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Dissertation proposal defense: 12 tips for effective preparation, published by steve tippins on may 11, 2020 may 11, 2020.

Last Updated on: 2nd February 2024, 02:59 am

The dissertation proposal defense is a nerve-wracking time for even the most hardened of doctoral students.

Even a pirate (writing his dissertation on effective cutlass techniques), will quake a bit in his boots before delivering his dissertation proposal defense.

However, it doesn’t need to be a stressful time. 

As a longtime Dissertation Committee Chair and committee member, I’ve overseen more dissertation proposal defenses than I can count. I’ve also helped students through the process as a coach . 

If you follow these tips for preparing and delivering your presentation, you shouldn’t have any problem passing your proposal defense.

Dissertation Proposal Defense Tips

Preparing for your Dissertation Proposal Defense

1. anticipate questions.  .

In your presentation, try to answer all of the questions you expect your committee to ask. That way, you control the material. Your committee will be more satisfied with your preparation and understanding and it will be less likely that you have to answer questions that you aren’t prepared for.

2. Look for Weaknesses.  

If there are potential weaknesses (in your study, proposal, or presentation), address them ahead of time. Ask peers or mentors to review your proposal or presentation for weaknesses. Look at it yourself with a critical eye. Even if you’re not able to eliminate a weakness, take steps to address it as best you can so that your committee can be confident that you’re aware of it and able to handle it.

3. Practice.  

Ideally, you would practice with someone who has been a committee member before. They’ll point out the types of questions they would see your committee asking, so you can prepare for those. I can’t understate the value of having this kind of feedback beforehand so that you can properly prepare. I offer this service as part of my dissertation coaching package .

4. Avoid Wordiness on PowerPoint Slides . 

Most dissertation proposal defenses have PowerPoints. Don’t put too many words on the slides! People will start reading the slides instead of paying attention to you. Then they’re off somewhere else which will produce questions that you’ve already answered when they weren’t paying attention.

5. Be Able to Pronounce the Words Correctly. 

This might sound obvious, but as a dissertation committee member , I’ve heard far too many students struggle through pronunciations of important terminology. This is probably because, up until this point, they’ve only read them and not spoken them out loud. 

However, it gives the committee the impression that they don’t know what they’re talking about. Make sure you can properly pronounce all the words you plan on using (like “phenomenological” and “anthropomorphism,”). 

6. Watch Recordings of Previous Defenses.  

Some schools have recordings of previous defenses. Listen to one or two. See how the procedure goes. Even if it’s not anything in your discipline, it will still help you get familiar with the procedure itself, which will help you be more comfortable when the time comes.

During your Dissertation Proposal Defense:

7. breathe . .

I’ve seen way too many people try to do their dissertation proposal defense seemingly in one breath. Give your committee time to hear and understand what you’re saying. Remember to leave some moments of silence to allow your audience to digest what you say. Also remember that one second of actual time feels like about thirty minutes to someone who’s giving an important presentation. Breathe. 

8. Remember: They Want to Pass You.  

If you’ve gotten to the point where your committee has scheduled a dissertation proposal defense for you, that means they believe that you can pass it. They want to pass you. Remember that. 

They’re not out to screw you, they’re not out for “gotchas.” They’re saying, “we believe you’re ready, show us that’s true.” While they will be rigorous in their evaluation because they have a responsibility to make sure that they don’t allow you to move forward until you are ready to, it’s helpful to remember that they believe you can pass. 

9. Answer the Question, No More.  

When committee members ask questions, answer only the question–don’t give them anything more than that. Imagine that you’re a witness in a courtroom (or don’t if that makes you more nervous). Committee members value direct, relevant answers and often find tangents irrelevant and frustrating.

10. Dialogue With Your Committee.  

If the committee disagrees with something you said, it can be a discussion. You don’t need to just roll over and say “Yes, you’re right. I made a mistake and I’m very bad.” That’s not what your committee wants to hear, either. 

A much better response would be, “I hear what you’re saying, however, this is the reason I’m going in this other direction. What do you think about that?” So you’re beginning to engage in discussions as a scholar. Your committee will be impressed by your ability to think critically and your willingness to engage in dialogue.

However, do not make it adversarial. It’s incredibly important to be respectful in these conversations. After all, your committee members have significant control over your life for as long as you’re writing your dissertation.

11. Make Life Easy for Your Committee.  

It’s always good to send your committee members a copy of your PowerPoint presentation and the most recent copy of your proposal the day before the defense. They likely already have a copy, but when in doubt, make their lives easier. It doesn’t cost you anything. Someone might accidentally have an old copy, or might take them some time to find the copy they have. You want their life to be as easy as possible so they can focus on moving you forward.

12. Pay Attention to Time. 

Ask your Chair (in the preparation stage) how long you have to make your presentation. It’s extraordinarily important to stay within this timeframe. If you’re told 25 minutes but you take 50 minutes, committee members are predisposed to say “why isn’t this person better prepared, and why are they wasting my time?”

Likewise, if you run through a 30-minute presentation in ten minutes (nervousness can sometimes lead to very fast talking–that’s why it’s important to practice beforehand), your committee will be wondering why you didn’t use the whole time that was allotted to you. And you’ll likely have to field a lot of questions you weren’t prepared for.

Dissertation Proposal Defense Summary

As long as you prepare properly, your dissertation proposal defense should be nothing to worry about. Your committee thinks you’re ready: all you have to do is show them you’re right.

If you’d like help preparing for your defense, or if you’d like to reduce the amount of time it takes to finish your dissertation, take a look at my Dissertation Coaching Services .

Steve Tippins

Steve Tippins, PhD, has thrived in academia for over thirty years. He continues to love teaching in addition to coaching recent PhD graduates as well as students writing their dissertations. Learn more about his dissertation coaching and career coaching services. Book a Free Consultation with Steve Tippins

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How to prepare an excellent thesis defense

What is a thesis defense?

How long is a thesis defense, what happens at a thesis defense, your presentation, questions from the committee, 6 tips to help you prepare for your thesis defense, 1. anticipate questions and prepare for them, 2. dress for success, 3. ask for help, as needed, 4. have a backup plan, 5. prepare for the possibility that you might not know an answer, 6. de-stress before, during, and after, frequently asked questions about preparing an excellent thesis defense, related articles.

If you're about to complete, or have ever completed a graduate degree, you have most likely come across the term "thesis defense." In many countries, to finish a graduate degree, you have to write a thesis .

A thesis is a large paper, or multi-chapter work, based on a topic relating to your field of study.

Once you hand in your thesis, you will be assigned a date to defend your work. Your thesis defense meeting usually consists of you and a committee of two or more professors working in your program. It may also include other people, like professionals from other colleges or those who are working in your field.

During your thesis defense, you will be asked questions about your work. The main purpose of your thesis defense is for the committee to make sure that you actually understand your field and focus area.

The questions are usually open-ended and require the student to think critically about their work. By the time of your thesis defense, your paper has already been evaluated. The questions asked are not designed so that you actually have to aggressively "defend" your work; often, your thesis defense is more of a formality required so that you can get your degree.

• Check with your department about requirements and timing.
• Re-read your thesis.
• Anticipate questions and prepare for them.
• Create a back-up plan to deal with technology hiccups.
• Plan de-stressing activities both before, and after, your defense.

How long your oral thesis defense is depends largely on the institution and requirements of your degree. It is best to consult your department or institution about this. In general, a thesis defense may take only 20 minutes, but it may also take two hours or more. The length also depends on how much time is allocated to the presentation and questioning part.

Tip: Check with your department or institution as soon as possible to determine the approved length for a thesis defense.

First of all, be aware that a thesis defense varies from country to country. This is just a general overview, but a thesis defense can take many different formats. Some are closed, others are public defenses. Some take place with two committee members, some with more examiners.

The same goes for the length of your thesis defense, as mentioned above. The most important first step for you is to clarify with your department what the structure of your thesis defense will look like. In general, your thesis defense will include:

• your presentation of around 20-30 minutes
• questions from the committee
• questions from the audience (if the defense is public and the department allows it)

You might have to give a presentation, often with Powerpoint, Google slides, or Keynote slides. Make sure to prepare an appropriate amount of slides. A general rule is to use about 10 slides for a 20-minute presentation.

But that also depends on your specific topic and the way you present. The good news is that there will be plenty of time ahead of your thesis defense to prepare your slides and practice your presentation alone and in front of friends or family.

Tip: Practice delivering your thesis presentation in front of family, friends, or colleagues.

You can prepare your slides by using information from your thesis' first chapter (the overview of your thesis) as a framework or outline. Substantive information in your thesis should correspond with your slides.

Make sure your slides are of good quality— both in terms of the integrity of the information and the appearance. If you need more help with how to prepare your presentation slides, both the ASQ Higher Education Brief and James Hayton have good guidelines on the topic.

The committee will ask questions about your work after you finish your presentation. The questions will most likely be about the core content of your thesis, such as what you learned from the study you conducted. They may also ask you to summarize certain findings and to discuss how your work will contribute to the existing body of knowledge.

Tip: Read your entire thesis in preparation of the questions, so you have a refreshed perspective on your work.

While you are preparing, you can create a list of possible questions and try to answer them. You can foresee many of the questions you will get by simply spending some time rereading your thesis.

Here are a few tips on how to prepare for your thesis defense:

You can absolutely prepare for most of the questions you will be asked. Read through your thesis and while you're reading it, create a list of possible questions. In addition, since you will know who will be on the committee, look at the academic expertise of the committee members. In what areas would they most likely be focused?

If possible, sit at other thesis defenses with these committee members to get a feel for how they ask and what they ask. As a graduate student, you should generally be adept at anticipating test questions, so use this advantage to gather as much information as possible before your thesis defense meeting.

Your thesis defense is a formal event, often the entire department or university is invited to participate. It signals a critical rite of passage for graduate students and faculty who have supported them throughout a long and challenging process.

While most universities don't have specific rules on how to dress for that event, do regard it with dignity and respect. This one might be a no-brainer, but know that you should dress as if you were on a job interview or delivering a paper at a conference.

It might help you deal with your stress before your thesis defense to entrust someone with the smaller but important responsibilities of your defense well ahead of schedule. This trusted person could be responsible for:

• preparing the room of the day of defense
• setting up equipment for the presentation
• preparing and distributing handouts

Technology is unpredictable. Life is too. There are no guarantees that your Powerpoint presentation will work at all or look the way it is supposed to on the big screen. We've all been there. Make sure to have a plan B for these situations. Handouts can help when technology fails, and an additional clean shirt can save the day if you have a spill.

One of the scariest aspects of the defense is the possibility of being asked a question you can't answer. While you can prepare for some questions, you can never know exactly what the committee will ask.

There will always be gaps in your knowledge. But your thesis defense is not about being perfect and knowing everything, it's about how you deal with challenging situations. You are not expected to know everything.

James Hayton writes on his blog that examiners will sometimes even ask questions they don't know the answer to, out of curiosity, or because they want to see how you think. While it is ok sometimes to just say "I don't know", he advises to try something like "I don't know, but I would think [...] because of x and y, but you would need to do [...] in order to find out.” This shows that you have the ability to think as an academic.

