researcher proposes to do something that directly goes against the national ethical standards for research (e.g. collecting data without consent when they could get consent, or storing sensitive data in an insecure manner). Do not do this.
Some general tips:
- Find out the deadlines for your committee now, and start your application well in advance. It’s very hard to do a good job at the last minute, especially if you need details from your supervisor or other people in the project.
- Ask a colleague for a previous successful application for a similar project. Take note of the risks they identified, and how they managed them. Look at their consent forms and other documents, and see what you can adapt and reuse.
- Use grant applications for the project as a source of information on background, aims, methods, and outcomes. The format and level of detail required by the ethics committee is often similar.
- Read your country’s ethical guidance for research projects: this is what the ethics committee is working off. Think about which issues apply to your project, and how you can meet each of the standards. Spell this out for the committee.
- Find out whether your institution has specific requirements regarding wording in consent forms, storage of data, handling chemicals in the lab, etc. In your application, tell the committee that you are aware of these requirements and say how your project will meet them. Make sure that your consent forms and other documents are consistent with your institution’s standards. If your institution offers templates, use them!
- Ethics committees also assess the technical soundness of the research because poor quality research wastes time and resources, and exposes people to risks that aren’t justified by adequate benefits. Most committees include statistician and methods experts specifically for this reason (I’m one of them). Give a detailed explanation of your methods, and make sure they are appropriate to your research question. Get advice from a methods expert or a statistician to check that your project is sound – it’s much better to identify problems at the planning stage, rather than after you’ve gotten approval and collected your data.
- If you are doing an application for the first time, get help from your supervisor or thesis advisor. They shouldn’t make you do the application on your own. The more help you can get before you submit, the more quickly your project will get approved.
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Also I suggest doing the ethics training offered by your institution, or professional body. Recently I attended ANU’s Human Ethics training session. While I occasionally teach ethics, and have been a Chief Investigator on a project, I still found it useful. https://services.anu.edu.au/training/aries-human-ethics-training-sessions
Another useful resource is The Research Ethics Application Database (TREAD), an online database of successful research ethics applications from around the world, some of which include supporting documents such as consent forms and information sheets. (TREAD is also glad to have new submissions so if you have made a successful application, please consider sharing your paperwork – fully anonymised of course.) Info here https://tread.tghn.org/
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Research Design Review
A discussion of qualitative & quantitative research design, writing ethics into your qualitative proposal.
Every research proposal for studying human beings must carefully consider the ethical ramifications of engaging individuals for research purposes, and this is particularly true in the relatively intimate, in-depth nature of qualitative research. It is incumbent on qualitative researchers to honestly assure research participants their confidentiality and right to privacy, safety from harm, and right to terminate their voluntary participation at any time with no untoward repercussions from doing so. The proposal should describe the procedures that will be taken to implement these assurances, including gaining informed consent, gaining approval from the relevant Institutional Review Board, and anonymizing participants’ names, places mentioned, and other potentially identifying information.
Special consideration should be given in the proposal to ethical matters when the proposed research (a) pertains to vulnerable populations such as children or the elderly; (b) concerns a marginalized segment of the population such as people with disabilities, same-sex couples, or the economically disadvantaged; (c) involves covert observation that will be conducted in association with an ethnographic study; or (d) is a narrative study in which the researcher may withhold the full true intent of the research in order not to stifle or bias participants’ telling of their stories.
Furthermore, the researcher should pay particular attention to ethical considerations when writing a proposal for a focus group study. The focus group method (regardless of mode) brings together (typically) a number of strangers who are often asked to offer their candid thoughts on personal and sensitive topics. For this reason (and other reasons, e.g., the moderator may be sharing confidential information with the participants), it is important to gain a signed consent form from all participants; however, the reality is that there is no way the researcher can totally guarantee confidentiality. These and other associated ethical considerations should be discussed in the Design section of the focus group proposal.
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Great article! Ethical considerations become even more significant as we incorporate more and more technology.
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Ethical Considerations In Psychology Research
Saul Mcleod, PhD
Editor-in-Chief for Simply Psychology
BSc (Hons) Psychology, MRes, PhD, University of Manchester
Saul Mcleod, PhD., is a qualified psychology teacher with over 18 years of experience in further and higher education. He has been published in peer-reviewed journals, including the Journal of Clinical Psychology.
Learn about our Editorial Process
Olivia Guy-Evans, MSc
Associate Editor for Simply Psychology
BSc (Hons) Psychology, MSc Psychology of Education
Olivia Guy-Evans is a writer and associate editor for Simply Psychology. She has previously worked in healthcare and educational sectors.
On This Page:
Ethics refers to the correct rules of conduct necessary when carrying out research. We have a moral responsibility to protect research participants from harm.
However important the issue under investigation, psychologists must remember that they have a duty to respect the rights and dignity of research participants. This means that they must abide by certain moral principles and rules of conduct.
What are Ethical Guidelines?
In Britain, ethical guidelines for research are published by the British Psychological Society, and in America, by the American Psychological Association. The purpose of these codes of conduct is to protect research participants, the reputation of psychology, and psychologists themselves.
Moral issues rarely yield a simple, unambiguous, right or wrong answer. It is, therefore, often a matter of judgment whether the research is justified or not.
For example, it might be that a study causes psychological or physical discomfort to participants; maybe they suffer pain or perhaps even come to serious harm.
On the other hand, the investigation could lead to discoveries that benefit the participants themselves or even have the potential to increase the sum of human happiness.
Rosenthal and Rosnow (1984) also discuss the potential costs of failing to carry out certain research. Who is to weigh up these costs and benefits? Who is to judge whether the ends justify the means?
Finally, if you are ever in doubt as to whether research is ethical or not, it is worthwhile remembering that if there is a conflict of interest between the participants and the researcher, it is the interests of the subjects that should take priority.
Studies must now undergo an extensive review by an institutional review board (US) or ethics committee (UK) before they are implemented. All UK research requires ethical approval by one or more of the following:
- Department Ethics Committee (DEC) : for most routine research.
- Institutional Ethics Committee (IEC) : for non-routine research.
- External Ethics Committee (EEC) : for research that s externally regulated (e.g., NHS research).
Committees review proposals to assess if the potential benefits of the research are justifiable in light of the possible risk of physical or psychological harm.
These committees may request researchers make changes to the study’s design or procedure or, in extreme cases, deny approval of the study altogether.
The British Psychological Society (BPS) and American Psychological Association (APA) have issued a code of ethics in psychology that provides guidelines for conducting research. Some of the more important ethical issues are as follows:
Informed Consent
Before the study begins, the researcher must outline to the participants what the research is about and then ask for their consent (i.e., permission) to participate.
An adult (18 years +) capable of being permitted to participate in a study can provide consent. Parents/legal guardians of minors can also provide consent to allow their children to participate in a study.
Whenever possible, investigators should obtain the consent of participants. In practice, this means it is not sufficient to get potential participants to say “Yes.”