You will be nervous. But your examiners will expect you to be nervous. Being well prepared can help minimize your stress, but do know that your examiners have seen this many times before and are willing to help, by repeating questions, for example. Dora Farkas at finishyourthesis.com notes that it’s a myth that thesis committees are out to get you.

Two common symptoms of being nervous are talking really fast and nervous laughs. Try to slow yourself down and take a deep breath. Remember what feels like hours to you are just a few seconds in real life.

• Try meditational breathing right before your defense.
• Get plenty of exercise and sleep in the weeks prior to your defense.
• Have your clothes or other items you need ready to go the night before.
• During your defense, allow yourself to process each question before answering.
• Go to dinner with friends and family, or to a fun activity like mini-golf, after your defense.

Allow yourself to process each question, respond to it, and stop talking once you have responded. While a smile can often help dissolve a difficult situation, remember that nervous laughs can be irritating for your audience.

We all make mistakes and your thesis defense will not be perfect. However, careful preparation, mindfulness, and confidence can help you feel less stressful both before, and during, your defense.

Finally, consider planning something fun that you can look forward to after your defense.

It is completely normal to be nervous. Being well prepared can help minimize your stress, but do know that your examiners have seen this many times before and are willing to help, by repeating questions for example if needed. Slow yourself down, and take a deep breath.

Your thesis defense is not about being perfect and knowing everything, it's about how you deal with challenging situations. James Hayton writes on his blog that it is ok sometimes to just say "I don't know", but he advises to try something like "I don't know, but I would think [...] because of x and y, you would need to do [...] in order to find out".

Your Powerpoint presentation can get stuck or not look the way it is supposed to do on the big screen. It can happen and your supervisors know it. In general, handouts can always save the day when technology fails.

• Dress for success.
• Ask for help setting up.
• Have a backup plan (in case technology fails you).
• Deal with your nerves.

The top 10 thesis defense questions (+ how to prepare strong answers)

Crafting a thesis is significant, but defending it often feels like the ultimate test. While nerve-wracking, proper preparation can make it manageable. Prepare for your thesis defense with insights on the top questions you can expect, including strategies for answering convincingly.

Mastering the thesis defense: cultivate a success mindset

Question 1: why did you choose this particular topic for your research, question 2: how does your research contribute to the existing body of knowledge, question 3: what are the key findings of your research, question 4: can you defend your research methodology, question 5: how did you analyze the data and what challenges did you encounter, question 6: what theoretical frameworks or references underpin your research, question 7: how did you address ethical considerations in your research, question 8: in what ways does your research contribute to the field, question 9: how did you ensure your research was free from bias, question 10: where can future research go from here.

Nurturing a success mindset for your defense is pivotal. This means adopting a mental outlook geared towards achieving favorable outcomes during your thesis defense. To truly excel in this pivotal academic moment, it’s imperative to cultivate both confidence and composure.

Confidence enables you to present your research with conviction, while composure allows you to navigate any challenges with grace and clarity.

Remember, you know your thesis best, so trust in your expertise.

In essence, a success mindset encompasses the belief in your abilities, coupled with the ability to remain calm and focused under pressure.

Stay composed and focused, relying on your thorough preparation. If you encounter a question you can’t answer, gracefully guide the conversation back to familiar topics.

Use strategic responses when needed. For example, if a question goes beyond your thesis scope, acknowledge its relevance but steer back to your focused areas. Similarly, if you’re unfamiliar with a theory or literature, admit it but offer related insights or perspectives.

By embracing these principles and staying confident and adaptable, you’ll navigate your thesis defense with ease.

This question delves into the origins of your academic journey, aiming to understand not just what you studied, but the underlying motivations and processes that drove your exploration. It’s not merely about the superficial aspects of your research, but rather about the deeper intellectual curiosity that ignited your quest.

To effectively respond, take the opportunity to elaborate on the intricacies of your journey. Begin by unpacking the specific interests or questions that sparked your intellectual curiosity in the subject matter. What events, experiences, or influences led you to delve into this particular area of study? Providing an anecdote or example that vividly illustrates the genesis of your scholarly pursuit can be helpful.

Moreover, discuss the gaps you identified in the existing literature that motivated you to contribute to your field. What deficiencies or unanswered questions did you observe? How did these gaps inspire you to embark on your research journey with the aim of filling these voids? By articulating the specific shortcomings in the current body of knowledge, you demonstrate a nuanced understanding of your research area and underscore the significance of your work.

Additionally, highlight any personal or academic experiences that played a pivotal role in steering you towards your chosen topic. Whether it was a transformative educational experience, a profound personal interest, or a meaningful encounter, these experiences can offer valuable insights into the origins of your scholarly pursuits.

In summary, when articulating your narrative, consider the following key points:

• Unpack the specific interests or questions that sparked your intellectual curiosity.
• Discuss the gaps in the existing literature that motivated your research.
• Highlight any personal or academic experiences that influenced your choice of topic.

This question delves into the vital role your research plays within the existing body of knowledge, urging you to articulate its significance and impact. It’s not merely about the subject matter you’ve studied, but also about the unique contributions and advancements your research brings to your field. To effectively respond, delve into the intricacies of your work and its implications for the broader academic landscape.

Begin by emphasizing the novelties and breakthroughs your research introduces. Highlight specific aspects of your study that represent advancements in understanding or methodologies. Whether it’s a novel approach to a longstanding problem, the discovery of new phenomena, or the development of innovative methodologies, these contributions underscore the significance of your research within the academic community.

Next, describe how your work engages with or challenges current conversations in your field. Discuss the existing paradigms or theories your research builds upon or critiques. Articulate how your findings contribute to ongoing debates or reshape prevailing understandings. By positioning your research within the broader context of scholarly discourse, you showcase its relevance and impact on the evolving landscape of your field.

Illuminate how your findings could influence future research trajectories. Explore potential avenues for further inquiry that emerge from your research findings. Consider how your work opens up new questions or areas of exploration for future researchers. By identifying these potential research directions, you demonstrate the forward-looking nature of your work and its potential to shape the future trajectory of your field.

In summary, when addressing how your research contributes to the existing body of knowledge, consider the following key points:

• Emphasize the novelties and breakthroughs your research introduces.
• Describe the conversations in your field that your work engages with or challenges.
• Illuminate how your findings could influence future research trajectories.

Addressing the question of your research’s key findings demands skill, as it necessitates succinctly summarizing your work while conveying its significance. To effectively respond, distill your findings into digestible takeaways that encapsulate the essence of your research. Identify the central discoveries or outcomes of your study, ensuring clarity and conciseness in your presentation.

Furthermore, relate these findings to the broader implications they hold for your field. Articulate how your research contributes to advancing knowledge or addressing pressing issues within your academic discipline. Consider the potential impact of your findings on theory, practice, or policy, highlighting their relevance and significance within the larger scholarly community.

Additionally, be prepared to elucidate the nuances and complexities involved in your results. While providing a concise summary of your findings is essential, it’s equally important to acknowledge the intricacies and limitations of your research. Discuss any methodological considerations, unexpected outcomes, or areas for further investigation, demonstrating a nuanced understanding of your work.

In summary, when addressing the key findings of your research, consider the following key points:

• Distill your findings into digestible takeaways.
• Relate the outcomes to the broader implications they hold for your field.
• Be prepared to shed light on the nuances and complexities involved in your results.

Defending your research methodology entails a comprehensive understanding of its rationale, alignment with research objectives, and acknowledgment of potential limitations. It’s not merely about explaining the methods employed but also justifying why they were chosen over alternative approaches. To effectively respond, delve into the intricacies of your methodology and its implications for the study.

Begin by elucidating the reasons for selecting the chosen methodology over alternatives. Discuss the specific advantages or suitability of the selected approach in addressing the research questions or objectives. Consider factors such as feasibility, appropriateness for the research context, and compatibility with the theoretical framework guiding your study.

Furthermore, explain how your chosen methods align with your research objectives. Articulate how the selected methodology enables you to achieve the intended outcomes and contribute to answering the research questions. Discuss how each methodological choice supports the overall research design and furthers the overarching goals of the study.

Be prepared to discuss the limitations inherent in your chosen methodology and how you mitigated them. Acknowledge any constraints or shortcomings associated with the selected approach, such as potential biases, sample size limitations, or data collection challenges. Demonstrate your awareness of these limitations and discuss the strategies implemented to address or minimize their impact on the validity and reliability of your findings.

In summary, when defending your research methodology, consider the following key points:

• Justify the methodology with reasons for selecting it over alternatives.
• Explain the methods’ alignment with your research objectives.
• Be ready to discuss the limitations and how you mitigated them.

Addressing the intricacies of data analysis involves not only outlining the techniques employed but also navigating the challenges encountered and evaluating the reliability and validity of the interpretations drawn. When responding to inquiries about data analysis, it’s essential to provide a comprehensive understanding of the methodologies employed, the obstacles faced, and the strategies utilized to ensure the accuracy and credibility of the findings.

Begin by outlining the techniques used for data analysis. Describe the specific methods, tools, and software employed to process and interpret the data collected. Whether it involved quantitative statistical analysis, qualitative coding techniques, or a combination of both, provide insights into the analytical framework guiding your study. Additionally, discuss the rationale behind the chosen analytical approach and how it aligns with the research objectives and questions.

Next, share the hurdles faced during the data analysis process and how you overcame them. Reflect on any challenges encountered, such as data cleaning issues, missing data, or unexpected patterns in the dataset. Discuss the steps taken to address these challenges, whether through iterative refinement of analytical techniques, consultation with peers or supervisors, or adaptation of the research design. Highlighting your ability to navigate obstacles demonstrates resilience and resourcefulness in overcoming methodological challenges.

Furthermore, discuss the reliability and validity of your data interpretation. Evaluate the rigor and credibility of your analytical process, considering factors such as data integrity, consistency, and relevance to the research objectives. Discuss any measures taken to ensure the trustworthiness of the findings, such as inter-coder reliability checks, triangulation of data sources, or member checking with participants. By critically examining the reliability and validity of your data interpretation, you provide insights into the robustness of your analytical approach and the credibility of the conclusions drawn.

In summary, when addressing inquiries about data analysis, consider the following key points:

• Outline the techniques used for data analysis.
• Share the hurdles faced during the process and how you overcame them.
• Discuss the reliability and validity of your data interpretation.

Exploring the theoretical underpinnings of your research involves delving into the foundational frameworks and seminal works that informed your study’s conceptual framework and analytical approach. When responding to inquiries about theoretical frameworks , it’s essential to provide a comprehensive understanding of the theories and references that shaped your research, elucidate their influence on your hypothesis and analysis, and reflect on the potential contributions or revisions your study may offer to existing theoretical foundations.

Begin by naming the key theories and seminal works that guided your research. Identify the theoretical frameworks that provided the conceptual scaffolding for your study, as well as the seminal works that shaped your understanding of the research area. Discuss how these theories and references informed your research design, methodology, and analytical approach, providing a theoretical lens through which to interpret your findings.

Elucidate on how these frameworks shaped your hypothesis and analysis. Describe how the theoretical perspectives and insights gleaned from seminal works informed the development of your research questions, hypotheses, and analytical framework. Discuss the ways in which these theoretical frameworks guided your data collection and interpretation, influencing the selection of variables, measures, and analytical techniques employed in your study.

Reflect on how your research may contribute to or revise these theoretical foundations. Consider the implications of your findings for advancing existing theoretical frameworks or revising established paradigms within your field. Discuss how your research extends or challenges current theoretical perspectives, offering new insights, conceptual refinements, or empirical evidence that may enrich or reshape prevailing theories. By critically examining the relationship between your research and existing theoretical frameworks, you provide insights into the broader theoretical implications and contributions of your study.

In summary, when addressing inquiries about theoretical frameworks, consider the following key points:

• Name the key theories and seminal works that guided your research.
• Elucidate on how these frameworks shaped your hypothesis and analysis.
• Reflect on how your research may contribute to or revise these theoretical foundations.

When addressing ethical considerations in your research, it’s essential to demonstrate a commitment to upholding ethical standards and protecting the rights and well-being of participants. Responding to inquiries about ethical protocols involves explaining the steps taken to ensure ethical conduct throughout the research process, describing the consent process and data protection measures implemented, and mentioning any institutional review board (IRB) approvals obtained.

Begin by explaining the ethical protocols you followed. Detail the ethical guidelines, codes of conduct, or regulatory frameworks that informed your research design and conduct. Discuss how these guidelines influenced decisions regarding participant recruitment, data collection methods, confidentiality protocols, and data storage procedures, emphasizing your adherence to ethical principles throughout the research process.

Describe the consent process, if applicable, and how you protected participants’ data. Provide insights into how informed consent was obtained from participants, including the procedures used to inform participants about the research purpose, risks, benefits, and their rights. Discuss any measures taken to safeguard participants’ privacy and confidentiality, such as anonymizing data, securing data storage, and limiting access to sensitive information, ensuring the protection of participants’ identities and personal information.

Mention any institutional ethics review board approvals you obtained. Highlight any formal ethical review processes or approvals obtained from relevant regulatory bodies, such as IRBs or ethics committees. Discuss how the research protocol was reviewed for compliance with ethical guidelines and standards, including considerations of participant welfare, informed consent procedures, and data protection measures. By acknowledging the oversight and approval of institutional review bodies, you demonstrate your commitment to ethical integrity and accountability in conducting research involving human subjects.

In summary, when addressing inquiries about ethical considerations in your research, consider the following key points:

• Explain the ethical protocols you followed.
• Describe the consent process and data protection measures implemented.
• Mention any institutional ethics review board approvals obtained.

When discussing the contributions of your research to the field, it’s essential to highlight the novel insights and potential impact your thesis offers. Responding to inquiries about your research’s significance involves detailing the unique perspectives and fresh understanding it brings to the academic discourse, as well as considering its implications for future research or practice and arguing its relevance within the broader academic community.

Begin by detailing the novel insights your thesis provides. Articulate the key findings, discoveries, or perspectives that distinguish your research from existing literature and contribute to advancing knowledge within your field. Discuss how your study fills gaps in current understanding, challenges established assumptions, or offers innovative approaches to addressing pressing issues, highlighting its potential to generate new avenues of inquiry and broaden the scope of scholarly discourse.

Discuss how your findings might influence future research or practice. Consider the implications of your research for shaping future scholarship, informing policy decisions, or guiding professional practice within relevant domains. Reflect on the potential practical applications, theoretical advancements, or methodological innovations stemming from your findings, highlighting their significance for advancing the field and addressing real-world challenges.

Be prepared to argue the relevance of your research within the broader academic community. Articulate the broader significance of your study within the context of current debates, trends, or priorities within your discipline. Discuss how your research aligns with existing scholarly agendas, contributes to interdisciplinary dialogue, or addresses pressing societal concerns, underscoring its relevance and potential impact on shaping the direction of future research and practice.

In summary, when addressing inquiries about the contributions of your research to the field, consider the following key points:

• Detail the novel insights your thesis provides.
• Discuss how your findings might influence future research or practice.
• Be prepared to argue the relevance of your research within the broader academic community.

When ensuring the integrity of your research and minimizing bias, it’s crucial to maintain objectivity and rigor throughout the study. Responding to inquiries about bias involves discussing the steps taken to uphold objectivity, describing any blind or double-blind procedures employed, and acknowledging and mitigating any unavoidable biases that may have arisen during the research process.

Begin by discussing the steps taken to maintain objectivity and rigor. Detail the strategies implemented to minimize the influence of personal biases, preconceptions, or external factors on the research outcomes. This may include adhering to a predetermined research protocol, using standardized procedures for data collection and analysis, and engaging in peer review or validation processes to ensure the reliability and validity of the findings.

Describe any blind or double-blind procedures employed in the study. Explain how blinding techniques were used to prevent bias in data collection, analysis, or interpretation. This may involve withholding certain information from researchers or participants to minimize the potential for conscious or unconscious bias to influence the results. Discuss how these procedures were implemented and their impact on enhancing the credibility and impartiality of the research outcomes.

Acknowledge any unavoidable biases that may have emerged during the research process and discuss how they were mitigated. Reflect on the inherent limitations or sources of bias in the study design, data collection methods, or participant selection criteria. Discuss the steps taken to minimize the impact of these biases, such as conducting sensitivity analyses, controlling for confounding variables, or triangulating data sources to corroborate findings.

In summary, when addressing inquiries about bias in your research, consider the following key points:

• Discuss steps taken to maintain objectivity and rigor.
• Describe any blind or double-blind procedures employed.
• Acknowledge any unavoidable biases and discuss how they were mitigated.

When considering the potential trajectory of your research topic, it’s essential to identify areas where further investigation could yield valuable insights, discuss unexplored questions that emerged from your research, and reflect on the limitations of your study as starting points for future research endeavors. Responding to inquiries about the future direction of research involves suggesting fruitful areas for further investigation, highlighting unresolved questions, and leveraging the limitations of your study as opportunities for future exploration.

Begin by suggesting areas where further investigation could be fruitful. Identify specific gaps, ambiguities, or unanswered questions within the existing literature that warrant additional inquiry. Consider emerging trends, advancements in technology or methodology, or pressing societal issues that may inform potential research directions. Propose research topics or hypotheses that build upon the findings of your study and extend the boundaries of current knowledge within your field.

Discuss unexplored questions that arose from your research. Reflect on any unexpected findings, anomalies, or areas of ambiguity that emerged during the course of your study. Consider how these unanswered questions or unresolved issues could serve as catalysts for future research endeavors, prompting further investigation into related phenomena, alternative explanations, or novel research methodologies.

Reflect on the limitations of your study as starting points for future research. Acknowledge any constraints, biases, or methodological shortcomings that may have influenced the outcomes or interpretations of your study. Discuss how these limitations provide opportunities for future research to refine methodologies, address confounding variables, or explore alternative theoretical frameworks. Consider how addressing these limitations could enhance the validity, reliability, and generalizability of future research findings within your field.

In summary, when addressing inquiries about the potential trajectory of your research topic, consider the following key points:

• Suggest areas where further investigation could be fruitful.
• Discuss unexplored questions that arose from your research.
• Reflect on the limitations of your study as starting points for future research.

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Defending Your Dissertation: A Guide

Written by Luke Wink-Moran | Photo by insta_photos

Dissertation defenses are daunting, and no wonder; it’s not a “dissertation discussion,” or a “dissertation dialogue.” The name alone implies that the dissertation you’ve spent the last x number of years working on is subject to attack. And if you don’t feel trepidation for semantic reasons, you might be nervous because you don’t know what to expect. Our imaginations are great at making The Unknown scarier than reality. The good news is that you’ll find in this newsletter article experts who can shed light on what dissertations defenses are really like, and what you can do to prepare for them.

The first thing you should know is that your defense has already begun. It started the minute you began working on your dissertation— maybe even in some of the classes you took beforehand that helped you formulate your ideas. This, according to Dr. Celeste Atkins, is why it’s so important to identify a good mentor early in graduate school.

“To me,” noted Dr. Atkins, who wrote her dissertation on how sociology faculty from traditionally marginalized backgrounds teach about privilege and inequality, “the most important part of the doctoral journey was finding an advisor who understood and supported what I wanted from my education and who was willing to challenge me and push me, while not delaying me.  I would encourage future PhDs to really take the time to get to know the faculty before choosing an advisor and to make sure that the members of their committee work well together.”

Your advisor will be the one who helps you refine arguments and strengthen your work so that by the time it reaches your dissertation committee, it’s ready. Next comes the writing process, which many students have said was the hardest part of their PhD. I’ve included this section on the writing process because this is where you’ll create all the material you’ll present during your defense, so it’s important to navigate it successfully. The writing process is intellectually grueling, it eats time and energy, and it’s where many students find themselves paddling frantically to avoid languishing in the “All-But-Dissertation” doldrums. The writing process is also likely to encroach on other parts of your life. For instance, Dr. Cynthia Trejo wrote her dissertation on college preparation for Latin American students while caring for a twelve-year-old, two adult children, and her aging parents—in the middle of a pandemic. When I asked Dr. Trejo how she did this, she replied:

“I don’t take the privilege of education for granted. My son knew I got up at 4:00 a.m. every morning, even on weekends, even on holidays; and it’s a blessing that he’s seen that work ethic and that dedication and the end result.”

Importantly, Dr. Trejo also exercised regularly and joined several online writing groups at UArizona. She mobilized her support network— her partner, parents, and even friends from high school to help care for her son.

The challenges you face during the writing process can vary by discipline. Jessika Iwanski is an MD/PhD student who in 2022 defended her dissertation on genetic mutations in sarcomeric proteins that lead to severe, neonatal dilated cardiomyopathy. She described her writing experience as “an intricate process of balancing many things at once with a deadline (defense day) that seems to be creeping up faster and faster— finishing up experiments, drafting the dissertation, preparing your presentation, filling out all the necessary documents for your defense and also, for MD/PhD students, beginning to reintegrate into the clinical world (reviewing your clinical knowledge and skill sets)!”

But no matter what your unique challenges are, writing a dissertation can take a toll on your mental health. Almost every student I spoke with said they saw a therapist and found their sessions enormously helpful. They also looked to the people in their lives for support. Dr. Betsy Labiner, who wrote her dissertation on Interiority, Truth, and Violence in Early Modern Drama, recommended, “Keep your loved ones close! This is so hard – the dissertation lends itself to isolation, especially in the final stages. Plus, a huge number of your family and friends simply won’t understand what you’re going through. But they love you and want to help and are great for getting you out of your head and into a space where you can enjoy life even when you feel like your dissertation is a flaming heap of trash.”

While you might sometimes feel like your dissertation is a flaming heap of trash, remember: a) no it’s not, you brilliant scholar, and b) the best dissertations aren’t necessarily perfect dissertations. According to Dr. Trejo, “The best dissertation is a done dissertation.” So don’t get hung up on perfecting every detail of your work. Think of your dissertation as a long-form assignment that you need to finish in order to move onto the next stage of your career. Many students continue revising after graduation and submit their work for publication or other professional objectives.

When you do finish writing your dissertation, it’s time to schedule your defense and invite friends and family to the part of the exam that’s open to the public. When that moment comes, how do you prepare to present your work and field questions about it?