They also need to know what it is that they agree to. In other words, the psychologist should, so far as is practicable, explain what is involved in advance and obtain the informed consent of participants.
Informed consent must be informed, voluntary, and rational. Participants must be given relevant details to make an informed decision, including the purpose, procedures, risks, and benefits. Consent must be given voluntarily without undue coercion. And participants must have the capacity to rationally weigh the decision.
Components of informed consent include clearly explaining the risks and expected benefits, addressing potential therapeutic misconceptions about experimental treatments, allowing participants to ask questions, and describing methods to minimize risks like emotional distress.
Investigators should tailor the consent language and process appropriately for the study population. Obtaining meaningful informed consent is an ethical imperative for human subjects research.
The voluntary nature of participation should not be compromised through coercion or undue influence. Inducements should be fair and not excessive/inappropriate.
However, it is not always possible to gain informed consent. Where the researcher can’t ask the actual participants, a similar group of people can be asked how they would feel about participating.
If they think it would be OK, then it can be assumed that the real participants will also find it acceptable. This is known as presumptive consent.
However, a problem with this method is that there might be a mismatch between how people think they would feel/behave and how they actually feel and behave during a study.
In order for consent to be ‘informed,’ consent forms may need to be accompanied by an information sheet for participants’ setting out information about the proposed study (in lay terms), along with details about the investigators and how they can be contacted.
Special considerations exist when obtaining consent from vulnerable populations with decisional impairments, such as psychiatric patients, intellectually disabled persons, and children/adolescents. Capacity can vary widely so should be assessed individually, but interventions to improve comprehension may help. Legally authorized representatives usually must provide consent for children.
Participants must be given information relating to the following:
- A statement that participation is voluntary and that refusal to participate will not result in any consequences or any loss of benefits that the person is otherwise entitled to receive.
- Purpose of the research.
- All foreseeable risks and discomforts to the participant (if there are any). These include not only physical injury but also possible psychological.
- Procedures involved in the research.
- Benefits of the research to society and possibly to the individual human subject.
- Length of time the subject is expected to participate.
- Person to contact for answers to questions or in the event of injury or emergency.
- Subjects” right to confidentiality and the right to withdraw from the study at any time without any consequences.
Debriefing after a study involves informing participants about the purpose, providing an opportunity to ask questions, and addressing any harm from participation. Debriefing serves an educational function and allows researchers to correct misconceptions. It is an ethical imperative.
After the research is over, the participant should be able to discuss the procedure and the findings with the psychologist. They must be given a general idea of what the researcher was investigating and why, and their part in the research should be explained.
Participants must be told if they have been deceived and given reasons why. They must be asked if they have any questions, which should be answered honestly and as fully as possible.
Debriefing should occur as soon as possible and be as full as possible; experimenters should take reasonable steps to ensure that participants understand debriefing.
“The purpose of debriefing is to remove any misconceptions and anxieties that the participants have about the research and to leave them with a sense of dignity, knowledge, and a perception of time not wasted” (Harris, 1998).
The debriefing aims to provide information and help the participant leave the experimental situation in a similar frame of mind as when he/she entered it (Aronson, 1988).
Exceptions may exist if debriefing seriously compromises study validity or causes harm itself, like negative emotions in children. Consultation with an institutional review board guides exceptions.
Debriefing indicates investigators’ commitment to participant welfare. Harms may not be raised in the debriefing itself, so responsibility continues after data collection. Following up demonstrates respect and protects persons in human subjects research.
Protection of Participants
Researchers must ensure that those participating in research will not be caused distress. They must be protected from physical and mental harm. This means you must not embarrass, frighten, offend or harm participants.
Normally, the risk of harm must be no greater than in ordinary life, i.e., participants should not be exposed to risks greater than or additional to those encountered in their normal lifestyles.
The researcher must also ensure that if vulnerable groups are to be used (elderly, disabled, children, etc.), they must receive special care. For example, if studying children, ensure their participation is brief as they get tired easily and have a limited attention span.
Researchers are not always accurately able to predict the risks of taking part in a study, and in some cases, a therapeutic debriefing may be necessary if participants have become disturbed during the research (as happened to some participants in Zimbardo’s prisoners/guards study ).
Deception research involves purposely misleading participants or withholding information that could influence their participation decision. This method is controversial because it limits informed consent and autonomy, but can provide otherwise unobtainable valuable knowledge.
Types of deception include (i) deliberate misleading, e.g. using confederates, staged manipulations in field settings, deceptive instructions; (ii) deception by omission, e.g., failure to disclose full information about the study, or creating ambiguity.
The researcher should avoid deceiving participants about the nature of the research unless there is no alternative – and even then, this would need to be judged acceptable by an independent expert. However, some types of research cannot be carried out without at least some element of deception.
For example, in Milgram’s study of obedience , the participants thought they were giving electric shocks to a learner when they answered a question wrongly. In reality, no shocks were given, and the learners were confederates of Milgram.
This is sometimes necessary to avoid demand characteristics (i.e., the clues in an experiment that lead participants to think they know what the researcher is looking for).
Another common example is when a stooge or confederate of the experimenter is used (this was the case in both the experiments carried out by Asch ).
According to ethics codes, deception must have strong scientific justification, and non-deceptive alternatives should not be feasible. Deception that causes significant harm is prohibited. Investigators should carefully weigh whether deception is necessary and ethical for their research.
However, participants must be deceived as little as possible, and any deception must not cause distress. Researchers can determine whether participants are likely distressed when deception is disclosed by consulting culturally relevant groups.
Participants should immediately be informed of the deception without compromising the study’s integrity. Reactions to learning of deception can range from understanding to anger. Debriefing should explain the scientific rationale and social benefits to minimize negative reactions.
If the participant is likely to object or be distressed once they discover the true nature of the research at debriefing, then the study is unacceptable.
If you have gained participants’ informed consent by deception, then they will have agreed to take part without actually knowing what they were consenting to. The true nature of the research should be revealed at the earliest possible opportunity or at least during debriefing.
Some researchers argue that deception can never be justified and object to this practice as it (i) violates an individual’s right to choose to participate; (ii) is a questionable basis on which to build a discipline; and (iii) leads to distrust of psychology in the community.
Confidentiality
Protecting participant confidentiality is an ethical imperative that demonstrates respect, ensures honest participation, and prevents harms like embarrassment or legal issues. Methods like data encryption, coding systems, and secure storage should match the research methodology.
Participants and the data gained from them must be kept anonymous unless they give their full consent. No names must be used in a lab report .
Researchers must clearly describe to participants the limits of confidentiality and methods to protect privacy. With internet research, threats exist like third-party data access; security measures like encryption should be explained. For non-internet research, other protections should be noted too, like coding systems and restricted data access.
High-profile data breaches have eroded public trust. Methods that minimize identifiable information can further guard confidentiality. For example, researchers can consider whether birthdates are necessary or just ages.