“I reread my dissertation in full in one sitting,” said Dr. Labiner. “During all my time writing it, I’d never read more than one complete chapter at a time! It was a huge confidence boost to read my work in full and realize that I had produced a compelling, engaging, original argument.”

There are many other ways to prepare: create presentation slides and practice presenting them to friends or alone; think of questions you might be asked and answer them; think about what you want to wear or where you might want to sit (if you’re presenting on Zoom) that might give you a confidence boost. Iwanksi practiced presenting with her mentor and reviewed current papers to anticipate what questions her committee might ask.  If you want to really get in the zone, you can emulate Dr. Labiner and do a full dress rehearsal on Zoom the day before your defense.

But no matter what you do, you’ll still be nervous:

“I had a sense of the logistics, the timing, and so on, but I didn’t really have clear expectations outside of the structure. It was a sort of nebulous three hours in which I expected to be nauseatingly terrified,” recalled Dr. Labiner.

“I expected it to be terrifying, with lots of difficult questions and constructive criticism/comments given,” agreed Iwanski.

“I expected it to be very scary,” said Dr. Trejo.

“I expected it to be like I was on trial, and I’d have to defend myself and prove I deserved a PhD,” said Dr Atkins.

And, eventually, inexorably, it will be time to present.  

“It was actually very enjoyable” said Iwanski. “It was more of a celebration of years of work put into this project—not only by me but by my mentor, colleagues, lab members and collaborators! I felt very supported by all my committee members and, rather than it being a rapid fire of questions, it was more of a scientific discussion amongst colleagues who are passionate about heart disease and muscle biology.”

“I was anxious right when I logged on to the Zoom call for it,” said Dr. Labiner, “but I was blown away by the number of family and friends that showed up to support me. I had invited a lot of people who I didn’t at all think would come, but every single person I invited was there! Having about 40 guests – many of them joining from different states and several from different countries! – made me feel so loved and celebrated that my nerves were steadied very quickly. It also helped me go into ‘teaching mode’ about my work, so it felt like getting to lead a seminar on my most favorite literature.”

“In reality, my dissertation defense was similar to presenting at an academic conference,” said Dr. Atkins. “I went over my research in a practiced and organized way, and I fielded questions from the audience.

“It was a celebration and an important benchmark for me,” said Dr. Trejo. “It was a pretty happy day. Like the punctuation at the end of your sentence: this sentence is done; this journey is done. You can start the next sentence.”

If you want to learn more about dissertations in your own discipline, don’t hesitate to reach out to graduates from your program and ask them about their experiences. If you’d like to avail yourself of some of the resources that helped students in this article while they wrote and defended their dissertations, check out these links:

The Graduate Writing Lab

https://thinktank.arizona.edu/writing-center/graduate-writing-lab

The Writing Skills Improvement Program

https://wsip.arizona.edu

Campus Health Counseling and Psych Services

https://caps.arizona.edu

https://www.scribbr.com/

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How to Prepare for Your Dissertation Defense

4-minute read

• 1st August 2023

After years of research and study, you’ve finally reached the grand finale of your PhD years: your dissertation defense. Since defending your dissertation is the culmination of all your hard work, it’s essential to do everything you can to prepare for it.

In this post, we’ll take you through how to ready yourself for your dissertation defense so you can focus on your accomplishments and excel during this crucial professional moment.

What is a Dissertation Defense? 

The dissertation defense is the crowning moment of years of research – the final examination before a PhD student is awarded their doctoral degree.

During a dissertation defense, the student presents their research, methodology, findings, and conclusions to a committee of faculty members and experts in their field. The committee then engages in a question-and-answer session to assess the student’s understanding of the subject matter, the quality of their research, and their ability to defend their work under scrutiny.

Many PhD students consider it to be the defining moment of their academic career and their chance to prove their expertise in their chosen research field.

If all this sounds overwhelming – don’t worry. If you’re a PhD student, you’ll have plenty of time and opportunity to adequately prepare for your dissertation defense. Below are some strategies to help you get ready for this significant occasion in your career.

1.   Know the Requirements

Familiarize yourself with your institution’s guidelines and requirements for the defense process. Understanding the format, time limit, and expectations for the presentation will help you to prepare your material and anticipate any issues.

2.   Review Your Dissertation

Even if you think you know it inside and out, review your dissertation from beginning to end. It may have been some time since you’ve last read and considered certain portions of your research and findings. Consider what your committee might ask about your research questions , data analysis, and conclusions.

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3.   Work on Starting Strong

To begin your defense on a strong note, work on creating a clear and engaging introduction. You can start by briefly outlining the purpose of your study, research questions, and methodology . Try to stay on topic and don’t veer off track by discussing unrelated or unnecessary information.

4.   Practice Presenting

Practice your presentation skills by rehearsing your defense multiple times. Focus on clarity and pacing and try to stay within the allotted time limit. It also helps to record yourself so that you can see yourself from your audience’s point of view.

5.   Practice Q&A Sessions

To build your confidence, enlist friends and colleagues to conduct mock question-and-answer sessions. When practicing, remember to pause before answering questions you’re unsure of. It’s better to take your time delivering a response than it is to give an inaccurate or incorrect answer.

6.   Seek Feedback

Find out if your institution offers mock defense sessions where peers or mentors play the role of the committee, ask you questions, and give feedback . You can also have colleagues, mentors, or advisors review your presentation and offer practical feedback.

7.   Create Visual Aids

Think about any visual aids , such as slides, you may want to use to illustrate your defense and prepare them in advance. Be sure to check that your university allows visuals or images and that they enhance, rather than overwhelm, your presentation.

8.   Stay Calm and Confident

It’s natural to feel nervous but try to stay calm and composed during your defense. Take deep breaths and remind yourself of the expertise you’ve gained through the experience of writing your dissertation.

Expert Proofreading Services

The best way to prepare for your dissertation defense is to have your dissertation professionally proofread. Our editing experts have extensive experience with a wide variety of academic subjects and topics and can help ensure your dissertation is ready for presentation. Send in a free sample of 500 words or less and get started today.

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Preparing For Your Dissertation Defense

13 Key Questions To Expect In The Viva Voce

By: Derek Jansen (MBA) & David Phair (PhD) . Reviewed By: Dr Eunice Rautenbach | June 2021

Preparing for your dissertation or thesis defense (also called a “viva voce”) is a formidable task . All your hard work over the years leads you to this one point, and you’ll need to defend yourself against some of the most experienced researchers you’ve encountered so far.

It’s natural to feel a little nervous.

In this post, we’ll cover some of the most important questions you should be able to answer in your viva voce, whether it’s for a Masters or PhD degree. Naturally, they might not arise in exactly the same form (some may not come up at all), but if you can answer these questions well, it means you’re in a good position to tackle your oral defense.

Viva Voce Prep: 13 Essential Questions

• What is your study about and why did you choose to research this in particular?
• How did your research questions evolve during the research process?
• How did you decide on which sources to include in your literature review?
• How did you design your study and why did you take this approach?
• How generalisable and valid are the findings?
• What were the main shortcomings and limitations created by your research design?
• How did your findings relate to the existing literature?
• What were your key findings in relation to the research questions?
• Were there any findings that surprised you?
• What biases may exist in your research?
• How can your findings be put into practice?
• How has your research contributed to current thinking in the field?
• If you could redo your research, how would you alter your approach?

#1: What is your study about and why did you choose to research this in particular?

This question, a classic party starter, is pretty straightforward.

What the dissertation or thesis committee is assessing here is your ability to clearly articulate your research aims, objectives and research questions in a concise manner. Concise is the keyword here – you need to clearly explain your research topic without rambling on for a half-hour. Don’t feel the need to go into the weeds here – you’ll have many opportunities to unpack the details later on.

In the second half of the question, they’re looking for a brief explanation of the justification of your research. In other words, why was this particular set of research aims, objectives and questions worth addressing? To address this question well in your oral defense, you need to make it clear what gap existed within the research and why that gap was worth filling.

#2: How did your research questions evolve during the research process?

Good research generally follows a long and winding path . It’s seldom a straight line (unless you got really lucky). What they’re assessing here is your ability to follow that path and let the research process unfold.

Specifically, they’ll want to hear about the impact that the literature review process had on you in terms of shaping the research aims, objectives and research questions . For example, you may have started with a certain set of aims, but then as you immersed yourself in the literature, you may have changed direction. Similarly, your initial fieldwork findings may have turned out some unexpected data that drove you to adjust or expand on your initial research questions.

Long story short – a good defense involves clearly describing your research journey , including all the twists and turns. Adjusting your direction based on findings in the literature or the fieldwork shows that you’re responsive , which is essential for high-quality research.

#3: How did you decide on which sources to include in your literature review?

A comprehensive literature review is the foundation of any high-quality piece of research. With this question, your dissertation or thesis committee are trying to assess which quality criteria and approach you used to select the sources for your literature review.

Typically, good research draws on both the seminal work in the respective field and more recent sources . In other words, a combination of the older landmark studies and pivotal work, along with up-to-date sources that build on to those older studies. This combination ensures that the study has a rock-solid foundation but is not out of date.

So, make sure that your study draws on a mix of both the “classics” and new kids on the block, and take note of any major evolutions in the literature that you can use as an example when asked this question in your viva voce.

#4: How did you design your study and why did you take this approach?

This is a classic methodological question that you can almost certainly expect in some or other shape.

What they’re looking for here is a clear articulation of the research design and methodology, as well as a strong justification of each choice . So, you need to be able to walk through each methodological choice and clearly explain both what you did and why you did it. The why is particularly important – you need to be able to justify each choice you made by clearly linking your design back to your research aims, objectives and research questions, while also taking into account practical constraints.

To ensure you cover every base, check out our research methodology vlog post , as well as our post covering the Research Onion .

#5: How generalizable and valid are the findings?

This question is aimed at specifically digging into your understanding of the sample and how that relates to the population, as well as potential validity issues in your methodology.

To answer question this well, you’ll need to critically assess your sample and findings and consider if they truly apply to the entire population, as well as whether they assessed what they set out to. Note that there are two components here – generalizability and validity . Generalizability is about how well the sample represents the population. Validity is about how accurately you’ve measured what you intended to measure .

To ace this part of your dissertation defense, make sure that you’re very familiar with the concepts of generalizability , validity and reliability , and how these apply to your research. Remember, you don’t need to achieve perfection – you just need to be aware of the strengths and weaknesses of your research (and how the weaknesses could be improved upon).

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#6: What were the main shortcomings and limitations created by your research design?

This question picks up where the last one left off.

As I mentioned, it’s perfectly natural that your research will have shortcomings and limitations as a result of your chosen design and methodology. No piece of research is flawless. Therefore, a good dissertation defense is not about arguing that your work is perfect, but rather it’s about clearly articulating the strengths and weaknesses of your approach.

To address this question well, you need to think critically about all of the potential weaknesses your design may have, as well as potential responses to these (which could be adopted in future research) to ensure you’re well prepared for this question. For a list of common methodological limitations, check out our video about research limitations here .

#7: How did your findings relate to the existing literature?

This common dissertation defense question links directly to your discussion chapter , where you would have presented and discussed the findings in relation to your literature review.