Generally, reducing personal details collected and limiting accessibility safeguards participants. Following strong confidentiality protections demonstrates respect for persons in human subjects research.
What do we do if we discover something that should be disclosed (e.g., a criminal act)? Researchers have no legal obligation to disclose criminal acts and must determine the most important consideration: their duty to the participant vs. their duty to the wider community.
Ultimately, decisions to disclose information must be set in the context of the research aims.
Withdrawal from an Investigation
Participants should be able to leave a study anytime if they feel uncomfortable. They should also be allowed to withdraw their data. They should be told at the start of the study that they have the right to withdraw.
They should not have pressure placed upon them to continue if they do not want to (a guideline flouted in Milgram’s research).
Participants may feel they shouldn’t withdraw as this may ‘spoil’ the study. Many participants are paid or receive course credits; they may worry they won’t get this if they withdraw.
Even at the end of the study, the participant has a final opportunity to withdraw the data they have provided for the research.
Ethical Issues in Psychology & Socially Sensitive Research
There has been an assumption over the years by many psychologists that provided they follow the BPS or APA guidelines when using human participants and that all leave in a similar state of mind to how they turned up, not having been deceived or humiliated, given a debrief, and not having had their confidentiality breached, that there are no ethical concerns with their research.
But consider the following examples:
a) Caughy et al. 1994 found that middle-class children in daycare at an early age generally score less on cognitive tests than children from similar families reared in the home.
Assuming all guidelines were followed, neither the parents nor the children participating would have been unduly affected by this research. Nobody would have been deceived, consent would have been obtained, and no harm would have been caused.
However, consider the wider implications of this study when the results are published, particularly for parents of middle-class infants who are considering placing their young children in daycare or those who recently have!
b) IQ tests administered to black Americans show that they typically score 15 points below the average white score.
When black Americans are given these tests, they presumably complete them willingly and are not harmed as individuals. However, when published, findings of this sort seek to reinforce racial stereotypes and are used to discriminate against the black population in the job market, etc.
Sieber & Stanley (1988) (the main names for Socially Sensitive Research (SSR) outline 4 groups that may be affected by psychological research: It is the first group of people that we are most concerned with!
- Members of the social group being studied, such as racial or ethnic group. For example, early research on IQ was used to discriminate against US Blacks.
- Friends and relatives of those participating in the study, particularly in case studies, where individuals may become famous or infamous. Cases that spring to mind would include Genie’s mother.
- The research team. There are examples of researchers being intimidated because of the line of research they are in.
- The institution in which the research is conducted.
salso suggest there are 4 main ethical concerns when conducting SSR:
- The research question or hypothesis.
- The treatment of individual participants.
- The institutional context.
- How the findings of the research are interpreted and applied.
Ethical Guidelines For Carrying Out SSR
Sieber and Stanley suggest the following ethical guidelines for carrying out SSR. There is some overlap between these and research on human participants in general.
Privacy : This refers to people rather than data. Asking people questions of a personal nature (e.g., about sexuality) could offend.
Confidentiality: This refers to data. Information (e.g., about H.I.V. status) leaked to others may affect the participant’s life.
Sound & valid methodology : This is even more vital when the research topic is socially sensitive. Academics can detect flaws in methods, but the lay public and the media often don’t.
When research findings are publicized, people are likely to consider them fact, and policies may be based on them. Examples are Bowlby’s maternal deprivation studies and intelligence testing.
Deception : Causing the wider public to believe something, which isn’t true by the findings, you report (e.g., that parents are responsible for how their children turn out).
Informed consent : Participants should be made aware of how participating in the research may affect them.
Justice & equitable treatment : Examples of unjust treatment are (i) publicizing an idea, which creates a prejudice against a group, & (ii) withholding a treatment, which you believe is beneficial, from some participants so that you can use them as controls.
Scientific freedom : Science should not be censored, but there should be some monitoring of sensitive research. The researcher should weigh their responsibilities against their rights to do the research.
Ownership of data : When research findings could be used to make social policies, which affect people’s lives, should they be publicly accessible? Sometimes, a party commissions research with their interests in mind (e.g., an industry, an advertising agency, a political party, or the military).
Some people argue that scientists should be compelled to disclose their results so that other scientists can re-analyze them. If this had happened in Burt’s day, there might not have been such widespread belief in the genetic transmission of intelligence. George Miller (Miller’s Magic 7) famously argued that we should give psychology away.
The values of social scientists : Psychologists can be divided into two main groups: those who advocate a humanistic approach (individuals are important and worthy of study, quality of life is important, intuition is useful) and those advocating a scientific approach (rigorous methodology, objective data).
The researcher’s values may conflict with those of the participant/institution. For example, if someone with a scientific approach was evaluating a counseling technique based on a humanistic approach, they would judge it on criteria that those giving & receiving the therapy may not consider important.
Cost/benefit analysis : It is unethical if the costs outweigh the potential/actual benefits. However, it isn’t easy to assess costs & benefits accurately & the participants themselves rarely benefit from research.
Sieber & Stanley advise that researchers should not avoid researching socially sensitive issues. Scientists have a responsibility to society to find useful knowledge.
- They need to take more care over consent, debriefing, etc. when the issue is sensitive.
- They should be aware of how their findings may be interpreted & used by others.
- They should make explicit the assumptions underlying their research so that the public can consider whether they agree with these.
- They should make the limitations of their research explicit (e.g., ‘the study was only carried out on white middle-class American male students,’ ‘the study is based on questionnaire data, which may be inaccurate,’ etc.
- They should be careful how they communicate with the media and policymakers.
- They should be aware of the balance between their obligations to participants and those to society (e.g. if the participant tells them something which they feel they should tell the police/social services).
- They should be aware of their own values and biases and those of the participants.
Arguments for SSR
- Psychologists have devised methods to resolve the issues raised.
- SSR is the most scrutinized research in psychology. Ethical committees reject more SSR than any other form of research.
- By gaining a better understanding of issues such as gender, race, and sexuality, we are able to gain greater acceptance and reduce prejudice.
- SSR has been of benefit to society, for example, EWT. This has made us aware that EWT can be flawed and should not be used without corroboration. It has also made us aware that the EWT of children is every bit as reliable as that of adults.
- Most research is still on white middle-class Americans (about 90% of research is quoted in texts!). SSR is helping to redress the balance and make us more aware of other cultures and outlooks.
Arguments against SSR
- Flawed research has been used to dictate social policy and put certain groups at a disadvantage.
- Research has been used to discriminate against groups in society, such as the sterilization of people in the USA between 1910 and 1920 because they were of low intelligence, criminal, or suffered from psychological illness.
- The guidelines used by psychologists to control SSR lack power and, as a result, are unable to prevent indefensible research from being carried out.
American Psychological Association. (2002). American Psychological Association ethical principles of psychologists and code of conduct. www.apa.org/ethics/code2002.html
Baumrind, D. (1964). Some thoughts on ethics of research: After reading Milgram’s” Behavioral study of obedience.”. American Psychologist , 19 (6), 421.
Caughy, M. O. B., DiPietro, J. A., & Strobino, D. M. (1994). Day‐care participation as a protective factor in the cognitive development of low‐income children. Child development , 65 (2), 457-471.
Harris, B. (1988). Key words: A history of debriefing in social psychology. In J. Morawski (Ed.), The rise of experimentation in American psychology (pp. 188-212). New York: Oxford University Press.
Rosenthal, R., & Rosnow, R. L. (1984). Applying Hamlet’s question to the ethical conduct of research: A conceptual addendum. American Psychologist, 39(5) , 561.
Sieber, J. E., & Stanley, B. (1988). Ethical and professional dimensions of socially sensitive research. American psychologist , 43 (1), 49.
The British Psychological Society. (2010). Code of Human Research Ethics. www.bps.org.uk/sites/default/files/documents/code_of_human_research_ethics.pdf
Further Information
- MIT Psychology Ethics Lecture Slides
BPS Documents
- Code of Ethics and Conduct (2018)
- Good Practice Guidelines for the Conduct of Psychological Research within the NHS
- Guidelines for Psychologists Working with Animals
- Guidelines for ethical practice in psychological research online
APA Documents
APA Ethical Principles of Psychologists and Code of Conduct
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How To Write A Research Proposal
A Straightforward How-To Guide (With Examples)
By: Derek Jansen (MBA) | Reviewed By: Dr. Eunice Rautenbach | August 2019 (Updated April 2023)
Writing up a strong research proposal for a dissertation or thesis is much like a marriage proposal. It’s a task that calls on you to win somebody over and persuade them that what you’re planning is a great idea. An idea they’re happy to say ‘yes’ to. This means that your dissertation proposal needs to be persuasive , attractive and well-planned. In this post, I’ll show you how to write a winning dissertation proposal, from scratch.
Before you start:
– Understand exactly what a research proposal is – Ask yourself these 4 questions
The 5 essential ingredients:
- The title/topic
- The introduction chapter
- The scope/delimitations
- Preliminary literature review
- Design/ methodology
- Practical considerations and risks
What Is A Research Proposal?
The research proposal is literally that: a written document that communicates what you propose to research, in a concise format. It’s where you put all that stuff that’s spinning around in your head down on to paper, in a logical, convincing fashion.
Convincing is the keyword here, as your research proposal needs to convince the assessor that your research is clearly articulated (i.e., a clear research question) , worth doing (i.e., is unique and valuable enough to justify the effort), and doable within the restrictions you’ll face (time limits, budget, skill limits, etc.). If your proposal does not address these three criteria, your research won’t be approved, no matter how “exciting” the research idea might be.
PS – if you’re completely new to proposal writing, we’ve got a detailed walkthrough video covering two successful research proposals here .
![proposal-webinar-2024 Free Webinar: How To Write A Research Proposal](https://gradcoach.com/wp-content/uploads/proposal-webinar-2024.png)
How do I know I’m ready?
Before starting the writing process, you need to ask yourself 4 important questions . If you can’t answer them succinctly and confidently, you’re not ready – you need to go back and think more deeply about your dissertation topic .
You should be able to answer the following 4 questions before starting your dissertation or thesis research proposal:
- WHAT is my main research question? (the topic)
- WHO cares and why is this important? (the justification)
- WHAT data would I need to answer this question, and how will I analyse it? (the research design)
- HOW will I manage the completion of this research, within the given timelines? (project and risk management)
If you can’t answer these questions clearly and concisely, you’re not yet ready to write your research proposal – revisit our post on choosing a topic .
If you can, that’s great – it’s time to start writing up your dissertation proposal. Next, I’ll discuss what needs to go into your research proposal, and how to structure it all into an intuitive, convincing document with a linear narrative.
The 5 Essential Ingredients
Research proposals can vary in style between institutions and disciplines, but here I’ll share with you a handy 5-section structure you can use. These 5 sections directly address the core questions we spoke about earlier, ensuring that you present a convincing proposal. If your institution already provides a proposal template, there will likely be substantial overlap with this, so you’ll still get value from reading on.
For each section discussed below, make sure you use headers and sub-headers (ideally, numbered headers) to help the reader navigate through your document, and to support them when they need to revisit a previous section. Don’t just present an endless wall of text, paragraph after paragraph after paragraph…
Top Tip: Use MS Word Styles to format headings. This will allow you to be clear about whether a sub-heading is level 2, 3, or 4. Additionally, you can view your document in ‘outline view’ which will show you only your headings. This makes it much easier to check your structure, shift things around and make decisions about where a section needs to sit. You can also generate a 100% accurate table of contents using Word’s automatic functionality.
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Ingredient #1 – Topic/Title Header
Your research proposal’s title should be your main research question in its simplest form, possibly with a sub-heading providing basic details on the specifics of the study. For example:
“Compliance with equality legislation in the charity sector: a study of the ‘reasonable adjustments’ made in three London care homes”
As you can see, this title provides a clear indication of what the research is about, in broad terms. It paints a high-level picture for the first-time reader, which gives them a taste of what to expect. Always aim for a clear, concise title . Don’t feel the need to capture every detail of your research in your title – your proposal will fill in the gaps.
Need a helping hand?
Ingredient #2 – Introduction
In this section of your research proposal, you’ll expand on what you’ve communicated in the title, by providing a few paragraphs which offer more detail about your research topic. Importantly, the focus here is the topic – what will you research and why is that worth researching? This is not the place to discuss methodology, practicalities, etc. – you’ll do that later.
You should cover the following:
- An overview of the broad area you’ll be researching – introduce the reader to key concepts and language
- An explanation of the specific (narrower) area you’ll be focusing, and why you’ll be focusing there
- Your research aims and objectives
- Your research question (s) and sub-questions (if applicable)
Importantly, you should aim to use short sentences and plain language – don’t babble on with extensive jargon, acronyms and complex language. Assume that the reader is an intelligent layman – not a subject area specialist (even if they are). Remember that the best writing is writing that can be easily understood and digested. Keep it simple.
![research-proposal-introduction The introduction section serves to expand on the research topic – what will you study and why is that worth dedicating time and effort to?](https://gradcoach.com/wp-content/uploads/research-proposal-introduction.png)
Note that some universities may want some extra bits and pieces in your introduction section. For example, personal development objectives, a structural outline, etc. Check your brief to see if there are any other details they expect in your proposal, and make sure you find a place for these.
Ingredient #3 – Scope
Next, you’ll need to specify what the scope of your research will be – this is also known as the delimitations . In other words, you need to make it clear what you will be covering and, more importantly, what you won’t be covering in your research. Simply put, this is about ring fencing your research topic so that you have a laser-sharp focus.