What your dissertation or thesis committee is assessing here is your ability to compare your study’s findings to the findings of existing research . Specifically, you need to discuss which findings aligned with existing research and which findings did not. For those findings that contrasted against existing research, you should also explain what you believe to be the reasons for this.

As with many questions in a viva voce, it’s both the what and the why that matter here. So, you need to think deeply about what the underlying reasons may be for both the similarities and differences between your findings and those of similar studies.

#8: What were your key findings in relation to the research questions?

This question is similar to the last one in that it too focuses on your research findings. However, here the focus is specifically on the findings that directly relate to your research questions (as opposed to findings in general).

So, a good way to prepare for this question is to step back and revisit your research questions . Ask yourself the following:

• What exactly were you asking in those questions, and what did your research uncover concerning them?
• Which questions were well answered by your study and which ones were lacking?
• Why were they lacking and what more could be done to address this in future research?

Conquering this part dissertation defense requires that you focus squarely on the research questions. Your study will have provided many findings (hopefully!), and not all of these will link directly to the research questions. Therefore, you need to clear your mind of all of the fascinating side paths your study may have lead you down and regain a clear focus on the research questions .

#9: Were there any findings that surprised you?

This question is two-pronged.

First, you should discuss the surprising findings that were directly related to the original research questions . Going into your research, you likely had some expectations in terms of what you would find, so this is your opportunity to discuss the outcomes that emerged as contrary to what you initially expected. You’ll also want to think about what the reasons for these contrasts may be.

Second, you should discuss the findings that weren’t directly related to the research questions, but that emerged from the data set . You may have a few or you may have none – although generally there are a handful of interesting musings that you can glean from the data set. Again, make sure you can articulate why you find these interesting and what it means for future research in the area.

What the committee is looking for in this type of question is your ability to interpret the findings holistically and comprehensively , and to respond to unexpected data. So, take the time to zoom out and reflect on your findings thoroughly.

#10: What biases may exist in your research?

Biases… we all have them.

For this question, you’ll need to think about potential biases in your research , in the data itself but also in your interpretation of the data. With this question, your committee is assessing whether you have considered your own potential biases and the biases inherent in your analysis approach (i.e. your methodology). So, think carefully about these research biases and be ready to explain how these may exist in your study.

In an oral defense, this question is often followed up with a question on how the biases were mitigated or could be mitigated in future research. So, give some thought not just to what biases may exist, but also the mitigation measures (in your own study and for future research).

#11: How can your findings be put into practice?

Another classic question in the typical viva voce.

With this question, your committee is assessing your ability to bring your findings back down to earth and demonstrate their practical value and application. Importantly, this question is not about the contribution to academia or the overall field of research (we’ll get to that next) – it is specifically asking about how this newly created knowledge can be used in the real world.

Naturally, the actionability of your findings will vary depending on the nature of your research topic. Some studies will produce many action points and some won’t. If you’re researching marketing strategies within an industry, for example, you should be able to make some very specific recommendations for marketing practitioners in that industry.

To help you flesh out points for this question, look back at your original justification for the research (i.e. in your introduction and literature review chapters). What were the driving forces that led you to research your specific topic? That justification should help you identify ways in which your findings can be put into practice.

#12: How has your research contributed to current thinking in the field?

While the previous question was aimed at practical contribution, this question is aimed at theoretical contribution . In other words, what is the significance of your study within the current body of research? How does it fit into the existing research and what does it add to it?

This question is often asked by a field specialist and is used to assess whether you’re able to place your findings into the research field to critically convey what your research contributed. This argument needs to be well justified – in other words, you can’t just discuss what your research contributed, you need to also back each proposition up with a strong why .

To answer this question well, you need to humbly consider the quality and impact of your work and to be realistic in your response. You don’t want to come across as arrogant (“my work is groundbreaking”), nor do you want to undersell the impact of your work. So, it’s important to strike the right balance between realistic and pessimistic .

This question also opens the door to questions about potential future research . So, think about what future research opportunities your study has created and which of these you feel are of the highest priority.

#13: If you could redo your research, how would you alter your approach?

This question is often used to wrap up a viva voce as it brings the discussion full circle.

Here, your committee is again assessing your ability to clearly identify and articulate the limitations and shortcomings of your research, both in terms of research design and topic focus . Perhaps, in hindsight, it would have been better to use a different analysis method or data set. Perhaps the research questions should have leaned in a slightly different direction. And so on.

This question intends to assess whether you’re able to look at your work critically , assess where the weaknesses are and make recommendations for the future. This question often sets apart those who did the research purely because it was required, from those that genuinely engaged with their research. So, don’t hold back here – reflect on your entire research journey ask yourself how you’d do things differently if you were starting with a  blank canvas today.

Recap: The 13 Key Dissertation Defense Questions

To recap, here are the 13 questions you need to be ready for to ace your dissertation or thesis oral defense:

As I mentioned, this list of dissertation defense questions is certainly not exhaustive – don’t assume that we’ve covered every possible question here. However, these questions are quite likely to come up in some shape or form in a typical dissertation or thesis defense, whether it’s for a Master’s degree, PhD or any other research degree. So, you should take the time to make sure you can answer them well.

If you need assistance preparing for your dissertation defense or viva voce, get in touch with us to discuss 1-on-1 coaching. We can critically review your research and identify potential issues and responses, as well as undertake a mock oral defense to prepare you for the pressures and stresses on the day.

Psst... there’s more!

This post was based on one of our popular Research Bootcamps . If you're working on a research project, you'll definitely want to check this out ...

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12 Comments

Very interesting

Interesting. I appreciate!

Really appreciating

My field is International Trade

Interesting

This is a full course on defence. I was fabulously enlightened and I gained enough confidence for my upcoming Masters Defence.

There are many lessons to learn and the simplicity in presentationmakes thee reader say “YesI can”

This is so helping… it has Enlightened me on how to answer specific questions. I pray to make it through for my upcoming defense

Lovely to hear that 🙂

Really educative and beneficial

Interesting. On-point and elaborate. And comforting too! Thanks.

Thank you very much for the enlightening me, be blessed

Thankyou so much. I am planning to defend my thesis soon and I found this very useful

Very interesting and useful to all masters and PhD students

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Dissertation Defense: Steps To Follow To Succeed

A dissertation defense is arguably one of the most important milestones in every student’s career. While it signals that your tenure as a student is soon about to close, it validates all your efforts towards your thesis.

Being cautious about including all the necessary details is very important to successfully complete your dissertation proposal defense. This article tells you everything that you need to know about writing a defense that can add great credibility to you as a student.

What is A Dissertation Defense?

The first thing that you need to learn is what is a dissertation defense and what is its purpose. In simple terms, it is a presentation made by a student to defend all the ideas and views that are presented in a dissertation.

The presenter must include details like what is the reason for choosing specific research methods, the theory that has been selected for the paper, and other such points. This presentation is made before an audience that comprises of the university committee, professors and even fellow-students. It is met with questions and answers that gives the student an opportunity to provide more clarity on the dissertation in order to convince the committee to approve it.

Stages of a Dissertation Defense

One of the most important dissertation defense tips provided by several professors is to breakdown the process into three steps:

• Preparation : This stage involves collection of all the necessary information that must be included in the defense dissertation and making all the arrangements for the actual meeting.
• The defense meeting : This is where you decide how you will present the defense. The actual meeting is hugely reliant on the performance, body language and the confidence in your oral defense.
• After the defense meeting : This stage, also known as the follow up, requires you to make the necessary revisions suggested by the university committee. You can even provide bound copies of the whole dissertation to distribute among different members of your departments. In the follow up stage, one must also think about expense that are related to publishing the Ph.D. dissertation defense as well as printing additional copies of the manuscript, if required.

How Long is a Dissertation Defense?

The first thing that a student should know is how long does a dissertation defense last? The length has to be carefully calculated to make the impact that you want. One of the most important steps in the dissertation preparation is to understand how much time each department allocates to the closing oral defense. When you plan in the early stages of your dissertation itself, you can write it in a manner that allows you to defend it in the allocated time.

Usually these meetings including the presentation, the oral defense and the question and answer session last for about two hours. In most cases, these two hours also encompass the time needed by members of the committee to deliberate.

How to Prepare for the Dissertation Defense

Now that you know how long is a dissertation defense, the next step is to prepare well enough to make your presentation impressive.

Here are some tips on how to prepare for a dissertation defense:

• Watch other students in action to learn about different presentation styles. You can attend defenses of different colleagues in your department as well as other departments in your university.
• Get all the details about the deadlines and the rules of your college or university about scheduling your defense.
• Scheduling is also a very important part of your preparation. It is important to note that members of the committee and University chairs need to make time for these defences in a very packed schedule. Coordinate the date, venue and time of your defense as early as possible.
• Prepare a manuscript adhering to the necessary formatting rules. Review your manuscript thoroughly before you hand it in. During your PH.D, your faculty will also assist you with the defense. For this, they must have a crisp and polished copy of your manuscript.
• Most colleges have the facility for a pre-defense meeting. This is the best opportunity to sort out any concerns that you may have about the actual meeting. It is a good idea to ask the chairs what types of questions may be put forward and if there are any problems with the defense that need to be resolved. When you prepare for a pre-defense meeting, think of it as the final one and give it your all.
• Put together all the material that you need for the defense. A detailed, yet to-the-point presentation must be prepared.
• The final stage of preparation is practicing your presentation over and over again. It is not just the presentation but also the approach towards the questions that you must practice.

Tips To Nail Your Actual Meeting

With these tips you will be one step closer towards a successful defense that will help your dissertation pass and be approved:

• All meetings should begin by addressing the chair. Make sure you thank all the committee members and the advisors for the efforts that they have put it. This gives you a professional start to the presentation.
• The presentation should cover the following subjects in brief:
• The research topic
• Literature review
• The methods used for analysis
• The primary findings of the research
• Recommendations of additional research on the subject in the focus.
• Do not get rattled by any discussions among the chairs. They will deliberate on any disagreements or topics of interest. This is a part of the process and is not a reflection of the presentation itself.
• There are two questions that are commonly asked that you should be prepared for. This includes the weaknesses of the dissertation and the research plans that you have made post-dissertation.
• Use subtle gestures when you are talking. Do not overuse your hands when doing so. The whole meeting including the question and answer session should have a very formal appeal.
• The tone of your voice must be assertive without making it seem like you are trying to hard. Be clear and enunciate when you speak.

Once the questions have been answered, the committee will leave the room. Then, after the deliberation, you will be informed if your dissertation has passed or not.

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Defending your dissertation proposal

T he dissertation proposal and defense represent key milestones in the journey to the degree (Bowen, 2005). Each section of the proposal meets goals critical not just to a successful proposal defense but to the success of the entire dissertation research endeavor. When you and your faculty advisor agree that the dissertation proposal is complete, you will schedule a proposal defense. Ideally, your academic program will inform you in advance of the expected timeline. Within this timeline, you will then work with your advisor and committee members to determine a day and time for the defense. Institutional norms and policies likely require that the finished proposal be provided to the committee a specific number of days or weeks in advance of the defense. Typically, you should expect to provide at least two weeks lead time prior to the proposal defense (Butin, 2010). In today’s post, I will share some details on what to expect and how to prepare for defending your dissertation proposal.