All too often, students feel the need to go broad and try to address as many issues as possible, in the interest of producing comprehensive research. Whilst this is admirable, it’s a mistake. By tightly refining your scope, you’ll enable yourself to go deep with your research, which is what you need to earn good marks. If your scope is too broad, you’re likely going to land up with superficial research (which won’t earn marks), so don’t be afraid to narrow things down.
Ingredient #4 – Literature Review
In this section of your research proposal, you need to provide a (relatively) brief discussion of the existing literature. Naturally, this will not be as comprehensive as the literature review in your actual dissertation, but it will lay the foundation for that. In fact, if you put in the effort at this stage, you’ll make your life a lot easier when it’s time to write your actual literature review chapter.
There are a few things you need to achieve in this section:
- Demonstrate that you’ve done your reading and are familiar with the current state of the research in your topic area.
- Show that there’s a clear gap for your specific research – i.e., show that your topic is sufficiently unique and will add value to the existing research.
- Show how the existing research has shaped your thinking regarding research design . For example, you might use scales or questionnaires from previous studies.
When you write up your literature review, keep these three objectives front of mind, especially number two (revealing the gap in the literature), so that your literature review has a clear purpose and direction . Everything you write should be contributing towards one (or more) of these objectives in some way. If it doesn’t, you need to ask yourself whether it’s truly needed.
Top Tip: Don’t fall into the trap of just describing the main pieces of literature, for example, “A says this, B says that, C also says that…” and so on. Merely describing the literature provides no value. Instead, you need to synthesise it, and use it to address the three objectives above.
![proposal-lit-review If you put in the effort at the proposal stage, you’ll make your life a lot easier when its time to write your actual literature review chapter.](https://gradcoach.com/wp-content/uploads/proposal-lit-review.png)
Ingredient #5 – Research Methodology
Now that you’ve clearly explained both your intended research topic (in the introduction) and the existing research it will draw on (in the literature review section), it’s time to get practical and explain exactly how you’ll be carrying out your own research. In other words, your research methodology.
In this section, you’ll need to answer two critical questions :
- How will you design your research? I.e., what research methodology will you adopt, what will your sample be, how will you collect data, etc.
- Why have you chosen this design? I.e., why does this approach suit your specific research aims, objectives and questions?
In other words, this is not just about explaining WHAT you’ll be doing, it’s also about explaining WHY. In fact, the justification is the most important part , because that justification is how you demonstrate a good understanding of research design (which is what assessors want to see).
Some essential design choices you need to cover in your research proposal include:
- Your intended research philosophy (e.g., positivism, interpretivism or pragmatism )
- What methodological approach you’ll be taking (e.g., qualitative , quantitative or mixed )
- The details of your sample (e.g., sample size, who they are, who they represent, etc.)
- What data you plan to collect (i.e. data about what, in what form?)
- How you plan to collect it (e.g., surveys , interviews , focus groups, etc.)
- How you plan to analyse it (e.g., regression analysis, thematic analysis , etc.)
- Ethical adherence (i.e., does this research satisfy all ethical requirements of your institution, or does it need further approval?)
This list is not exhaustive – these are just some core attributes of research design. Check with your institution what level of detail they expect. The “ research onion ” by Saunders et al (2009) provides a good summary of the various design choices you ultimately need to make – you can read more about that here .
Don’t forget the practicalities…
In addition to the technical aspects, you will need to address the practical side of the project. In other words, you need to explain what resources you’ll need (e.g., time, money, access to equipment or software, etc.) and how you intend to secure these resources. You need to show that your project is feasible, so any “make or break” type resources need to already be secured. The success or failure of your project cannot depend on some resource which you’re not yet sure you have access to.
Another part of the practicalities discussion is project and risk management . In other words, you need to show that you have a clear project plan to tackle your research with. Some key questions to address:
- What are the timelines for each phase of your project?
- Are the time allocations reasonable?
- What happens if something takes longer than anticipated (risk management)?
- What happens if you don’t get the response rate you expect?
A good way to demonstrate that you’ve thought this through is to include a Gantt chart and a risk register (in the appendix if word count is a problem). With these two tools, you can show that you’ve got a clear, feasible plan, and you’ve thought about and accounted for the potential risks.
![Blog post images (1) Gantt chart](https://gradcoach.com/wp-content/uploads/Blog-post-images-1.png)
Tip – Be honest about the potential difficulties – but show that you are anticipating solutions and workarounds. This is much more impressive to an assessor than an unrealistically optimistic proposal which does not anticipate any challenges whatsoever.
Final Touches: Read And Simplify
The final step is to edit and proofread your proposal – very carefully. It sounds obvious, but all too often poor editing and proofreading ruin a good proposal. Nothing is more off-putting for an assessor than a poorly edited, typo-strewn document. It sends the message that you either do not pay attention to detail, or just don’t care. Neither of these are good messages. Put the effort into editing and proofreading your proposal (or pay someone to do it for you) – it will pay dividends.
When you’re editing, watch out for ‘academese’. Many students can speak simply, passionately and clearly about their dissertation topic – but become incomprehensible the moment they turn the laptop on. You are not required to write in any kind of special, formal, complex language when you write academic work. Sure, there may be technical terms, jargon specific to your discipline, shorthand terms and so on. But, apart from those, keep your written language very close to natural spoken language – just as you would speak in the classroom. Imagine that you are explaining your project plans to your classmates or a family member. Remember, write for the intelligent layman, not the subject matter experts. Plain-language, concise writing is what wins hearts and minds – and marks!
Let’s Recap: Research Proposal 101
And there you have it – how to write your dissertation or thesis research proposal, from the title page to the final proof. Here’s a quick recap of the key takeaways:
- The purpose of the research proposal is to convince – therefore, you need to make a clear, concise argument of why your research is both worth doing and doable.
- Make sure you can ask the critical what, who, and how questions of your research before you put pen to paper.
- Title – provides the first taste of your research, in broad terms
- Introduction – explains what you’ll be researching in more detail
- Scope – explains the boundaries of your research
- Literature review – explains how your research fits into the existing research and why it’s unique and valuable
- Research methodology – explains and justifies how you will carry out your own research
Hopefully, this post has helped you better understand how to write up a winning research proposal. If you enjoyed it, be sure to check out the rest of the Grad Coach Blog . If your university doesn’t provide any template for your proposal, you might want to try out our free research proposal template .
![course Literature Review Course](https://gradcoach.com/wp-content/uploads/course.png)
Psst… there’s more!
This post is an extract from our bestselling short course, Research Proposal Bootcamp . If you want to work smart, you don't want to miss this .
30 Comments
Thank you so much for the valuable insight that you have given, especially on the research proposal. That is what I have managed to cover. I still need to go back to the other parts as I got disturbed while still listening to Derek’s audio on you-tube. I am inspired. I will definitely continue with Grad-coach guidance on You-tube.