The proposal defense serves two functions. First, the defense allows you to demonstrate your knowledge of the topic and the research process. Second, the defense ensures that you move forward with the dissertation in the strongest possible position. Your chair and committee should make sure you are prepared to complete the study, and that the study is feasible in terms of research design and timeline (Lei, 2009). In effect, a successful proposal defense (and the resulting faculty signatures of approval) constitutes an agreement between the student, the chair, and the committee. For the committee, the agreement codifies that you have done the proper due diligence and can produce a quality dissertation; for you, the approval provides the security of knowing that the committee supports the intended research design and direction.

After setting the defense date and providing a copy of the proposal to the committee, you should prepare for the defense. In most cases, you should not make edits or changes to the proposal after sending it to the committee, even if you notice typographical errors or other small issues. The committee takes care and time to read and prepare questions based on the document they receive; making changes after the document is sent defeats this purpose. While you should not change the document itself, you do need spend time preparing your oral remarks for the proposal defense. Of course, the expectations for this element of the dissertation process vary according to institution and/or dissertation chair preferences; nevertheless, all students can expect to engage in at least a short oral presentation of the proposed study. The committee will have read your proposal at this point, so prepare a talk that summarizes just the main ideas of your dissertation. Let’s say you are asked to present for no more than 15-30 minutes (this practice is a common one). You may want to divide this time into thirds and spend 5-10 minutes on each chapter of your proposal. Additionally, check with your chair to determine if technology is available in the room, if you are expected to use technology, or if handouts or other written materials are expected or preferred.

In addition to preparing for the proposal defense, you may also spend the time between the proposal submission and defense by preparing documents for eventual submission for human subjects research review. Often called the Institutional Review Board or IRB, this department on campus oversees human subject research. Approval from this university office, in addition to the dissertation committee, must be received before moving to data collection. These documents should not  be submitted prior to the proposal defense, since changes to the research design commonly occur at the proposal defense and would need to be incorporated into the final human subjects review proposal submission.

You should enter a proposal defense with the expectation of edits. A student rarely if ever leaves a defense without edits. The amount and extent of edits may vary, but feedback that clarifies and strengthens the dissertation serves as the primary outcome of a proposal defense. Edits do not necessarily mean that the original dissertation design was weak; rather, you should think of the defense and feedback from the committee as a collaborative process resulting in an even stronger study (Lei, 2009). After you present an oral summary of the proposal at the defense, committee members often take turns asking questions, sometimes in round-robin style, but other times in conversation with you and each other. You may be asked why you made specific choices as opposed to alternative options in the research design or to explain the logic that led to a specific design feature. The conversation can last for over an hour depending on the topic and the committee members. When the defense reaches a stopping point, you may be asked to leave the room for the committee to deliberate about next steps.

While what happens inside the room once you leave may seem mysterious, it is actually straightforward. The committee primarily discusses what edits, and in what form, they will require you to complete. Once everyone is satisfied, you will be called back into the room and informed of next steps. Three possible outcomes exist from a proposal defense.

• Pass without edits. The committee approves your dissertation proposal with no additional changes requested. Note: This is quite rare.
• Pass with edits. The committee approves your dissertation proposal pending edits. The requested revisions may be small or major, but do not require you to re-defend your dissertation proposal.
• The committee does not approve you moving forward, which means major changes or even a complete overhaul of your entire proposal is necessary. Unless you have pushed for a defense without your chair’s approval or failed to do what was requested during the proposal writing process, this outcome should not happen.

When edits are required, they will be shared with you after the proposal defense or perhaps in a subsequent meeting with the chair, depending on your chair’s preferences. Your committee may have raised a number of potential revisions during the proposal defense, but not all of these will be required. Working with your chair, you will create a to-do list of all issues to be addressed in response to the critiques and suggestions of the committee. Timelines can vary, but two actions generally must be taken at this point: 1) The submission of your human subjects review materials and 2) edits to the proposal. While IRB documents are usually submitted before  students turn back to the proposal to make the needed edits, the order of these actions may vary between institutions.

A useful way to tackle the committee’s edits is to take the notes from the proposal defense and place them in one column of a two-column table. In the other column, outline the specific edit you made in response to the committee’s suggestion—you should undertake this tracking process while making edits to the proposal. Make sure to include the edits as well as their respective page numbers in your proposal. This format helps keep you accountable to all the committee’s requested changes and facilitates a later review by the chair and/or committee. You can include the list of revisions when submitting the revised proposal to the chair and, if requested, the committee.

Some committee members may want to see the revised proposal, while others are comfortable delegating that responsibility to the dissertation chair. Confirm with the committee and chair about their preference for overseeing this process at the proposal defense. In addition, you should know if and when the committee members are willing to sign the institutional documents accompanying a successful proposal defense. Ask your advisor, program administrator, or other faculty which documents are necessary for the defense and if you need to bring those with you. These documents signify that you have officially advanced to doctoral candidacy, a key step of the doctoral process.

How to Effectively Prepare for Your Thesis Defense

You’ve completed your research study, written your thesis, and think you’re done! If only it were this easy. Before you finish with your thesis, there is one last hurdle to overcome: the thesis defense.

What is a thesis defense?

A thesis defense is an opportunity for you to present your research study before other academic professionals who will evaluate the quality of your academic work. While a thesis defense can sometimes feel like a cross-examination in a court of law, in reality, there is no need to fear your thesis defense as long as you are well-prepared. In this article, we’ll talk about how to prepare for a thesis defense, what to expect at the defense itself, and what comes after your defense. 

Why do I have to defend my thesis?

At your thesis defense, you will discuss everything you’ve learned with a group of interested examiners who are eager to hear your thoughts.

The fundamental purpose of a thesis defense is to prove that you have mastered your subject and can be considered as a knowledgeable expert in your field, thereby allowing you to graduate successfully. For many students, a thesis is one of the first attempts at conducting original research and demonstrating that you are equipped to function as an independent expert in your field. If qualified academic professionals can assess your work, question your methods and results, and confirm that your study is sound and novel, then you meet the requirements.

The exact format and expectations for your thesis defense will differ depending on the region you study in and your institution’s rules for the thesis program. The thesis defense meeting may have just two or three examiners or may have a whole panel of examiners along with an audience. 

If the thought of facing your professors, peers, and parents to present your research study makes you feel dizzy, you aren’t alone . Moreover, a thesis defense is a great opportunity for you to hone your public speaking skills as well as talk about your research study. At your thesis defense, you will discuss everything you’ve learned with a group of interested examiners who are eager to hear your thoughts.

While the format for a thesis defense will vary, as mentioned above, most thesis defenses consist of:

• Presenting your research study (using PowerPoint or other similar tools)
• Answering questions from your thesis committee
• Receiving feedback from your thesis committee

So how can you prepare for it? Let’s talk about some important tips.

Preparing: Before the defense

It is useful to attend multiple defenses and ask others who have gone through the process what it was like.

The best way to prepare for a thesis defense is to attend other defenses at your institution so that you know what to expect. It is useful to attend multiple defenses and ask others who have gone through the process what it was like. Senior students are often happy to provide advice and can give you specific insights about particular examiners as well as details of the administrative process at your institution.

You should also talk to your thesis advisor well in advance of your defense about what to expect. Ask whether you need to shortlist your own committee, how long your presentation should be, and how long the thesis defense will be. The duration of a thesis defense varies by the degree level as well as the institution. On average, expect your defense to be at least an hour long, possibly longer for a Ph.D.

What should my presentation cover and how can I prepare it?

While preparing your presentation, also prepare a list of questions and answers that you think are likely to be asked by your committee.

You will need to prepare a presentation that will cover the details of your research study. It is wise to rehearse this presentation multiple times in advance of your thesis defense so that you will be comfortable when you actually present in front of your audience. While preparing your presentation, also prepare a list of questions and answers that you think are likely to be asked by your committee. If you can, enlist the help of a classmate or friend to be the examiner. They can ask you questions about your research study so you will be able to practice addressing these questions.

One mistake many students make is assuming that all members of their defense committee will thoroughly read their thesis prior to the defense. This is simply not always the case. For this reason, you should make sure your presentation makes sense to someone who has not actually read your thesis. A typical thesis defense presentation gives:

• An introduction to the topic
• Explains how the study is significant in the field
• Covers the main highlights of the methodology and results of the study
• Picks out the main points from the discussion and conclusion

What should I do the day before my defense?

Before your thesis defense, make sure you have backups of everything you need saved in multiple formats and multiple locations.

Before your thesis defense, make sure you have backups of everything you need to be saved in multiple formats and multiple locations. Put your presentation and your thesis on a USB drive, email it to yourself, upload it to the cloud, and print it out. Leave nothing to chance: you want to be absolutely prepared to defend your thesis short of an act of God obliterating the venue. In addition, make sure you prepare hard copies (printouts) of both your thesis and slideshow for the committee members. It need not be professionally bound at this stage, but they will appreciate having reference material on hand.

Finally, there are some practical steps to take in preparation for the thesis defense. Choose your outfit in advance (you should dress professionally) and practice presenting in it. You should also make sure you know the exact location of the thesis defense venue. Scope out the venue before your defense, if possible, so you can imagine yourself there while you rehearse. If you are presenting virtually, test all your equipment in advance and have a backup plan in case your internet goes out or your computer suddenly crashes. Most importantly, make sure that you eat well and get proper rest the night before. Don’t stay up late rehearsing last minute in the hopes of improving your chances of passing your defense. You will do much better if you are well-rested and alert. 

Time to shine: At the defense

Try to stay calm and remember you are not on trial!

What can you expect on the day of the defense?

Typically, you will enter the room, set up, and begin your presentation once the committee indicates that they are ready. As mentioned above, it is always advisable to bring hard copies of both your thesis and slideshow for the committee. That way, they can easily refer to what you are talking about as you present. Make sure you also bring a pencil and notebook with you to take notes, and some water, because you will get thirsty as you talk.

After you are done with the presentation, the committee members will ask questions. Try to stay calm and remember you are not on trial! Your committee generally wants you to succeed, but they also want you to prove that you really know what you’re talking about. Do your best to answer their questions and never be afraid to admit when you don’t know something. It is much better, to be honest than to be caught lying or making something up during your thesis defense.

After the question and answer session, depending on your institution, you may be asked to leave the room while the committee deliberates. You may also be present while they discuss the merits of your defense and make suggestions for how to revise it. Alternatively, they might adjourn to another room if there is a large audience present. After they deliberate, they will usually thank you for your time, and your defense will be over. At some institutions, they will inform you if you passed right away, while at others, you will find out after a few days. 

How does my committee decide if my work is good or not?

In general, you can expect your thesis defense and your thesis as a whole to be evaluated based on the below criteria:

• Whether the thesis meets the departmental requirements
• Whether the research study is logical and clear
• Whether the stated objectives are met in the study
• Use of primary and secondary literature
• Use of relevant and up-to-date sources
• Methodological rigor
• Your ability to critically analyze data, facts, relevant literature, and synthesize information into a coherent narrative
• Writing quality and flow
• The validity of your conclusions based on your data and analysis
• The relevance and importance of your research study in the field
• Your ability to clearly and coherently present what your thesis is about
• Your ability to answer questions about your work accurately and in-depth
• Your ability to acknowledge and consider other theories or perspectives and explain why you dismissed one theory in favor of another

In summary, the examining committee want to know:

• Did you meet the thesis criteria set by your institution?
• Did you perform high-quality research work?
• Do you know what you are talking about?