Thanks for the kind words :). All the best with your proposal.
First of all, thanks a lot for making such a wonderful presentation. The video was really useful and gave me a very clear insight of how a research proposal has to be written. I shall try implementing these ideas in my RP.
Once again, I thank you for this content.
I found reading your outline on writing research proposal very beneficial. I wish there was a way of submitting my draft proposal to you guys for critiquing before I submit to the institution.
Hi Bonginkosi
Thank you for the kind words. Yes, we do provide a review service. The best starting point is to have a chat with one of our coaches here: https://gradcoach.com/book/new/ .
Hello team GRADCOACH, may God bless you so much. I was totally green in research. Am so happy for your free superb tutorials and resources. Once again thank you so much Derek and his team.
You’re welcome, Erick. Good luck with your research proposal 🙂
thank you for the information. its precise and on point.
Really a remarkable piece of writing and great source of guidance for the researchers. GOD BLESS YOU for your guidance. Regards
Thanks so much for your guidance. It is easy and comprehensive the way you explain the steps for a winning research proposal.
Thank you guys so much for the rich post. I enjoyed and learn from every word in it. My problem now is how to get into your platform wherein I can always seek help on things related to my research work ? Secondly, I wish to find out if there is a way I can send my tentative proposal to you guys for examination before I take to my supervisor Once again thanks very much for the insights
Thanks for your kind words, Desire.
If you are based in a country where Grad Coach’s paid services are available, you can book a consultation by clicking the “Book” button in the top right.
Best of luck with your studies.
May God bless you team for the wonderful work you are doing,
If I have a topic, Can I submit it to you so that you can draft a proposal for me?? As I am expecting to go for masters degree in the near future.
Thanks for your comment. We definitely cannot draft a proposal for you, as that would constitute academic misconduct. The proposal needs to be your own work. We can coach you through the process, but it needs to be your own work and your own writing.
Best of luck with your research!
I found a lot of many essential concepts from your material. it is real a road map to write a research proposal. so thanks a lot. If there is any update material on your hand on MBA please forward to me.
GradCoach is a professional website that presents support and helps for MBA student like me through the useful online information on the page and with my 1-on-1 online coaching with the amazing and professional PhD Kerryen.
Thank you Kerryen so much for the support and help 🙂
I really recommend dealing with such a reliable services provider like Gradcoah and a coach like Kerryen.
Hi, Am happy for your service and effort to help students and researchers, Please, i have been given an assignment on research for strategic development, the task one is to formulate a research proposal to support the strategic development of a business area, my issue here is how to go about it, especially the topic or title and introduction. Please, i would like to know if you could help me and how much is the charge.
This content is practical, valuable, and just great!
Thank you very much!
Hi Derek, Thank you for the valuable presentation. It is very helpful especially for beginners like me. I am just starting my PhD.
This is quite instructive and research proposal made simple. Can I have a research proposal template?
Great! Thanks for rescuing me, because I had no former knowledge in this topic. But with this piece of information, I am now secured. Thank you once more.
I enjoyed listening to your video on how to write a proposal. I think I will be able to write a winning proposal with your advice. I wish you were to be my supervisor.
Dear Derek Jansen,
Thank you for your great content. I couldn’t learn these topics in MBA, but now I learned from GradCoach. Really appreciate your efforts….
From Afghanistan!
I have got very essential inputs for startup of my dissertation proposal. Well organized properly communicated with video presentation. Thank you for the presentation.
Wow, this is absolutely amazing guys. Thank you so much for the fruitful presentation, you’ve made my research much easier.
this helps me a lot. thank you all so much for impacting in us. may god richly bless you all
How I wish I’d learn about Grad Coach earlier. I’ve been stumbling around writing and rewriting! Now I have concise clear directions on how to put this thing together. Thank you!
Fantastic!! Thank You for this very concise yet comprehensive guidance.
Even if I am poor in English I would like to thank you very much.
Thank you very much, this is very insightful.
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Examples of research proposals
How to write your research proposal, with examples of good proposals.
Research proposals
Your research proposal is a key part of your application. It tells us about the question you want to answer through your research. It is a chance for you to show your knowledge of the subject area and tell us about the methods you want to use.
We use your research proposal to match you with a supervisor or team of supervisors.
In your proposal, please tell us if you have an interest in the work of a specific academic at York St John. You can get in touch with this academic to discuss your proposal. You can also speak to one of our Research Leads. There is a list of our Research Leads on the Apply page.
When you write your proposal you need to:
- Highlight how it is original or significant
- Explain how it will develop or challenge current knowledge of your subject
- Identify the importance of your research
- Show why you are the right person to do this research
- Research Proposal Example 1 (DOC, 49kB)
- Research Proposal Example 2 (DOC, 0.9MB)
- Research Proposal Example 3 (DOC, 55.5kB)
- Research Proposal Example 4 (DOC, 49.5kB)
Subject specific guidance
- Writing a Humanities PhD Proposal (PDF, 0.1MB)
- Writing a Creative Writing PhD Proposal (PDF, 0.1MB)
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Research Misconduct
Learn what research misconduct is, how allegations are handled, and find resources to address misconduct.
NIH aims to enable scientific discovery while assuring honesty, transparency, integrity, fair merit-based competition, and protection of intellectual capital and proprietary information. As the largest public funder of biomedical research, NIH sets the standard for innovation and scientific discovery. We promote the highest levels of scientific integrity and public accountability in the conduct of science.
The scientific research enterprise is built on a deep foundation of trust and shared values. As the National Academies wrote in their 2019 On Being a Scientist report, "this trust will endure only if the scientific community devotes itself to exemplifying and transmitting the values associated with ethical scientific conduct" Falsifying, fabricating, or plagiarizing data—all forms of research misconduct—are contrary to these values and ethical conduct.
What is Research Integrity?
Failing to uphold research integrity undermines the public’s confidence and trust in the outcomes of NIH supported research. Research integrity includes:
- the use of honest and verifiable methods in proposing, performing, and evaluating research
- reporting research results with particular attention to adherence to rules, regulations, and guidelines
- following commonly accepted professional codes or norms
Shared values in scientific research
- Honesty: convey information truthfully and honoring commitments
- Accuracy: report findings precisely and take care to avoid errors
- Efficiency: use resources wisely and avoid waste
- Objectivity: let the facts speak for themselves and avoid bias
How does research integrity affect you?
- Researchers rely on trustworthy results of other researchers to make scientific progress.
- Researchers rely on public support, whether through public investments or their voluntary participation in research, to further science.
- The public relies on scientific progress to better the lives of everyone.
- The public could actually be harmed by researchers who are dishonest and act without regards to integrity
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Reflections on the NeurIPS 2023 Ethics Review Process
Communications Chairs 2024 2023 Conference
By the NeurIPS 2023 Ethics Review Co-Chairs
The NeurIPS 2023 Ethic Review process began with the publication of the Code of Ethics . This step formally codified a foundation for ethics within the conference framework.
The Ethics Guidelines for Reviewers were also updated to reflect incorporation of the Code of Ethics .
This year, 502 papers (3.77% of all submissions) were flagged for ethics review. This represents an increase in the number of papers flagged last year (474) but a decrease in the overall rate of papers being flagged (from 4.37% in 2022).
In particular, we are heartened that fewer submissions in the Datasets and Benchmarks track were flagged for ethics review, despite the number of submissions more than doubling since last year. We believe that these trends mean that the ethics of ML research is being taken more seriously by the research community.
Papers submitted | 12,345 | 976 | 13,321 | 10,411 | 447 | 10,858 |
Total papers flagged for ethics review | 395 | 107 | 502 | 362 | 112 | 474 |
Flag rate | 3.20% | 10.96% | 3.77% | 3.48% | 25.06% | 4.37% |
This year, reviewers in the main track were required to flag at least one specific area for ethics review. Note that papers can be flagged for multiple areas, so the percentages below do not add up to 100%.
Notably, discrimination, bias and fairness concerns have been flagged at nearly triple the rate this year compared to last year; the rate of papers flagged for legal compliance or responsible research practice also doubled.
Discrimination / bias / fairness concerns | 122 | 33.7% | 47 | 13.0% |
Privacy and security | 91 | 25.1% | 63 | 17.4% |
Legal compliance | 39 | 10.8% | 17 | 4.7% |
Inadequate data and algorithm evaluation | 83 | 22.9% | 35 | 9.7% |
Responsible research practice | 61 | 16.9% | 30 | 8.3% |
Inappropriate potential applications and Impact | 76 | 21.0% | 47 | 13.0% |
Research integrity issues | 63 | 17.4% | 56 | 15.5% |
Failure to comply with NeurIPS Code of Ethics | 53 | 14.6% | New in 2023 | |
I don’t know | Deprecated | 38 | 10.5% | |
No area flagged | Deprecated | 80 | 22.1% | |
Total | 395 | 362 |
This year, we invited everyone contacted for ethics reviews from last year to serve again as ethics reviewers, and also issued an open call for new reviewers . A total of 396 ethics reviewers answered the call.
In addition, we also asked reviewers if they were available as emergency ethics reviewers , to provide missing reviews and reviews for papers flagged for review on short notice. 76 people volunteered as emergency ethics reviewers.
We are immensely grateful to everyone who answered the call to service, which allowed us to handle the increased workload for ethics reviews, while broadening the community and reducing the average number of reviews per reviewer.
Thank you all for a wonderful and successful ethical review process.
Yours truly,
Jiahao Chen, Lester Mackey, and Cherie Poland NeurIPS 2023 Ethics Review Co-Chairs
Related Posts
2023 Conference
Announcing the NeurIPS 2023 Paper Awards
Announcing neurips 2023 invited talks, neurips newsletter – november 2023.
Biden seriously considering proposals on Supreme Court term limits, ethics code
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U.S. President Joe Biden speaks at the 115th NAACP National Convention in Las Vegas, on July 16. Susan Walsh/The Associated Press
President Joe Biden is seriously considering proposals to establish term limits for U.S. Supreme Court justices, and an ethics code that would be enforceable under law amid growing concerns that the justices are not held accountable, according to three people briefed on the plans.
It would mark a major shift for Mr. Biden , the former head of the Senate Judiciary Committee, who has long resisted calls to reform the high court, though since taking office he has been increasingly vocal about his belief that the court is abandoning mainstream constitutional interpretation. The details were first reported by The Washington Post.
Any changes would require congressional approval, which would be unlikely in a divided Congress. But with Republican nominee Donald Trump bragging about putting the three justices on the high court who are now part of the conservative majority, Mr. Biden’s call for major changes could help animate his voters.
Mr. Biden is also considering calling for a constitutional amendment that would eliminate the broad immunity for presidents granted by the court in its most recent term, after Donald Trump claimed he was immune from prosecution for his actions on Jan. 6, 2021, when a mob of his supporters violently descended on the U.S. Capitol.
The people were not authorized to speak publicly about proposals that have not been finalized and spoke to the Associated Press on condition of anonymity.
The consideration of such proposals comes in response to growing outrage among Democrats about high court opinions that overturned landmark decisions on abortion rights and federal regulatory powers that had stood for decades. There have also been increasing questions surrounding the ethics of the court after revelations about some of the justices, including that Clarence Thomas had accepted luxury trips from a GOP megadonor.
The Supreme Court did not immediately respond to a request for comment on the proposal.
Mr. Biden, speaking in a weekend call with the Congressional Progressive Caucus, talked about the possibility, the people said. Mr. Biden often tells voters they need more Democrats in Congress and a Democrat in the White House to counter the impact of the conservative-leaning court, but these proposals would go much further.
“And by the way, I’m going to need your help on the Supreme Court, because I’m about to come out. I don’t want to prematurely announce it, but I’m about to come out with a major initiative on limiting the court and what we do and – I’ve been working with constitutional scholars for the last three months, and I need some help,” he said, according to a transcript of the call.
About two in three Americans say they favour term limits or a mandatory retirement age for Supreme Court justices, according to a 2022 poll from the Associated Press-NORC Center for Public Affairs Research.
According to a June survey on the court, confidence remains low: four in 10 U.S. adults say they have hardly any confidence in the people running the Supreme Court.
The survey found that seven in 10 Americans think the high court’s justices are more influenced by ideology, while only about three in 10 U.S. adults think the justices are more likely to provide an independent check on other branches of government by being fair and impartial.
In November, the court adopted its first code of ethics. The policy, agreed to by all nine justices, does not appear to impose any significant new requirements and leaves compliance entirely to each justice.
Republicans have focused for years on remaking the federal judiciary and Supreme Court. When Senator Mitch McConnell was the majority leader, he refused to even meet in 2016 with Barack Obama’s pick for the high court – current Attorney-General Merrick Garland, a federal judge at that time. The nomination stalled until a Republican president, Mr. Trump, took over.
Establishment GOP operatives backed Mr. Trump because of his pledge to name as many judges to the bench as possible. Their gamble worked. Mr. Trump ended up with three Supreme Court nominees and 54 federal appeals court judges, reshaping the courts for a generation.
Democrats are now finally understanding the power of judges as a voting tool, and Mr. Biden has made judicial nominations a priority, appointing a record number of judges for a president at this point in his first term, including some of the most diverse picks yet to the judiciary. Mr. Biden often speaks about those accomplishments during his re-election campaign, but Democrats have pushed him to go further.
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Utilising these resources will guide your ethical judgements when writing your proposal and ultimately when designing and conducting your research study. The Ethical Guidelines for Educational Research (British Educational Research Association, 2018) identifies the key responsibilities you will have when you conduct your research, including the ...