After the defense: What’s next?

After your thesis is approved, you will need to have it professionally bound and then submit copies to your university.

After your thesis defense, you should definitely celebrate and congratulate yourself for all your hard work! Unfortunately, you aren’t quite done yet. Although the committee may notify you about passing, it is also very likely that you will be asked to make some changes to your thesis before you are finally done. You should work with your advisor to finalize and incorporate any comments you received into your work as quickly as possible.

After your thesis is approved, you will need to have it professionally bound and then submit copies to your university. You will also get the chance to order copies for yourself. This process also differs by institution, so make sure you talk to the administration department to figure out what you need to do and when to complete this process.

All in all, while a thesis defense is a scary and overwhelming event, it is also an incredible achievement. Earning your degree is no small feat, and you should definitely feel proud of yourself once you have done it! Check out our site for more tips on how to write a good thesis, where to find the best thesis editing services , and more about thesis editing and proofreading services .

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To prepare for your thesis defense, make sure that you:

Find out your institutional requirements

Talk to your advisor well in advance about what to expect and prepare

Attend defenses of other students to see what they are like

Prepare your presentation early so you can rehearse it

Rehearse your presentation with a timer

Make a list of questions and answers about your research study

Enlist a friend to be the examiner and ask you questions

Prepare multiple backups of your materials (USB drive, Google Drive/Cloud storage, email, hard copy) 

Have a plan for computer/internet problems if you are presenting virtually

Eat well and get a good night’s rest before the defense

Arrive at the defense venue early enough to test any IT equipment or internet connection

What should I do to prepare for my thesis defense? +

• Find out your institution’s requirements
• Attend other thesis defenses
• Speak to your advisor
• Prepare and practice your presentation
• Enlist a friend or classmate to act as the examiner and ask you questions while you practice

How long is a typical thesis defense? +

Every institution is different, but most thesis defenses are at least an hour long.

What should my thesis presentation actually contain? +

 A typical thesis defense presentation introduces the thesis topic, explains how your study is significant in the field, and covers the main highlights of the methodology and results of the study. It finally picks out the main points from the discussion and conclusion section of your thesis.

What if I fail my thesis defense? +

The odds that you will fail are extremely low! Most advisors and committees do not let a candidate schedule a defense unless they feel the candidate is ready. So, don’t worry about it. However, if you do fail for some reason, your institution will have a process for you to apply to try again.

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17 Thesis Defense Questions and How to Answer Them

A thesis defense gives you the chance to show off your thesis work and demonstrate your expertise in your field of study. During this one- to two-hour discussion with the members of your thesis committee, you'll have some control over how you present your research, but your committee will ask you some prodding questions to test your knowledge and preparedness. They will all have read your thesis beforehand, so their questions will relate to your study, topic, methods, data sample, and other aspects.

A good defense requires mastery of the thesis itself, so before you consider the questions you might face,

1. What is your topic, and why did you choose it?

Give a quick summary in just a few sentences on what you've researched. You could certainly go on for hours about your work, but make sure you prepare a way to give a very brief overview of your thesis. Then, give a quick background on your process for choosing this topic.

2. How does your topic contribute to the existing literature? How is it important?

Many researchers identify a need in the field and choose a topic to bridge the gaps that previous literature has failed to cover. For example, previous studies might not have included a certain population, region, or circumstance. Talk about how your thesis enhances the general understanding of the topic to extend the reach beyond what others have found, and then give examples of why the world needs that increased understanding. For instance, a thesis on romaine lettuce crops in desert climates might bring much-needed knowledge to a region that might not have been represented in previous work.

3. What are the key findings of your study?

When reporting your main results, make sure you have a handle on how detailed your committee wants you to be. Give yourself several options by preparing 1) a very general, quick summary of your findings that takes a minute or less, 2) a more detailed rundown of what your study revealed that is 3-5 minutes long, and 3) a 10- to 15-minute synopsis that delves into your results in detail. With each of these responses prepared, you can gauge which one is most appropriate in the moment, based on what your committee asks you and what has already been requested.

4. What type of background research did you do for your study?

Here you'll describe what you did while you were deciding what to study. This usually includes a literary review to determine what previous researchers have already introduced to the field. You also likely had to look into whether your study was going to be possible and what you would need in order to collect the needed data. Did you need info from databases that require permissions or fees?

5. What was your hypothesis, and how did you form it?

Describe the expected results you had for your study and whether your hypothesis came from previous research experience, long-held expectations, or cultural myths.

6. What limitations did you face when writing your text?

It's inevitable — researchers will face roadblocks or limiting factors during their work. This could be a limited population you had access to, like if you had a great method of surveying university students, but you didn't have a way to reach out to other people who weren't attending that school.

7. Why did you choose your particular method for your study?

Different research methods are more fitting to specific studies than others (e.g., qualitative vs. quantitative ), and knowing this, you applied a method that would present your findings most effectively. What factors led you to choose your method?

8. Who formed the sample group of your study, and why did you choose this population?

Many factors go into the selection of a participant group. Perhaps you were motivated to survey women over 50 who experience burnout in the workplace. Did you take extra measures to target this population? Or perhaps you found a sample group that responded more readily to your request for participation, and after hitting dead ends for months, convenience is what shaped your study population. Make sure to present your reasoning in an honest but favorable way.

9. What obstacles or limitations did you encounter while working with your sample?

Outline the process of pursuing respondents for your study and the difficulties you faced in collecting enough quality data for your thesis. Perhaps the decisions you made took shape based on the participants you ended up interviewing.

10. Was there something specific you were expecting to find during your analysis?

Expectations are natural when you set out to explore a topic, especially one you've been dancing around throughout your academic career. This question can refer to your hypotheses , but it can also touch on your personal feelings and expectations about this topic. What did you believe you would find when you dove deeper into the subject? Was that what you actually found, or were you surprised by your results?

11. What did you learn from your study?

Your response to this question can include not only the basic findings of your work (if you haven't covered this already) but also some personal surprises you might have found that veered away from your expectations. Sometimes these details are not included in the thesis, so these details can add some spice to your defense.

12. What are the recommendations from your study?

With connection to the reasons you chose the topic, your results can address the problems your work is solving. Give specifics on how policymakers, professionals in the field, etc., can improve their service with the knowledge your thesis provides.

13. If given the chance, what would you do differently?

Your response to this one can include the limitations you encountered or dead ends you hit that wasted time and funding. Try not to dwell too long on the annoyances of your study, and consider an area of curiosity; for example, discuss an area that piqued your interest during your exploration that would have been exciting to pursue but didn't directly benefit your outlined study.

14. How did you relate your study to the existing theories in the literature?

Your paper likely ties your ideas into those of other researchers, so this could be an easy one to answer. Point out how similar your work is to some and how it contrasts other works of research; both contribute greatly to the overall body of research.

15. What is the future scope of this study?

This one is pretty easy, since most theses include recommendations for future research within the text. That means you already have this one covered, and since you read over your thesis before your defense, it's already fresh in your mind.

16. What do you plan to do professionally after you complete your study?

This is a question directed more to you and your future professional plans. This might align with the research you performed, and if so, you can direct your question back to your research, maybe mentioning the personal motivations you have for pursuing study of that subject.

17. Do you have any questions?

Although your thesis defense feels like an interrogation, and you're the one in the spotlight, it provides an ideal opportunity to gather input from your committee, if you want it. Possible questions you could ask are: What were your impressions when reading my thesis? Do you believe I missed any important steps or details when conducting my work? Where do you see this work going in the future?

Bonus tip: What if you get asked a question to which you don't know the answer? You can spend weeks preparing to defend your thesis, but you might still be caught off guard when you don't know exactly what's coming. You can be ready for this situation by preparing a general strategy. It's okay to admit that your thesis doesn't offer the answers to everything – your committee won't reasonably expect it to do so. What you can do to sound (and feel!) confident and knowledgeable is to refer to a work of literature you have encountered in your research and draw on that work to give an answer. For example, you could respond, "My thesis doesn't directly address your question, but my study of Dr. Leifsen's work provided some interesting insights on that subject…." By preparing a way to address curveball questions, you can maintain your cool and create the impression that you truly are an expert in your field.

After you're done answering the questions your committee presents to you, they will either approve your thesis or suggest changes you should make to your paper. Regardless of the outcome, your confidence in addressing the questions presented to you will communicate to your thesis committee members that you know your stuff. Preparation can ease a lot of anxiety surrounding this event, so use these possible questions to make sure you can present your thesis feeling relaxed, prepared, and confident.

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Proposal Defense

The purpose of the dissertation proposal defense is to assure that your plan of researching your proposed research question is complete and holds academic merit. Students work closely with their supervisory committees in determining the composition of the dissertation proposal and in writing the proposal.

At least six weeks prior to the dissertation proposal defense, the candidate contacts Student Services to confirm the members of their supervisory committee. This would include the addition of a non-University of Washington external faculty member if previously agreed upon.

The candidate schedules a date, a time, and a room for the dissertation proposal defense. The candidate also submits details regarding the dissertation proposal defense to the iSchool web calendar, the PhD program chair, and Student Services.

At least two weeks before the scheduled proposal defense date, the final written proposal must be submitted to all members of the supervisory committee. The voting members of the committee, in consultation with the student, determine the length and outline the structure of the defense.

The proposal defense is a public event. However, the deliberations of the supervisory committee are private. The supervisory committee records an official decision using the dissertation proposal defense form.

Once the proposal has been defended and accepted, the candidate is cleared to finish writing the dissertation. The candidate submits one paper copy and one PDF version of the dissertation proposal to Student Services.

More Information

• Dissertation Proposal Defense Policy
• Dissertation Proposal Defense Form
• Learn more about supervisory committee policies

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PhD Thesis Proposal Defense: Common Questions and Feedback

This past two weeks I attended a number of proposal defense of PhD students at my University. In this post, I discuss the general format of a proposal defense as well as discuss the most common questions asked and feedback given to the students by the external examiners.

Structure of a PhD proposal defense

Outcomes of a phd proposal defense, common questions and feedback for chapter 1 of the proposal, common questions and feedback for chapter 2 of the proposal, common questions and feedback for chapter 3 of the proposal, general feedback, final thoughts, related posts.

A proposal defense has: the student defending his proposal, two external examiners, the student’s supervisors, the audience, and the chair of the defense. The defense is structured as follows:

• The chair opens the session by welcoming and acknowledging the student, his supervisors and the external examiners.
• The chair also outlines how the defense will be undertaken including any rules that should be adhered to.
• The chair then welcomes the PhD student to introduce himself and make a presentation (usually 15 minutes).
• After the presentation by the student, the chair opens the floor to the external examiners to give their comments, ask questions and give feedback to the student on how to improve the proposal.
• The student is then required to respond to the questions asked and comments given.
• The chair then makes his remarks.
• Afterwards, the PhD student, his supervisors and the audience are requested to leave the room to allow the chair and the examiners to make their determination. The student and his supervisors are then called back in and the determination is spelt out to them.