Getting ethical approval for your study. Before you start any study involving data collection with people, you'll submit your research proposal to an institutional review board (IRB).. An IRB is a committee that checks whether your research aims and research design are ethically acceptable and follow your institution's code of conduct. They check that your research materials and procedures ...
This post includes tips about writing qualitative proposals excerpted from Research Design by Creswell and Creswell. ... The inclusion of validating findings, ethical considerations (to be addressed shortly), the need for preliminary results, and early evidence of practical significance focus a reader's attention on key elements often ...
Research ethics are critically important for a number of reasons: Firstly, they're a complete non-negotiable when it comes to getting your research proposal approved. Pretty much all universities will have a set of ethical criteria that student projects need to adhere to - and these are typically very strictly enforced.
The first such ethical code for research was the Nuremberg Code, ... Researchers seeking to begin a study must submit a full research proposal to the IRB, which includes specific data collection instruments, research advertisements, and informed consent documentation. The IRB may perform a complete or expedited review depending on the nature of ...
Research Ethics Review Committee (ERC) The Research Ethics Review Committee (ERC) is a 27-member committee established and appointed by the Director-General. Its mandate is to ensure WHO only supports research of the highest ethical standards. The ERC reviews all research projects, involving human participants supported either financially or ...
Ethical Considerations. Ethical considerations in research refer to the principles and guidelines that researchers must follow to ensure that their studies are conducted in an ethical and responsible manner. These considerations are designed to protect the rights, safety, and well-being of research participants, as well as the integrity and credibility of the research itself
an, extending to the global environment.This document is prepared in two sections.Section A presents. n 'Overview of The UWI Ethics Committee (Mona) and t. CommitteeKey ethical principles which should be observed in co. ucting researchThe process involved in submitting a proposal for ethical review.Section B provides guidelines on ...
NIH Clinical Center researchers published seven main principles to guide the conduct of ethical research: Social and clinical value. Scientific validity. Fair subject selection. Favorable risk-benefit ratio. Independent review. Informed consent. Respect for potential and enrolled subjects.
The research proposal should discuss potential ethical issues pertaining to the research. The researchers should pay special attention to vulnerable subjects to avoid breech of ethical codes (e.g. children, prisoners, pregnant women, mentally challenged, educationally and economically disadvantaged).
Ethical Review: Submit the research proposal to an ethics review board to evaluate the potential risks and ensure appropriate measures are in place. Pilot Testing: Conduct pilot tests to identify and address any unforeseen risks before the main study. 4. Ethical Review and Approval Role of Institutional Review Boards (IRBs)
Research Design and Ethics. Most of the research we do includes people. And, many of the topics we study can be sensitive and/or include those factors that cannot be manipulated for the sake of experimental study. Consider your reaction if someone you met for the first time said hello, introduced her- or himself, and then asked you the number ...
It is important to adhere to ethical principles in order to protect the dignity, rights and welfare of research participants. As such, all research involving human beings should be reviewed by an ethics committee to ensure that the appropriate ethical standards are being upheld. Discussion of the ethical principles of beneficence, justice and ...
In any case, a course in research ethics can be useful in helping to prevent deviations from norms even if it does not prevent misconduct. Education in research ethics is can help people get a better understanding of ethical standards, policies, and issues and improve ethical judgment and decision making. Many of the deviations that occur in ...
At Prolific, we believe in making ethical research easy and accessible. The findings from the Fairwork Cloudwork report speak for themselves. Prolific was given the top score out of all competitors for minimum standards of fair work. With over 25,000 researchers in our community, we're leading the way in revolutionizing the research industry.
All research related to the National Health Service (its personnel, plant, referrals etc) must abide by the NHS Research Governance framework. The relevant FREP or RESC will neither consider nor approve research proposals that should be submitted to the Local Research Ethics Committee (LREC) representing the NHS.
The job of ethics committees is to identify the possible risks in a project, and then assess whether the research team: are aware of the risks. are taking appropriate steps to minimise them. have a plan to handle anything that does go wrong. To do this, ethics committees need information. If you want your ethics application to get through the ...
Research Proposals: he UWI Ethics CommitteeThe University of The West Indies, Mona Campus Foreword This toolkit has been prepared with the primary aim of supporting researchers across The University of The West Indies (UWI) and its affiliated institutions i. preparing research proposals which meet the required ethical standards of the UWI. This ...
Writing Ethics Into Your Qualitative Proposal. A qualitative research proposal is comprised of many pieces and parts that are necessary to convey the researcher's justification for conducting the research, how the research will be conducted (including the strengths and limitations of the pr oposed approach), as well as what the sponsor of the ...
At the University of Konstanz, the Ethics Committee reviews proposals for research proposed by its members that might affect human health, dignity and personal rights. An approval for research that involves animals may be obtained from the animal protection representatives at the Animal Research Facility. Please make sure that you allow for ...
Institutional Ethics Committee (IEC): for non-routine research. External Ethics Committee (EEC): for research that s externally regulated (e.g., NHS research). Committees review proposals to assess if the potential benefits of the research are justifiable in light of the possible risk of physical or psychological harm.
Make sure you can ask the critical what, who, and how questions of your research before you put pen to paper. Your research proposal should include (at least) 5 essential components : Title - provides the first taste of your research, in broad terms. Introduction - explains what you'll be researching in more detail.
This document proposes a research project to address those two questions. Included in this proposal are our methods for assessing these questions, a schedule for completing the review, and our qualifications. Proposal Text. There are four major sections of the proposal: "Statement of the Problem," "Objectives," "Plan of Action," and "Management ...
Research proposals. Your research proposal is a key part of your application. It tells us about the question you want to answer through your research. It is a chance for you to show your knowledge of the subject area and tell us about the methods you want to use. We use your research proposal to match you with a supervisor or team of supervisors.
Research integrity includes: the use of honest and verifiable methods in proposing, performing, and evaluating research reporting research results with particular attention to adherence to rules, regulations, and guidelines following commonly accepted professional codes or norms; Shared values in scientific research
The Ethics Guidelines for Reviewers were also updated to reflect incorporation of the Code of Ethics. This year, 502 papers (3.77% of all submissions) were flagged for ethics review. This represents an increase in the number of papers flagged last year (474) but a decrease in the overall rate of papers being flagged (from 4.37% in 2022).
The rationale for this is that research participants cannot be treated as passive subjects of study; indeed, if according to the nonhuman turn ontologies, highly influential, as we have seen, in the constitution of digital sociology, all existing entities are 'actants' and thereby co-creators contributing to whatever 'agential' activity ...
The 2025 Presidential Transition Project, also known as Project 2025, is an initiative organized by the Heritage Foundation with the aim of promoting a collection of conservative and right-wing policy proposals to reshape the United States federal government and consolidate executive power should Donald Trump win the 2024 presidential election.
President Joe Biden is seriously considering proposals to establish term limits for U.S. Supreme Court justices, and an ethics code that would be enforceable under law amid growing concerns that ...