There are about 4 possible outcomes after the student presents and defends his proposal:

• The proposal passes with minor or no corrections.
• The proposal passes with major corrections.
• The student retakes the proposal by re-writing it (may include change of topic) and defending it again.
• The proposal is rejected.

Rarely will a student be asked to re-take or will a proposal be rejected especially if it has been adequately supervised. This is because before the proposal is submitted for oral defense, it must be reviewed and signed by the supervisors.

Below is a list of the common questions and feedback for chapter 1:

• What is your working definition of [concepts]?
• Which sector do you want to focus on?
• From a [country/region] perspective, please explain what is the problem?
• How do you intend to solve the problem you have identified?
• What will your proposed solution comprise of?
• Who are the recipients of your proposed solution?
• What is the primary outcome of the research?
• Your objectives use [concept] while your problem statement talks of [a different concept]. What’s the difference between the two [concepts]?
• In the research objectives, there is an interchange and insertion of different words. Be careful about the concepts you use. There needs to be consistency in the concepts used throughout the proposal.
• What is the knowledge gap? That is, what is known and what is unknown that your study will attempt to address?
• How do you relate [different variables included in the topic]? Is one a precedent of the other?
• Are you investigating or examining? The topic says investigating while the objectives talk of examining.
• The presentation does not discuss [sector of focus], the opportunities that exist, and the challenges it faces. This would give the student a good basis for undertaking the research.
• There is no continuity in the objectives.
• There is no discussion of the study’s contribution to knowledge and practice, which is very important for PhD-level study.
• The background has many concepts that throw off readers on what the focus of the study is.
• The problem statement is not focused.
• What is the placement of the study regionally?
• The objectives are too long and broad; they should be specific.
• What is the underlying hypothesis of your study?
• One of the research questions is biased. The researcher should take a neutral stand.

Below is a list of the common questions and feedback for chapter 2:

• Which theories have inspired your work and who are the proponents of those theories?
• For each theory discussed in your proposal, briefly state what it says and how it informs your study.
• How are the theories related to your study?
• Why did you select those theories and not [other theories]?
• There are no empirical studies reviewed in your proposal.
• Your work must converge with other peoples’ work to be able to show the gap that your study is trying to fill.
• How did the choice of theories help you come up with your study’s concepts and variables?
• How will you measure the variables [in the topic]?
• You have just touched the surface of the empirical review, which should be a substantial section of your literature review.
• It is not clear what the research gap is from the literature review.
• After the empirical review, that’s when you now discuss the conceptual framework.
• The conceptual framework should clearly show the dependent and independent variables and their relationships.

Below is a list of the common questions and feedback for chapter 3:

• Kindly explain what your research philosophy is.
• What will your [quantitative] model comprise of?
• How are you going to verify and validate your [quantitative] model?
• Why is the sampling formula appropriate to your sector and study? Justify the sampling formula used in the proposal.
• Justify the choice of the sampling technique [e.g. purposive sampling].
• Justify your choice of data collection and data analysis methods.
• Are you going to use an inductive approach or a deductive approach to your study?
• There needs to be consistency between your objectives and research philosophy.
• If you have a number of population categories, you need to clearly articulate the sampling techniques for each category.
• The data analysis methods should be clearly articulated.
• The ethical considerations of your study should be adequately discussed.
• The data collection instruments should be part of the proposal defense.
• Your choice of research design and methods should be justified.
• What is your unit of analysis?
• Who are your study’s population?
• Will you have different questionnaires for different respondents?
• The data collection tools should have adequate background information questions to enable comparisons across different socio-economic and demographic groups.
• Why are you lagging a variable? Justify the need to lag the variable.
• Justify the choice of the model [e.g. Structural Equation Model].
• Which specific multivariate analysis will you use?
• Which tests are you going to conduct for the model and why? [e.g. normality, multicollinearity tests etc]
• The variables of your study should be defined.

In addition to the chapter-specific questions and feedback given, the students also received feedback on:

• The formatting of their proposals, including the font styles and size allowed, the numbering of the documents,
• The inclusion of front pages such as cover page, declaration, abstract, table of contents,
• The inclusion of back pages such as reference list and appendices which should include letter of introduction, consent letter for study respondents, data collection instruments, and work plan (Gantt chart) for the study.
• The style of referencing recommended by the School e.g. APA, which should be consistent throughout the proposal. The proposal defense should also include some of the citations so as to give it an authoritative feel.

From my observations during the four proposal defenses I attended, a proposal defense is an opportunity for the PhD student to defend his work and to convince the interviewing panel that the student knows what he is doing and what is required of him moving forward. Most of the panellists will do their best to make the student feel comfortable rather than intimidate him so PhD students should not panic when preparing to defend their proposals.

Of importance is adequate preparation before the defense and making sure that the proposal and presentation follow the guidelines provided by the School. Lastly, PhD students should keep in mind that the aim of the proposal defense is to help improve upon the student’s proposal and ensure that the research will meet the scientific rigour and standards of a PhD-level work.

How To Write Chapter 1 Of A PhD Thesis Proposal (A Practical Guide)

How To Write Chapter 2 Of A PhD Thesis Proposal (A Beginner’s Guide)

How To Write Chapter 3 Of A PhD Thesis Proposal (A Detailed Guide)

How To Format A PhD Thesis In Microsoft Word (An Illustrative Guide)

Comprehensive Guidelines for Writing a PhD Thesis Proposal (+ free checklist for PhD Students)

Grace Njeri-Otieno

Grace Njeri-Otieno is a Kenyan, a wife, a mom, and currently a PhD student, among many other balls she juggles. She holds a Bachelors' and Masters' degrees in Economics and has more than 7 years' experience with an INGO. She was inspired to start this site so as to share the lessons learned throughout her PhD journey with other PhD students. Her vision for this site is "to become a go-to resource center for PhD students in all their spheres of learning."

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Department of Geography, Environment, and Spatial Sciences College of Social Science

Dissertation proposal defense notice: katie brown.

Mon, May 6, 2024 11:00 AM at Zoom

Title: How Do Residents Experience Change? Exploring the Relationship Between Urban Revitalization and Mental Health in Detroit, MI from 2014-2023

Day and Date: Monday, May 6, 2024

Time: 11:00 a.m. (EDT)

Location: Via Zoom only (link below)

A copy of the dissertation being proposed can be obtained by emailing [email protected] .

The defense will consist of two steps:

Members of the Department (including faculty, students and staff) are invited to join an uninterrupted presentation by the student summarizing the dissertation proposal, and a subsequent questioning session. The session will be moderated by the advisor.

Second step

The Advisor and Guidance Committee will ask questions in the second stage of this session.

Faculty, graduate students and other non-committee members (e.g., family and friends) CANNOT attend the second questioning stage.

Please email [email protected] for Zoom link.

Guidance Committee:

• Amber Pearson (Chair)
• Ashton Shortridge
• Igor Vojnovic
• Rick Sadler

• Department of Industrial and Systems Engineering >
• PhD Program >

PhD in Industrial Engineering

The ISE PhD degree program prepares students to be scholars and leaders in academic, research or industry settings. Our students work with internationally recognized faculty in areas of operations research, human factors/ergonomics, production systems and manufacturing, and machine learning and artificial intelligence. The program combines rigorous coursework with supervised research experiences culminating in a significant, independent research project (the PhD dissertation). By the end of the degree program, students have become independent scholars, presenting and publishing their work in peer-reviewed conferences and journals.

Concentrations Offered

Students pursuing a PhD in Industrial Engineering can choose to concentrate their studies in one of following the areas: 

• 4/26/24 Operations Research
• 4/26/24 Human Factors/Ergonomics
• 4/26/24 Production Systems

General PhD Degree Requirements

Significant PhD milestones include completion of a qualifying ("B") exam, formation of an advisory committee, completion of an advanced research ("A") exam, completion and defense of a dissertation proposal, and final dissertation defense.

Department degree requirements (which are in addition to the degree requirements specified by the  UB Graduate School  and the  School of Engineering and Applied Sciences Graduate Student Policies ) are as follows:

Course and Credit Hour Requirements

The PhD program requires a minimum of 72 credit hours. 

Generally, coursework is completed in 2 to 3 years. Courses should be selected by the student with the approval of their advisor (or the graduate director for first year students) and vary based on the primary research interests of the student (operations research, human factors, or production systems/manufacturing), and student research interests. Students should insure they take an appropriate set of courses to prepare for the B-exam in one of three areas. 

A minimum of 12 and a maximum of 24 credit hours of dissertation research are required. The variable credit dissertation exists to allow students flexibility to take additional content courses. It does not impact the expectations for the scope and effort of the dissertation.

A maximum of 36 credit hours from a Master's degree(s) may be applied toward the 72 credit hour requirement for the PhD degree. Of these, no more than six credit hours may be derived from a master’s thesis. 

This examination tests the candidate’s ability in the core courses and selected elective courses. It is required for formal acceptance into PhD candidacy, and is taken at the end of the first year of study (in May).

The B-exam consists of 5 questions focused on operations research, production systems/manufacturing, or human factors. 

The examination is closed-book. Each questions is allotted 45 minutes. Exam questions are set and graded by the faculty member who most recently offered the course. The department faculty determine a pass/fail/undecided grade for each student. Students in the undecided category are offered an oral exam (either overall, or focusing on specific courses) and a subsequent pass/fail decision is made based on their performance. Students who fail the exam have one opportunity to retake the exam, in August. 

Advisor and PhD Committee

After passing the B-exam, students should select an advisor based on their research interests. The student-advisor match is one of mutual choice: both the student, and the faculty member, must agree. Students work with their advisor to choose at least two additional faculty members to be a part of the student’s committee. The core committee members must be part of the UB Graduate Faculty. Additional committee members beyond three are possible and can be from outside of the University. It is possible to change committee members and advisors during the program. 

Advanced Examination (A-Exam)

The A-exam is scheduled sometime after the majority of course work is completed and the student has selected a dissertation topic (generally before the end of the 3 rd year). Content is based on the student’s dissertation topic to gauge the student’s capability for research in the chosen area. There is a written examination followed by an oral examination. The questions, timing, and format of the exam are determined by the advisor and committee but typically students have 2 to 3 weeks to complete the written portion of the exam. Students can pass, provisionally pass (with requirements for revisions, completion of additional coursework, or other measures set by the committee) or be asked to retake the exam at a later date (only one retake is allowed). 

Application to Candidacy

Students should to complete their Application to Candidacy as soon as possible after forming a committee and completing a plan for finishing coursework and their dissertation. Students should seek assistance from the UB ISE Graduate Studies Coordinator with this form and additional paperwork required.

Dissertation Proposal and Proposal Defense

Students should work closely with their advisor and committee to write a formal dissertation proposal prior to beginning research which the student intends to serve as the dissertation work. The proposal is presented to the committee and defended in through oral examination to determine preparedness and significance of the proposed topic and to insure agreement among the student and committee members regarding the plan of the ultimate dissertation research.

Defense of Dissertation

PhD students are required to defend their dissertation in a seminar attended by the PhD committee and which is open to department faculty, students and the public. Students must notify the academic coordinator a minimum of two weeks prior to schedule the defense and provide an abstract and title.